As filed with the Securities and Exchange Commission on October 2, 2020
Registration No. 333-249150
811-4420
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-6
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Pre-Effective Amendment No.
Post-Effective Amendment No. 1
and
REGISTRATION STATEMENT
UNDER
THE INVESTMENT COMPANY ACT OF 1940
Amendment No. 190 (X)
WRL SERIES LIFE ACCOUNT
(Exact Name of Registrant)
TRANSAMERICA LIFE INSURANCE COMPANY
(Name of Depositor)
(Former Depositor, Transamerica Premier Life Insurance Company)
4333 Edgewood Road, NE
Cedar Rapids, IA 52499
(Address of Depositors Principal Executive Offices)
Depositors Telephone Number: (319) 355-8511
Brian Stallworth, Esq.
Transamerica Life Insurance Company
c/o Office of the General Counsel
4333 Edgewood Road, N.E.
Cedar Rapids, IA 52499-4240
(Name and Address of Agent for Service)
Approximate Date of Proposed Public Offering: Continuous
It is proposed that this filing become effective:
☒ | immediately upon filing pursuant to paragraph (b) of Rule 485 |
☐ | on (date) pursuant to paragraph (b) of Rule 485 |
☐ | 60 days after filing pursuant to paragraph (a)(1) of Rule 485 |
☐ | on (date) pursuant to paragraph (a)(1) of Rule 485 |
If appropriate, check the following box:
☐ | This post-effective amendment designates a new effective date for a previously filed post-effective amendment |
Registrant is filing this post-effective amendment (the Amendment) for the sole purpose of updating Part C included in the Registration Statement. The Amendment is not intended to amend or delete any part of the Registration Statement except as specifically noted herein. Parts A and B included in the Registration Statement (File Nos. 811-4420 and 333-249150) filed on September 30, 2020, are hereby incorporated by reference to the extent required by applicable law.
PART C - OTHER INFORMATION
(1) | This exhibit was previously filed on Post-Effective Amendment No. 16 to Form S-6 Registration Statement dated April 21, 1998 (File No. 33-31140). |
(2) | This exhibit was previously filed on Pre-Effective Amendment No. 1 to Form N-6 Registration Statement dated January 31, 2003 (File No. 333-100993) and no longer applicable . |
(3) | This exhibit was previously filed on the Initial Registration Statement to Form S-6 dated April 5, 2001 (File No. 333-58322) and is incorporated herein by reference. |
(4) | This exhibit was previously filed on Pre-Effective Amendment No. 1 to Form S-6 Registration Statement dated April 21, 1999 (File No. 333-62397) and is incorporated herein by reference. |
(5) | This exhibit was previously filed on the Initial Registration Statement to Form N-6 Registration Statement dated August 6, 2003 (File No. 333-107705) and is incorporated herein by reference. |
(6) | This exhibit was previously filed on the Initial Registration Statement to Form N-6 Registration Statement dated November 7, 2003 (File No. 333-110315) and is incorporated herein by reference. |
(7) | This exhibit was previously filed on Pre-Effective Amendment No. 1 to Form N-6 Registration Statement dated October 16, 2007 (File No. 333-144117) and is incorporated herein by reference. |
(8) | This exhibit was previously filed on Initial Registration Statement to Form N-6 Registration Statement dated June 14, 2006 (File No. 333-135005) and is incorporated herein by reference. |
(9) | This exhibit was previously filed on Post-Effective Amendment No. 6 to Form N-6 Registration Statement dated April 14, 2008 (File No. 333-110315) and is incorporated herein by reference. |
(10) | This exhibit was previously filed on Post-Effective Amendment No. 7 to Form N-6 Registration Statement dated June 27, 2008 (File No. 333-110315) and is incorporated herein by reference. |
(11) | This exhibit was previously filed on Post-Effective Amendment No. 6 to Form N-6 Registration Statement dated April 27, 2009 (File No. 333-135005) and is incorporated herein by reference. |
(12) | This exhibit was previously filed on Post-Effective Amendment No. 13 to Form N-6 Registration Statement dated April 18, 2011 (File No. 333-110315) and is incorporated herein by reference. |
(13) | This exhibit previously filed on Post-Effective amendment No. 16 to Form N-6 Registration Statement dated April 18, 2012 (File No. 333-107705) and is incorporated herein by reference. |
(14) | This exhibit was previously filed on Post-Effective amendment No. 15 to Form N-6 Registration Statement dated April 22, 2013 (File No. 333-110315) and is incorporated herein by reference. |
(15) | This exhibit was previously filed on Post-Effective amendment No. 16 to Form N-6 Registration Statement dated April 29, 2014 (File No. 333-110315) and is incorporated herein by reference. |
(16) | This exhibit was previously filed on Post-Effective amendment No. 5 to Form N-4 Registration Statement dated April 29, 2009 (File No. 333-146323) and is incorporated herein by reference. |
(17) | This exhibit was previously filed on Post-Effective amendment No. 9 to Form N-4 Registration Statement dated April 25, 2013 (File No. 333-146323) and is incorporated herein by reference. |
(18) | This exhibit was previously filed on Post-Effective amendment No. 10 to Form N-4 Registration Statement dated April 30, 2014 (File No. 333-146323) and is incorporated herein by reference. |
(19) | This exhibit was previously filed on Post-Effective amendment No. 9 to Form N-4 Registration Statement dated April 25, 2013 (File No. 333-146323) and is incorporated herein by reference. |
(20) | This exhibit was previously filed on the Initial Registration Statement to Form N-6 Registration Statement dated October 1, 2014 (File No. 333-199047) and is incorporated herein by reference. |
(21) | This exhibit was previously filed on Post-Effective Amendment No. 1 to Form N-6 dated April 28, 2015 (File No. 333-199047) and is incorporated herein by reference. |
(22) | This exhibit was previously filed on Post-Effective Amendment No. 2 to Form N-6 Registration Statement dated April 26, 2016 (File No. 333-199047) and is incorporated herein by reference. |
(23) | This exhibit was previously filed on Post-Effective Amendment No.3 to Form N-6 Registration Statement dated April 26, 2017 (File No. 333-199047) and is incorporated herein by reference. |
(24) | This exhibit was previously filed on Post-Effective Amendment No.4 to Form N-6 Registration Statement dated April 27, 2018 (File No. 333-199047) and is incorporated herein by reference |
(25) | This exhibit was previously filed on Post-Effective Amendment No.5 to Form N-6 dated Registration Statement April 26, 2019 (File No. 333-199047) and is incorporated herein by reference |
(26) | This exhibit was previously filed on Post-Effective Amendment No.6 to Form N-6 dated Registration Statement April 24, 2020 (File No. 333-199047) and is incorporated herein by reference |
(27) | This exhibit was previously filed on Pre-Effective Amendment No. 1 to Form N-4 Registration Statement (File No. 333-185573) filed on April 10, 2013and is incorporated herein by reference. |
(28) | This exhibit was previously filed on Initial Filing of Form N-4 Registration Statement (File No. 333-169445) filed on September 17, 2010, and is incorporated herein by reference. |
(29) | This exhibit was previously filed on the Initial Filing to Form N-6 Registration Statement dated September 30, 2020 (File No. 333-249150) and is incorporated herein by reference. |
(30) | Filed herewith. |
Item 27. Directors and Officers of the Depositor
Name |
Principal Business Address |
Position and Offices with Depositor | ||
Blake B. Bostwick |
(1) | Director and President | ||
Fred Gingerich |
(3) | Controller and Vice President | ||
Mark W. Mullin |
(2) | Director and Chairman of the Board | ||
