-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OjlJhoiAABpf10tAfRRy9jHOtwafDPWhnGRhPTU/Nh3qfg35TTbEmwgHvy9jZm1i NeyGpZSlILy4t0AkTJw4Bw== 0001246360-06-003127.txt : 20061219 0001246360-06-003127.hdr.sgml : 20061219 20061219175657 ACCESSION NUMBER: 0001246360-06-003127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061215 FILED AS OF DATE: 20061219 DATE AS OF CHANGE: 20061219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEINEMANN ROBERT CENTRAL INDEX KEY: 0001191748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09735 FILM NUMBER: 061287643 BUSINESS ADDRESS: STREET 1: C/O BERRY PETROLEUM CO. STREET 2: 5201 TRUXTUN AVE., STE. 300 CITY: BAKERSFIELD STATE: CA ZIP: 93309 BUSINESS PHONE: 6616163900 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BERRY PETROLEUM CO CENTRAL INDEX KEY: 0000778438 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 770079387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5201 TRUXTUN AVENUE, STREET 2: SUITE 300 CITY: BAKERSFIELD STATE: CA ZIP: 93309-0640 BUSINESS PHONE: 661 616-3900 MAIL ADDRESS: STREET 1: BERRY PETROLEUM CO STREET 2: 5201 TRUXTUN AVENUE, SUITE 300 CITY: BAKERSFIELD STATE: CA ZIP: 93309-0640 4 1 form.xml PRIMARY DOCUMENT X0202 4 2006-12-15 false 0000778438 BERRY PETROLEUM CO BRY 0001191748 HEINEMANN ROBERT 5201 TRUXTUN AVE., SUITE 300 BAKERSFIELD CA 93309 true true false false President and CEO Class A Common Stock 2006-12-15 4 M false 5000 32.565 A 7000 D Class A Common Stock 2006-12-15 5 J false 14 0 D 3529 I Held in 401(k) Plan Class A Common Stock 2006-12-15 4 F false 1931 32.565 D 5069 D Nonstatutory Stock Options 8.07 2002-12-02 2012-12-02 Class A Common Stock 10000 10000 D Nonstatutory Stock Options 9.61 2003-12-02 2013-12-02 Class A Common Stock 10000 10000 D Nonstatutory Stock Option 14.375 2005-06-16 2014-06-16 Class A Common Stock 200000 200000 D Nonstatutory Stock Option 21.58 2005-11-23 2014-11-23 Class A Common Stock 130000 130000 D Nonstatutory Stock Option 30.645 2006-12-15 2015-12-15 Class A Common Stock 150000 150000 D Phantom Stock Units 0 1988-08-08 1988-08-08 Class A Common Stock 3017 3017 D Restricted Stock Unit 0 2010-01-31 2010-01-31 Class A Common Stock 161300 161300 D Nonstatutory Stock Option 32.565 2006-12-15 4 A false 175000 0 A 2007-12-15 2016-12-14 Class A Common Stock 175000 175000 D Restricted Stock Units 0 2006-12-15 4 A false 20000 0 A Class A Common Stock 20000 20000 D Restricted Stock Units 0 2006-12-15 4 M false 5000 32.565 D Class A Common Stock 5000 15000 D 1 for 1 Phantom Stock Units acquired under the Company's Non-Employee Director Deferred Compensation Plan in a transaction exempt under Rule 16b-3(c). Shares of Common Stock are issued under terms of the Plan upon resignation from the board of directors. Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock The restricted stock units vest in one installment on January 31, 2010 provided the reporting person continues to serve as the CEO of the Company on such date, or earlier on certain conditions. The restricted stock units vest in one installment on January 31, 2010 provided the reporting person continues to serve as the CEO of the Company on such date, or earlier on certain conditions. Grant of Nonstatutory Stock Option (NSO) under the Company's 2005 Equity Incentive Plan in a transaction exempt under Rule 16b-3(c). Shares vest 25% per year from date of grant. Grant of Nonstatutory Stock Option (NSO) under the Company's 2005 Equity Incentive Plan in a transaction exempt under Rule 16b-3(c). Shares vest 25% per year from date of grant. Grant of Nonstatutory Stock Option (NSO) under the Company's 2005 Equity Incentive Plan in a transaction exempt under Rule 16b-3(c). Shares vest 25% per year from date of grant. 1 for 1 Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock Grant of Restricted Stock Unit (RSU) under the Company's 2005 Equity Incentive Plan in a transaction exempt under Rule 16b-3(c). RSUs vest 25% per year from date of grant. The restricted stock units vests in four equal annual installments beginning December 15, 2007. Shares of Class A Common Stock will be delivered to the reporting person at the time of vesting. The restricted stock units vests in four equal annual installments beginning December 15, 2007. Shares of Class A Common Stock will be delivered to the reporting person at the time of vesting. The restricted stock units vests in four equal annual installments beginning December 15, 2007. Shares of Class A Common Stock will be delivered to the reporting person at the time of vesting. Vested shares issued pursuant to Rule 16b-3 plan. Changes in the number of shares of Common Stock held in the individuals 401(k) account due to required maintenance of cash position. All transactions were at market and non-discretionary. 1 for 1 Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock Vesting of 25% of RSUs granted 12-15-2006 The restricted stock units vests in four equal annual installments beginning December 15, 2006. Shares of Class A Common Stock will be delivered to the reporting person at the time of vesting. The restricted stock units vests in four equal annual installments beginning December 15, 2006. Shares of Class A Common Stock will be delivered to the reporting person at the time of vesting. Shares withheld incident to vesting of RSUs for the payment of tax liability issued in accordance with Rule 16b-3. Kenneth A Olson under POA for Robert Heinemann 2006-12-19 -----END PRIVACY-ENHANCED MESSAGE-----