David Schulz |
(3) | Director, Chief Tax Officer and Senior Vice President | ||
C. Michiel van Katwijk |
(2) | Director, Chief Financial Officer, Executive Vice President, and Treasurer | ||
Karyn Polak |
(2) | Director, Secretary, General Counsel, and Senior Vice President |
(1) | 1801 California Street, Suite 5200, Denver, CO 80202-2642 |
(2) | 100 Light St., Baltimore, MD 21202 |
(3) | 4333 Edgewood Road, N.E., Cedar Rapids, Iowa 52499-0001 |
Item 28. Persons Controlled by or under Common Control with the Depositor or Registrant
Name | Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
25 East 38th Street, LLC
|
Delaware | Sole Member: Yarra Rapids, LLC | Real estate investments | |||
239 West 20th Street, LLC
|
Delaware | Sole Member: Yarra Rapids, LLC | Real estate investments | |||
313 East 95th Street, LLC
|
Delaware | Sole Member: Yarra Rapids, LLC | Real estate investments | |||
319 East 95th Street, LLC
|
Delaware | Sole Member: Yarra Rapids, LLC | Real estate investments | |||
AEGON Affordable Housing Debt Fund I, LLC | Delaware | Members: AHDF Manager I, LLC (0.01%), Managing Member; Transamerica Life Insurance Company (5%); non-AEGON affiliates: Dominium Taxable Fund I, LLC (94.99%)
|
Affordable housing loans | |||
AEGON AM Funds, LLC | Delaware | AEGON USA Investment Management, LLC is the Manager; equity will be owned by clients/Investors of AEGON USA Investment Management, LLC
|
To serve as a fund for a client and offer flexibility to accommodate other similarly situated clients. | |||
AEGON Asset Management Services, Inc. | Delaware | 100% AUSA Holding, LLC
|
Registered investment advisor | |||
Aegon Community Investments 50, LLC | Delaware | Members: Aegon Community Investments 50, LLC (0.10%); Transamerica Financial Life Insurance Company (25.49750%); Transamerica Premier Life Insurance Company (25.49750%); non-AEGON affiliate, Citibank, N.A. (48.9950%)
|
Investments | |||
Aegon Community Investments 51, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Aegon Community Investments 52, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Aegon Community Investments 53, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Aegon Community Investments 54, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Aegon Community Investments 55, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments | |||
Aegon Community Investments 56, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments | |||
Aegon Community Investments 57, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Aegon Community Investments 58, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Aegon Community Investments 59, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Aegon Community Investments 60, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Aegon Community Investments 61, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Aegon Community Investments 62, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments |
Name | Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
AEGON Direct Marketing Services, Inc. | Maryland | Transamerica Premier Life Insurance Company owns 103,324 shares; Commonwealth General Corporation owns 37,161 shares
|
Marketing company | |||
AEGON Direct Marketing Services International, LLC
|
Maryland | 100% AUSA Holding, LLC | Marketing arm for sale of mass marketed insurance coverage | |||
AEGON Direct Marketing Services Mexico, S.A. de C.V.
|
Mexico | 100% AEGON DMS Holding B.V. | Provide management advisory and technical consultancy services. | |||
AEGON Direct Marketing Services Mexico Servicios, S.A. de C.V. | Mexico | 100% AEGON DMS Holding B.V. | Provide marketing, trading, telemarketing and advertising services in favor of any third party, particularly in favor of insurance and reinsurance companies.
| |||
AEGON Energy Management, LLC | Delaware | Sole Member: AEGON USA Realty Advisors, LLC
|
Investments | |||
AEGON Financial Services Group, Inc. | Minnesota | 100% Transamerica Life Insurance Company
|
Marketing | |||
AEGON Funding Company, LLC. | Delaware | Sole Member: Transamerica Corporation | Issue debt securities-net proceeds used to make loans to affiliates
| |||
Aegon Global Services, LLC | Iowa | Sole Member: Commonwealth General Corporation
|
Holding company | |||
AEGON Institutional Markets, Inc. | Delaware | 100% Commonwealth General Corporation | Provider of investment, marketing and administrative services to insurance companies
| |||
AEGON Life Insurance Agency Inc. | Taiwan | 100% AEGON Direct Marketing Services, Inc. (Taiwan Domiciled)
|
Life insurance | |||
Aegon LIHTC Fund 50, LLC | Delaware | Members: Aegon Community Investments 50, LLC (0.01%); Transamerica Financial Life Insurance Company (25.49750%); Transamerica Premier Life Insurance Company (25.49750%); non-affiliate of AEGON, Citibank, N.A. (48.9950%)
|
Investments | |||
Aegon LIHTC Fund 51, LLC | Delaware | Members: Aegon Community Investments 51, LLC (.01%) as Managing Member; non-affiliate of AEGON, Citibank, N.A. (99.99%)
|
Investments | |||
Aegon LIHTC Fund 52, LLC | Delaware | Members: Transamerica Financial Life Insurance Company (10.18%); Transamerica Life Insurance Company (1%); Managing Member - Aegon Community Investments 52, LLC (0.01%); non-affiliates of AEGON, Citibank, N.A. (49%); California Bank & Trust (5.21%); Pacific West Bank (7.58%); Ally Bank (11.35%); US Bank (7.58%); Bank of the West (7.46%)
|
Investments | |||
Aegon LIHTC Fund 54, LLC | Delaware | Non-Member Manager Aegon Community Investments 54, LLC (0%); Members: non-affiliate of Aegon, FNBC Leasing Corporation (100%)
|
Investments |
Name | Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
Aegon LIHTC Fund 55, LLC | Delaware | Members: Managing Member - Aegon Community Investments 55, LLC (.01%); Transamerica Premier Life Insurance Company (2.82%); non-affiliates of AEGON, Bank of Hope (14.26%); CMFG Life Insurance Company (9.72%); Citibank, N.A. (21.69%); ZB National Association (1.81%); Ally Bank (8.21%); U.S. Bancorp Community Development Corporation (22.10%); Lake City Bank (1.47%); The Guardian Life Insurance Company of America (10.45%); Minnesota Life Insurance Company (7.46%)
|
Investments | |||
Aegon LIHTC Fund 57, LLC | Delaware | Members: Managing Member - Aegon Community Investments 57, LLC (.01%); non-affiliate of AEGON, Bank of America, N.A. as Investor Member (99.99%)
|
Investments | |||
Aegon LIHTC Fund 58, LLC | Delaware | Members: Managing Member - Aegon Community Investments 58, LLC (0.01%); Transamerica Premier Life Insurance Company (12%); non-affiliates of AEGON, Allstate Insurance Company (12%); Allstate Life Insurance Company (12%); Ally Bank (17%); CMFG Life Insurance Company (8.05%); Santander Bank, N.A. (22.25%); U.S. Bancorp Community Development Corporation (19.47%); Zions Bancorporation, N.A. (6.35%)
|
Investments | |||
Aegon LIHTC Fund 60, LLC | Delaware | Sole Member: Aegon Community Investments 60, LLC
|
Investments | |||
Aegon LIHTC Fund 61, LLC | Delaware | Non-Member Manager Aegon Community Investments 61, LLC (0%); Members: non-affiliate of Aegon, HSBC Bank, N.A. (100%)
|
Investments | |||
Aegon LIHTC Fund 62, LLC | Delaware | Sole Member: Aegon Community Investments 62, LLC
|
Investments | |||
AEGON Managed Enhanced Cash, LLC | Delaware | Members: Transamerica Life Insurance Company (62.9705%) ; Transamerica Premier Life Insurance Company (37.0295%)
|
Investment vehicle for securities lending cash collateral | |||
AEGON Management Company | Indiana | 100% Transamerica Corporation
|
Holding company | |||
Aegon Market Neutral Income Fund, LLC | Delaware | AEGON USA Investment Management, LLC is the sole Member until the first Investor buys in, then the entity will be managed by a 3-Member Board of Managers.
|
Investments |
Name | Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
Aegon Multi-Family Equity Fund, LLC | Delaware | Members: Transamerica Life Insurance Company (15.83333%); Transamerica Financial Life Insurance Company (5%); Transamerica Premier Life Insurance Company (4.16667%); non-affiliates of AEGON: Landmark Real Estate Partners VIII, L.P. (72.1591%)
|
Investments | |||
Aegon Opportunity Zone Fund Joint Venture 1, LLC
|
Delaware | Sole Member: Aegon OZF Investments 1, LLC | Investments | |||
Aegon OZF Investments 1, LLC | Delaware | Sole Member: AEGON USA Realty Advisors, LLC
|
Investments | |||
Aegon Private Opportunities Partners I, LLC | Delaware | Sole member: Transamerica Life Insurance Company
|
Investments (private equity) | |||
Aegon Upstream Energy Fund, LLC | Delaware | Sole Member: AEGON Energy Management, LLC
|
Investments | |||
AEGON USA Asset Management Holding, LLC
|
Iowa | Sole Member: AUSA Holding, LLC | Holding company | |||
AEGON USA Investment Management, LLC | Iowa | Sole Member: AEGON USA Asset Management Holding, LLC
|
Investment advisor | |||
AEGON USA Real Estate Services, Inc. | Delaware | 100% AEGON USA Realty Advisors, Inc. | Real estate and mortgage holding company
| |||
AEGON USA Realty Advisors, LLC | Iowa | Sole Member: AEGON USA Asset Management Holding, LLC
|
Administrative and investment services | |||
AEGON USA Realty Advisors of California, Inc.
|
Iowa | 100% AEGON USA Realty Advisors, Inc. | Investments | |||
Aegon Workforce Housing Boynton Place REIT, LLC | Delaware | Sole Member: Aegon Worforce Housing Separate Account 1, LLC
|
Multifamily private equity structure with third-party Investor | |||
Aegon Workforce Housing Fund 2 Holding Company, LLC | Delaware | Sole Member: Aegon Workforce Housing Fund 2, LP
|
Holding company | |||
Aegon Workforce Housing Fund 2, LP | Delaware | General Partner is AWHF2 General Partner, LLC. Fund Partners: Transamerica Life Insurance Company (63%), Transamerica Financial Life Insurance Company (20%) and Transamerica Premier Life Insurance Company (17%)
|
Investments | |||
Aegon Workforce Housing Fund 3 Holding Company, LLC | Delaware | Sole Member: Aegon Workforce Housing Fund 3, LP
|
Holding company | |||
Aegon Workforce Housing Fund 3, LP | Delaware | General Partner is AWHF3 General Partner, LLC. Fund Partners: Transamerica Life Insurance Company (60%), Transamerica Financial Life Insurance Company (10%) and Transamerica Premier Life Insurance Company (30%)
|
Investments | |||
Aegon Workforce Housing Park at Via Rosa REIT, LLC | Delaware | Sole Member: Aegon Worforce Housing Separate Account 1, LLC
|
Multifamily private equity structure with third-party Investor | |||
Aegon Workforce Housing Separate Account 1, LLC | Delaware | Undecided as of 11/1/19 | Multifamily private equity structure with third-party Investor
|
Name | Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
AHDF Manager I, LLC | Delaware | Sole Member: AEGON USA Realty Advisors, LLC
|
Investments | |||
ALH Properties Eight LLC | Delaware | Sole Member: FGH USA LLC
|
Real estate | |||
ALH Properties Eleven LLC | Delaware | Sole Member: FGH USA LLC
|
Real estate | |||
ALH Properties Four LLC | Delaware | Sole Member: FGH USA LLC
|
Real estate | |||
ALH Properties Nine LLC | Delaware | Sole Member: FGH USA LLC
|
Real estate | |||
ALH Properties Seven LLC | Delaware | Sole Member: FGH USA LLC
|
Real estate | |||
ALH Properties Seventeen LLC | Delaware | Sole Member: FGH USA LLC
|
Real estate | |||
ALH Properties Sixteen LLC | Delaware | Sole Member: FGH USA LLC
|
Real estate | |||
ALH Properties Ten LLC | Delaware | Sole Member: FGH USA LLC
|
Real estate | |||
ALH Properties Twelve LLC | Delaware | Sole Member: FGH USA LLC
|
Real estate | |||
ALH Properties Two LLC | Delaware | Sole Member: FGH USA LLC
|
Real estate | |||
AMFETF Manager, LLC | Delaware | Sole Member: AEGON USA Realty Advisors, LLC
|
Investments | |||
AMTAX HOLDINGS 308, LLC | Ohio | TAHP Fund II, LLC - 100% Member; TAH Pentagon Funds LLC - non-owner Manager
|
Affordable housing | |||
AMTAX HOLDINGS 347, LLC | Ohio | TAHP Fund II, LLC - 100% Member; TAH Pentagon Funds LLC - non-owner Manager
|
Affordable housing | |||
AMTAX HOLDINGS 388, LLC | Ohio | TAHP Fund II, LLC - 100% Member; TAH Pentagon Funds LLC - non-owner Manager
|
Affordable housing | |||
AMTAX HOLDINGS 483, LLC | Ohio | TAHP Fund I, LLC - 100% Member; TAH Pentagon Funds LLC - non-owner Manager
|
Affordable housing | |||
AMTAX HOLDINGS 559, LLC | Ohio | TAHP Fund I, LLC - 100% Member; TAH Pentagon Funds LLC - non-owner Manager
|
Affordable housing | |||
AMTAX HOLDINGS 561, LLC | Ohio | TAHP Fund VII, LLC - 100% Member; TAH Pentagon Funds LLC - non-owner Manager
|
Affordable housing | |||
AMTAX HOLDINGS 588, LLC | Ohio | TAHP Fund I, LLC - 100% Member; TAH Pentagon Funds LLC - non-owner Manager
|
Affordable housing | |||
AMTAX HOLDINGS 613, LLC | Ohio | Garnet LIHTC Fund VII, LLC - 99% Member; Cupples State LIHTC Investors, LLC - 1% Member; TAH Pentagon Funds, LLC - non-owner Manager
|
Affordable housing | |||
AMTAX HOLDINGS 639, LLC | Ohio | TAHP Fund I, LLC - 100% Member; TAH Pentagon Funds LLC - non-owner Manager
|
Affordable housing | |||
AMTAX HOLDINGS 649, LLC | Ohio | TAHP Fund I, LLC - 100% Member; TAH Pentagon Funds LLC - non-owner Manager
|
Affordable housing | |||
AMTAX HOLDINGS 672, LLC | Ohio | TAHP Fund I, LLC - 100% Member; TAH Pentagon Funds LLC - non-owner Manager
|
Affordable housing |
Name | Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
AMTAX HOLDINGS 713, LLC | Ohio | TAHP Fund II, LLC - 100% Member; TAH Pentagon Funds LLC - non-owner Manager
|
Affordable housing | |||
Apollo Housing Capital Arrowhead Gardens, LLC | Delaware | Sole Member: Garnet LIHTC Fund XXXV, LLC
|
Affordable housing | |||
AUIM Credit Opportunities Fund, LLC | Delaware | Members: AEGON USA Investment Management, LLC (98.36%); non-affiliate of AEGON (1.64%)
|
Investment vehicle | |||
AUSA Holding, LLC | Maryland | Sole Member: 100% Transamerica Corporation
|
Holding company | |||
AUSA Properties, Inc. | Iowa | 100% AEGON USA Realty Advisors, LLC
|
Own, operate and manage real estate | |||
AWHF2 General Partner, LLC | Delaware | Sole Member: AEGON USA Realty Advisors, LLC
|
Investments | |||
AWHF3 General Partner, LLC | Delaware | Sole Member: AEGON USA Realty Advisors, LLC
|
Investments | |||
AWHSA Manager 1, LLC | Delaware | Sole Member: AEGON USA Realty Advisors, LLC
|
Multifamily private equity structure with third-party Investor | |||
Barfield Ranch Associates, LLC | Florida | Members: Mitigation Manager, LLC (50%); non-affiliate of AEGON, OBPFL-Barfield, LLC (50%)
|
Investments | |||
Bay State Community Investments I, LLC | Delaware | Sole Member: Transamerica Premier Life Insurance Company
|
Investments in low income housing tax credit properties | |||
Bay State Community Investments II, LLC | Delaware | Sole Member: Transamerica Premier Life Insurance Company
|
Investments in low income housing tax credit properties | |||
Carle Place Leasehold SPE, LLC | Delaware | Sole Member: Transamerica Financial Life Insurance Company
|
Lease holder | |||
Cedar Funding, Ltd. | Cayman Islands | 100% Transamerica Life Insurance Company
|
Investments | |||
Commonwealth General Corporation | Delaware | 100% Transamerica Corporation
|
Holding company | |||
Creditor Resources, Inc. | Michigan | 100% AUSA Holding, LLC
|
Credit insurance | |||
CRI Solutions Inc. | Maryland | 100% Creditor Resources, Inc.
|
Sales of reinsurance and credit insurance | |||
Cupples State LIHTC Investors, LLC | Delaware | Sole Member: Garnet LIHTC Fund VIII, LLC
|
Investments | |||
Equitable AgriFinance, LLC | Delaware | Members: AEGON USA Realty Advisors, LLC (50%); AXA Equitable Life Insurance Company, a non-affiliate of AEGON (50%)
|
Agriculturally-based real estate advisory services | |||
FD TLIC, Limited Liability Company | New York | 100% Transamerica Life Insurance Company
|
Broadway production | |||
FGH Realty Credit LLC | Delaware | Sole Member: FGH USA, LLC
|
Real estate | |||
FGH USA LLC | Delaware | Sole Member: RCC North America LLC
|
Real estate |
Name | Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
Fifth FGP LLC | Delaware | Sole Member: FGH USA LLC
|
Real estate | |||
Financial Planning Services, Inc. | District of Columbia | 100% Commonwealth General Corporation
|
Management services | |||
First FGP LLC | Delaware | Sole Member: FGH USA LLC
|
Real estate | |||
Fourth FGP LLC | Delaware | Sole Member: FGH USA LLC
|
Real estate | |||
Garnet Assurance Corporation | Kentucky | 100% Transamerica Life Insurance Company
|
Investments | |||
Garnet Assurance Corporation II | Iowa | 100% Commonwealth General Corporation
|
Business investments | |||
Garnet Assurance Corporation III | Iowa | 100% Transamerica Life Insurance Company
|
Business investments | |||
Garnet Community Investments, LLC | Delaware | Sole Member: Transamerica Premier Life Insurance Company
|
Investments | |||
Garnet Community Investments III, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Business investments | |||
Garnet Community Investments IV, LLC | Delaware | Sole Member: Transamerica Premier Life Insurance Company
|
Investments | |||
Garnet Community Investments V, LLC | Delaware | Sole Member: Transamerica Premier Life Insurance Company
|
Investments | |||
Garnet Community Investments VI, LLC | Delaware | Sole Member: Transamerica Premier Life Insurance Company
|
Investments | |||
Garnet Community Investments VII, LLC | Delaware | Sole Member: Transamerica Premier Life Insurance Company
|
Investments | |||
Garnet Community Investments VIII, LLC | Delaware | Sole Member: Transamerica Premier Life Insurance Company
|
Investments | |||
Garnet Community Investments IX, LLC | Delaware | Sole Member: Transamerica Premier Life Insurance Company
|
Investments | |||
Garnet Community Investments X, LLC | Delaware | Sole Member: Transamerica Premier Life Insurance Company
|
Investments | |||
Garnet Community Investments XI, LLC | Delaware | Sole Member: Transamerica Premier Life Insurance Company
|
Investments | |||
Garnet Community Investments XII, LLC | Delaware | Sole Member: Transamerica Premier Life Insurance Company
|
Investments | |||
Garnet Community Investments XVIII, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XX, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XXIV, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XXV, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investment XXVI, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XXVII, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investment XXVIII, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XXIX, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XXX, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments |
Name | Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
Garnet Community Investments XXXI, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XXXII, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XXXIII, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XXXIV, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XXXV, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XXXVI, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XXXVII, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XXXVIII, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XXXIX, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XL, LLC | Delaware | Sole Member - Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XLI, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XLII, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XLIII, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XLIV, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XLVI, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XLVII, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XLVIII, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Garnet Community Investments XLIX, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Garnet ITC Fund XLIII, LLC | Delaware | Members: Garnet Community Investments XLIII, LLC (0%) asset Manager: non-affiliate of AEGON, Solar TC Corp. (100%) Investor Member
|
Investments | |||
Garnet LIHTC Fund III, LLC | Delaware | Members: Transamerica Life Insurance Company (.01%); non-affiliate of AEGON, Aegon Community Investments III, (99.99%)
|
Investments | |||
Garnet LIHTC Fund IV, LLC | Delaware | Members: Garnet Community Investments IV, LLC (99.99%); Transamerica Life Insurance Company (.01%)
|
Investments | |||
Garnet LIHTC Fund V, LLC | Delaware | Members: Garnet Community Investments V, LLC (99.99%); Transamerica Life Insurance Company (.01%)
|
Investments |
Name | Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
Garnet LIHTC Fund VI, LLC | Delaware | Members: Garnet Community Investments VI, LLC (99.99%); Transamerica Life Insurance Company (0.01%)
|
Investments | |||
Garnet LIHTC Fund VII, LLC | Delaware | Members: Garnet Community Investments VII, LLC (99.99%); Transamerica Life Insurance Company (.01%)
|
Investments | |||
Garnet LIHTC Fund VIII, LLC | Delaware | Members: Garnet Community Investments VIII, LLC (99.99%); Transamerica Life Insurance Company (0.01%)
|
Investments | |||
Garnet LIHTC Fund IX, LLC | Delaware | Members: Garnet Community Investments IX, LLC (99.99%); Transamerica Life Insurance Company (0.01%)
|
Investments | |||
Garnet LIHTC Fund X, LLC | Delaware | Members: Garnet Community Investments X, LLC (0.01%); Goldenrod Asset Management, a non-AEGON affiliate (99.99%)
|
Investments | |||
Garnet LIHTC Fund XI, LLC | Delaware | Members: Garnet Community Investments XI, LLC (99.99%) and Transamerica Life
Insurance Company (0.01%)
|
Investments | |||
Garnet LIHTC Fund XII, LLC | Delaware | Members: Managing Member, Garnet Community Investments XII (.01%), Garnet LIHTC Fund XII-B (13.30%), Garnet LIHTC Fund XII-C (13.30%); non-affiliate of Aegon, Bank of America, N.A. (73.39%)
|
Investments | |||
Garnet LIHTC Fund XII-A, LLC | Delaware | Members: Garnet Community Investments XII, LLC (0.01%); Bank of America, N.A., a non-AEGON affiliate (99.99%)
|
Investments | |||
Garnet LIHTC Fund XII-B, LLC | Delaware | Members: Garnet Community Investments XII, LLC (99.99%) and Transamerica Life Insurance Company (.01%)
|
Investments | |||
Garnet LIHTC Fund XII-C, LLC | Delaware | Members: Garnet Community Investments XII, LLC (99.99%) and Transamerica Life Insurance Company (.01%)
|
Investments | |||
Garnet LIHTC Fund XIII, LLC | Delaware | Members: Managing Member, Garnet Community Investments .01%; Garnet LIHTC Fund XIII-A (68.10%); Garnet LIHTC Fund XIII-B (31.89%)
|
Investments | |||
Garnet LIHTC Fund XIII-A, LLC | Delaware | Members: Managing Member, Garnet Community Investments XIII, LLC (99.99%) and Transamerica Life Insurance Company (.01%)
|
Investments | |||
Garnet LIHTC Fund XIII-B, LLC | Delaware | Members: Managing Member, Garnet Community Investments XIII, LLC (99.99%) and Transamerica Life Insurance Company (.01%)
|
Investments |
Name | Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
Garnet LIHTC Fund XIV, LLC | Delaware | Members: 0.01% Garnet Community Investments, LLC (0.01%); Wells Fargo Bank, N.A. (49.995%); and Goldenrod Asset Management, Inc.(49.995%), both non-AEGON affiliates
|
Investments | |||
Garnet LIHTC Fund XV, LLC | Delaware | Members: Garnet Community Investments, LLC (0.01%); Bank of America, N.A., a non-AEGON affiliate (99.99%)
|
Investments | |||
Garnet LIHTC Fund XVI, LLC | Delaware | Members: Garnet Community Investments, LLC (0.01%); FNBC Leasing Corporation, a non-AEGON entity (99.99%)
|
Investments | |||
Garnet LIHTC Fund XVII, LLC | Delaware | Members: Garnet Community Investments, LLC (0.01%); Special Situations Investing Group II, LLC, a non-affiliate of AEGON (99.99%)
|
Investments | |||
Garnet LIHTC Fund XVIII, LLC | Delaware | Members: Garnet Community Investments XVIII, LLC (0.01%); Verizon Capital Corp., a non-AEGON affiliate (99.99%)
|
Investments | |||
Garnet LIHTC Fund XIX, LLC | Delaware | Members: Garnet Community Investments, LLC (0.01%); Bank of America, N.A., a non-AEGON affiliate (99.99%)
|
Investments | |||
Garnet LIHTC Fund XX, LLC | Delaware | Sole Member - Garnet Community Investments XX, LLC
|
Investments | |||
Garnet LIHTC Fund XXI, LLC | Delaware | Sole Member: Garnet Community Investments, LLC
|
Investments | |||
Garnet LIHTC Fund XXII, LLC | Delaware | Members: Garnet Community Investments, LLC (0.01%); NorLease, Inc., a non-AEGON affiliate (99.99%)
|
Investments | |||
Garnet LIHTC Fund XXIII, LLC | Delaware | Members: Garnet Community Investments, LLC (0.01%); Idacorp Financial Services, Inc., a non-AEGON affiliate (99.99%)
|
Investments | |||
Garnet LIHTC Fund XXIV, LLC | Delaware | Members: Garnet Community Investments XXIV, LLC (0.01% as Managing Member); Transamerica Life Insurance Company (21.26%); non-affiliates of AEGON: New York Life Insurance Company (25.51%), New York Life Insurance and Annuity Corporation (21.73%) and Principal Life Insurance Company (31.49%)
|
Investments | |||
Garnet LIHTC Fund XXV, LLC | Delaware | Members: Garnet Community Investment XXV, LLC (0.01%); Garnet LIHTC Fund XXVIII LLC (1%); non-affiliates of AEGON: Mt. Hamilton Fund, LLC (97.99%); Google Affordable housing I LLC (1%)
|
Investments | |||
Garnet LIHTC Fund XXVI, LLC | Delaware | Members: Garnet Community Investments XXVI, LLC (0.01%); American Income Life Insurance Company, a non-affiliate of AEGON (99.99%)
|
Investments |
Name | Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
Garnet LIHTC Fund XXVII, LLC | Delaware | Members: Garnet Community Investments XXVII, LLC (0.01%); Transamerica Life Insurance Company (16.7045%); non-affiliates of AEGON: Aetna Life Insurance Company (30.2856%); New York Life Insurance Company (22.7142%); ProAssurance Casualty Company (3.6343%); ProAssurance Indemnity Company (8.4800%); State Street Bank and Trust Company (18.1714%)
|
Investments | |||
Garnet LIHTC Fund XXVIII, LLC | Delaware | Members: Garnet Community Investments XXVIII LLC (0.01%); non-affiliates of AEGON: USAA Casualty Insurance Company (17.998%); USAA General Indemnity Company (19.998%); USAA Life Insurance Company (3.999%); United Services Automobile Association (57.994%)
|
Investments | |||
Garnet LIHTC Fund XXIX, LLC | Delaware | Members: Garnet Community Investments XXIX, LLC (.01%); non-affiliate of AEGON: Bank of America, N.A. (99.99%)
|
Investments | |||
Garnet LIHTC Fund XXX, LLC | Delaware | Members: Garnet Community Investments XXX, LLC (0.01%); non-affiliate of AEGON, New York Life Insurance Company (99.99%)
|
Investments | |||
Garnet LIHTC Fund XXXI, LLC | Delaware | Members: Garnet Community Investments XXXI, LLC (0.1%); non-affiliates of AEGON: Thunderbolt Peak Fund, LLC (98.99%); Google Affordable Housing I, LLC (1%)
|
Investments | |||
Garnet LIHTC Fund XXXII, LLC | Delaware | Sole Member: Garnet Community Investments XXXVII, LLC.
|
Investments | |||
Garnet LIHTC Fund XXXIII, LLC | Delaware | Members: Garnet Community Investment XXXIII, LLC (0.01%); non-affiliate of AEGON, NorLease, Inc. (99.99%)
|
Investments | |||
Garnet LIHTC Fund XXXIV, LLC | Delaware | Members: Garnet Community Investments XXXIV, LLC (99.99%) and Transamerica Premier Life Insurance Company (0.01%)
|
Investments | |||
Garnet LIHTC Fund XXXV, LLC | Delaware | Members: Garnet Community Investment XXXV, LLC (0.01%); non-affiliate of AEGON, Microsoft Corporation (99.99%)
|
Investments | |||
Garnet LIHTC Fund XXXVI, LLC | Delaware | Members: Garnet Community Investments XXXVI, LLC (1%) as Managing Member; JPM Capital Corporation, a non-AEGON affiliate (99%) as Investor Member
|
Investments | |||
Garnet LIHTC Fund XXXVII, LLC | Delaware | Members: Garnet Community Investments XXXVII, LLC (.01%); LIH Realty Corporation, a non-AEGON affiliate (99.99%)
|
Investments |
Name | Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
Garnet LIHTC Fund XXXVIII, LLC | Delaware | Members: Garnet Community Investments XXXVIII, LLC, non-Member Manager; non-affiliate of AEGON, Norlease, Inc. (100%)
|
Investments | |||
Garnet LIHTC Fund XXXIX, LLC | Delaware | Members: Garnet Community Investments XXXIX, LLC a Managing Member (1%); non-AEGON affiliate, FNBC Leasing Corporation as Investor Member (99%)
|
Investments | |||
Garnet LIHTC Fund XL, LLC | Delaware | Members: Garnet Community Investments XL, LLC (.01%); non-AEGON affiliate, Partner Reinsurance Company of the U.S. (99.99%)
|
Investments | |||
Garnet LIHTC Fund XLI, LLC | Delaware | Members: Transamerica Life Insurance Company (9.990%) and Garnet Community Investments XLI, LLC (.01% Managing Member); non-AEGON affiliates : BBCN Bank (1.2499%), East West Bank (12.4988%), Opus Bank (12.4988%), Standard Insurance Company (24.9975%), Mutual of Omaha (12.4988%), Pacific Western Bank (7.4993%) and Principal Life Insurance Company (18.7481%).
|
Investments | |||
Ganet LIHTC Fund XLII, LLC | Delaware | Members: Garnet Community Investments XLII, LLC (.01%) Managing Member; non-affiliates of AEGON: Community Trust Bank (83.33%) Investor Member; Metropolitan Bank (16.66%) Investor Member.
|
Investments | |||
Garnet LIHTC Fund XLIVA, LLC | Delaware | Sole Member: ING Capital, LLC; Asset Manager: Garnet Community Investments XLIV, LLC (0% interest)
|
Investments | |||
Garnet LIHTC Fund XLIV-B, LLC | Delaware | Sole Member: Lion Capital Delaware, Inc.; Asset Manager: Garnet Community Investments XLIV, LLC (0% interest)
|
Investments | |||
Garnet LIHTC Fund XLVI, LLC | Delaware | Members: Garnet Community Investments XLVI, LLC (0.01%) Managing Member; non-affiliate of AEGON, Standard Life Insurance Company (99.99%) Investor Member
|
Investments |
Name |
Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
Garnet LIHTC Fund XLVII, LLC | Delaware | Members: Garnet Community Investments XLVII, LLC (1%) Managing Member; Transamerica Premier Life Insurance Company (14%) Investor Member; non-affiliate of AEGON: Citibank, N.A. (49%) Investor Member; New York Life Insurance Company (20.5%) Investor Member and New York Life Insurance and Annuity Corporation (15.5%) Investor Member
|
Investments | |||
Garnet LIHTC Fund XLVIII, LLC | Delaware | Members: Transamerica Financial Life Insurance Company (75.18%) and Garnet Community Investments XXXLVIII, LLC (.01%); non-affiliates of AEGON: U.S. Bancorp Community Development Corporation (21.04%), American Republic Insurance Company (2.84%), Bank of Hope (.93%)
|
Investments | |||
Horizons Acquisition 5, LLC | Florida | Sole Member - PSL Acquisitions Operating, LLC
|
Development company | |||
Horizons St. Lucie Development, LLC | Florida | Sole Member - PSL Acquisitions Operating, LLC
|
Development company | |||
Imani Fe, LP | California | Partners: Garnet LIHTC Fund XIV, LL (99.99% Investor limited partner); Transamerica Affordable Housing, Inc. (non-owner special limited partner); non-affiliates of AEGON: ABS Imani Fe, LLC (.0034% class A limited partner); TAH Imani Fe GP, LLC (.0033% co-general partner); Grant Housing and Economic Development Corporation (.0033% Managing general partner)
|
Affordable housing | |||
InterSecurities Insurance Agency, Inc. | California | 100% Transamerica Premier Life Insurance Company
|
Insurance agency | |||
Investors Warranty of America, LLC | Iowa | Sole Member: RCC North America LLC
|
Leases business equipment | |||
Ironwood Re Corp. | Hawaii | 100% Commonwealth General Corporation
|
Captive insurance company | |||
LCS Associates, LLC | Delaware | Sole Member: RCC North America LLC
|
Investments | |||
Life Investors Alliance LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Purchase, own, and hold the equity interest of other entities | |||
LIHTC Fund 53, LLC | Delaware | Non-Member Manager, AEGON Community Investments 53, LLC (0%); non-affiliates of AEGON: Bank of America, National Association (98%); MUFG Union Bank, N.A. (2%)
|
Investments |
Name |
Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
LIHTC Fund 56, LLC | Delaware | Members: Managing Member - Aegon Community Investments 56, LLC (0%); non-affiliates of AEGON, Bank of America, National Association (90%) and MUFG Union Bank, N.A. (10%)
|
Investments | |||
LIHTC Fund 59, LLC | Delaware | Members: Non-Member Manager Aegon Community Investments 59, LLC (0%); non-affiliates of AEGON, Bank of America, National Association (99.99%); Dominium Taxable Fund II, LLC (0.01%)
|
Investments | |||
LIHTC Fund XLV, LLC | Delaware | Non-Member Manager: Garnet Community Investments XLV, LLC (0%)
|
Investments | |||
LIHTC Fund XLIX, LLC | Delaware | Sole Member: Garnet Community Investments XLIX, LLC
|
Investments | |||
LIICA Re II, Inc. | Vermont | 100% Transamerica Life Insurance Company
|
Captive insurance company | |||
Massachusetts Fidelity Trust Company | Iowa | 100% AUSA Holding, LLC
|
Trust company | |||
Mitigation Manager, LLC | Delaware | Sole Member: RCC North America LLC
|
Investments | |||
MLIC Re I, Inc. | Vermont | 100% Transamerica Life Insurance Company
|
Captive insurance company | |||
Money Services, Inc. | Delaware | 100% AUSA Holding, LLC | Provides certain financial services for affiliates including, but not limited to, certain intellectual property, computer and computer-related software and hardware services, including procurement and contract services to some or all of the Members of the AEGON Group in the United States and Canada.
| |||
Monumental Financial Services, Inc. | Maryland | 100% Transamerica Corporation
|
DBA in the State of West Virginia for United Financial Services, Inc.
| |||
Monumental General Administrators, Inc. | Maryland | 100% AUSA Holding, LLC | Provides management services to unaffiliated third party administrator
| |||
Natural Resources Alternatives Portfolio I, LLC | Delaware | Members: Transamerica Life Insurance Company (64%); Transamerica Premier Life Insurance Company (32%); Transamerica Financial Life Insurance Company (4%); Managing Member: AEGON USA Realty Advisors, LLC
|
Investment vehicle - to invest in Natural Resources | |||
Natural Resources Alternatives Portfolio II, LLC | Delaware | Members: Transamerica Premier Life Insurance Company (60%); Transamerica Life Insurance Company (35%); Transamerica Financial Life Insurance Company (5%)
|
Investment vehicle | |||
Natural Resources Alternatives Portfolio 3, LLC | Delaware | Members: Transamerica Life Insurance Company (55%); Transamerica Premier Life Insurance Company (35%); Transamerica Financial Life Insurance Company (10%)
|
Investment vehicle |
Name |
Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
Nomagon Title Grandparent, LLC | Delaware | Sole member is AEGON USA Asset Management Holding, LLC; AEGON USA Realty Advisors, LLC is the non-member manager of this entity
|
Investment vehicle | |||
Nomagon Title Holding 1, LLC | Delaware | Sole member is Nomagon Title Parent, LLC; AEGON USA Realty Advisors, LLC is the non-member manager of this entity
|
Investment vehicle | |||
Nomagon Title Parent, LLC | Delaware | Sole member is Nomagon Title Grandparent, LLC; AEGON USA Realty Advisors, LLC is the non-member manager of this entity
|
Investment vehicle | |||
Osceola Mitigation Partners, LLC | Florida | Members: Mitigation Manager, LLC (50%); non-affiliate of AEGON, OBPFL-MITBK, LLC (50%)
|
Investmetns | |||
Pearl Holdings, Inc. I | Delaware | 100% AEGON USA Asset Management Holding, LLC
|
Holding company | |||
Pearl Holdings, Inc. II | Delaware | 100% AEGON USA Asset Management Holding, LLC
|
Holding company | |||
Peoples Benefit Services, LLC | Pennsylvania | Sole Member - Transamerica Life Insurance Company
|
Marketing non-insurance products | |||
Pine Falls Re, Inc. | Vermont | 100% Transamerica Life Insurance Company
|
Captive insurance company | |||
Placer 400 Investors, LLC | California | Members: RCC North Amerivca LLC (50%); non-affiliate of AEGON, AKT Placer 400 Investors, LLC (50%)
|
Investments | |||
Primus Guaranty, Ltd. | Bermuda | Members: Transamerica Life Insurance Company (20% 13.1%) and non-affiliates of AEGON and the public holders own the remainder.
|
Provides protection from default risk of investment grade corporate and sovereign issues of financial obligations. | |||
PSL Acquisitions Operating, LLC | Iowa | Sole Member: RCC North America LLC
|
Owner of Core subsidiary entities | |||
RCC North America LLC | Delaware | Sole Member: Transamerica Corporation
|
Real estate | |||
Real Estate Alternatives Portfolio 2 LLC | Delaware | Members are: Transamerica Life Insurance Company (92.%); Transamerica Financial Life Insurance Company (7.5%). Manager: AEGON USA Realty Advisors, Inc.
|
Real estate alternatives investment | |||
Real Estate Alternatives Portfolio 3 LLC | Delaware | Members are: Transamerica Life Insurance Company (74.4%); Transamerica Premier Life Insurance Company (25.6%). Manager: AEGON USA Realty Advisors, Inc.
|
Real estate alternatives investment | |||
Real Estate Alternatives Portfolio 3A, Inc. | Delaware | Members: Transamerica Premier Life Insurance Company (37%); Transamerica Financial Life Insurance Company (9.4%); Transamerica Life Insurance Company (53.6%).
|
Real estate alternatives investment |
Name |
Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
Real Estate Alternatives Portfolio 4 HR, LLC | Delaware | Members: Transamerica Life Insurance Company (64%); Transamerica Premier Life Insurance Company (32%); Transamerica Financial Life Insurance Company (4%). Manager: AEGON USA Realty Advisors, Inc.
|
Investment vehicle for alternative real estate investments that are established annually for our affiliated companies common investment | |||
Real Estate Alternatives Portfolio 4 MR, LLC | Delaware | Members: Transamerica Life Insurance Company (64%); Transamerica Premier Life Insurance Company (32%); Transamerica Financial Life Insurance Company (4%). Manager: AEGON USA Realty Advisors, Inc.
|
Investment vehicle for alternative real estate investments that are established annually for our affiliated companies common investment | |||
River Ridge Insurance Company | Vermont | 100% AEGON Management Company
|
Captive insurance company | |||
SB Frazer Owner, LLC | Delaware | Sole Member: Transamerica Life Insurance Company
|
Investments | |||
Second FGP LLC | Delaware | Sole Member: FGH USA LLC
|
Real estate | |||
Seventh FGP LLC | Delaware | Sole Member: FGH USA LLC
|
Real estate | |||
Short Hills Management Company | New Jersey | 100% Transamerica Corporation
|
Dormant | |||
St. Lucie West Development Company, LLC | Florida | Sole Member - PSL Acquisitions Operating, LLC
|
Development company | |||
Stonebridge Benefit Services, Inc. | Delaware | 100% Commonwealth General Corporation
|
Health discount plan | |||
TA Private Equity Assets, LLC | Delaware | Sole Member - Transamerica Premier Life Insurance Company
|
Investments (private equity) | |||
TABR Realty Services, LLC | Delaware | Sole Member: AUSA Holding, LLC
|
Real estate investments | |||
TAH-MCD IV, LLC | Iowa | Sole Member - Transamerica Affordable Housing, Inc.
|
Serve as the general partner for McDonald Corporate Tax Credit Fund IV Limited Partnership.
| |||
TAH Pentagon Funds, LLC | Iowa | Sole Member - Transamerica Affordable Housing, Inc.
|
Serve as a general partner in a lower-tier tax credit entity | |||
TAHP Fund 1, LLC | Delaware | Sole Member - Garnet LIHTC Fund IX, LLC
|
Real estate investments | |||
TAHP Fund 2, LLC | Delaware | Sole Member - Garnet LIHTC Fund VIII, LLC
|
Low incoming housing tax credit | |||
TAHP Fund VII, LLC | Delaware | Investor Member: Garnet LIHTC Fund XIX, LLC
|
Real estate investments | |||
The AEGON Trust Advisory Board: Onno van Klinken, Mark W. Mullin, Jay Orlandi and Eilard Friese
|
Delaware | 100% AEGON International B.V.
|
Voting Trust |
Name |
Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
THH Acquisitions, LLC | Iowa | Sole Member - Transamerica Life Insurance Company
|
Acquirer of Core South Carolina mortgage loans from Investors Warranty of America, LLC and holder of foreclosed real estate. | |||
TLIC Oakbrook Reinsurance, Inc. | Iowa | 100% Transamerica Life Insurance Company
|
Limited purpose subsidiary life insurance company | |||
TLIC Watertree Reinsurance Inc. | Iowa | 100% Transamerica Life Insurance Company
|
Limited purpose subsidiary life insurance company | |||
Tradition Development Company, LLC | Florida | Sole Member - PSL Acquisitions Operating, LLC
|
Development company | |||
Tradition Irrigation Company, LLC | Florida | Sole Member - PSL Acquisitions Operating, LLC
|
Irrigation company | |||
Tradition Land Company, LLC | Iowa | Sole Member: RCC North America LLC
|
Acquirer of Core Florida mortgage loans from Investors Warranty and holder of foreclosed real estate. | |||
Transamerica Affinity Marketing Corretora de Seguros Ltda. | Brazil | 749,000 quota shares owned by AEGON DMS Holding B.V.; 1 quota share owned by AEGON International B.V.
|
Brokerage company | |||
Transamerica Affinity Services, Inc. | Maryland | 100% AEGON Direct Marketing Services, Inc.
|
Marketing company | |||
Transamerica Affordable Housing, Inc. | California | 100% Transamerica Realty Services, LLC
|
General partner LHTC Partnership | |||
Transamerica Agency Network, Inc. | Iowa | 100% AUSA Holding, LLC
|
Special purpose subsidiary | |||
Transamerica Asset Management, Inc. | Florida | Transamerica Premier Life Insurance Company owns 77%; AUSA Holding, LLC owns 23%.
|
Fund advisor | |||
Transamerica (Bermuda) Services Center, Ltd. | Bermuda | 100% AEGON International B.V.
|
Special purpose corporation | |||
Transamerica Capital, Inc. | California | 100% AUSA Holding, LLC
|
Broker/Dealer | |||
Transamerica Casualty Insurance Company | Iowa | 100% Transamerica Corporation
|
Insurance company | |||
Transamerica Corporation | Delaware | 100% The AEGON Trust
|
Major interest in insurance and finance | |||
Transamerica Corporation | Oregon | 100% Transamerica Corporation
|
Holding company | |||
Transamerica Finance Corporation | Delaware | 100% Transamerica Corporation
|
Commercial & Consumer Lending & equipment leasing
| |||
Transamerica Financial Advisors, Inc. | Delaware | 1,000 shares owned by AUSA Holding, LLC; 209 shares owned by Commonwealth
General Corporation;
|
Broker/Dealer | |||
Transamerica Financial Life Insurance Company
|
New York | 100% Transamerica Corporation
|
Insurance |
Name |
Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
Transamerica Fund Services, Inc. | Florida | Transamerica Premier Life Insurance Company owns 44%; AUSA Holding, LLC owns 56%
|
Mutual fund | |||
Transamerica Home Loan | California | 100% Transamerica Consumer Finance Holding Company
|
Consumer mortgages | |||
Transamerica Insurance Marketing Asia Pacific Pty Ltd. | Australia | 100% Transamerica Direct Marketing Asia Pacific Pty Ltd.
|
Insurance intermediary | |||
Transamerica International Direct Marketing Consultants, LLC | Maryland | Members: 51% Beth Lewellyn; 49% AEGON Direct Marketing Services, Inc.
|
Provide consulting services ancillary to the marketing of insurance products overseas. | |||
Transamerica International RE (Bermuda) Ltd.
|
Bermuda | 100% Transamerica Corporation | Reinsurance | |||
Transamerica International Re Escritório de Representação no Brasil Ltd | Brazil | 95% Transamerica International Re(Bermuda) Ltd.; 5% Commonwealth General Corporation
|
Insurance and reinsurance consulting | |||
Transamerica Investment Management, LLC | Delaware | Sole Member - AEGON USA Asset Management Holding, LLC
|
Investment advisor | |||
Transamerica Investors Securities Corporation | Delaware | 100% Transamerica Retirement Solutions, LLC
|
Broker/Dealer | |||
Transamerica Leasing Holdings Inc. | Delaware | 100% Transamerica Finance Corporation
|
Holding company | |||
Transamerica Life Insurance Company | Iowa | 100% - Commonwealth General Corporation
|
Insurance | |||
Transamerica Life (Bermuda) Ltd. | Bermuda | 100% Transamerica Life Insurance Company | Long-term life insurer in Bermuda will primarily write fixed universal life and term insurance
| |||
Transamerica Pacific Insurance Company, Ltd.
|
Hawaii | 100% Commonwealth General Corporation | Life insurance | |||
Transamerica Premier Life Insurance Company
|
Iowa | 100% Commonwealth General Corporation | Insurance Company | |||
Transamerica Pyramid Properties LLC | Delaware | Sole Member: Transamerica Premier Life Insurance Company
|
Realty limited liability company | |||
Transamerica Realty Investment Properties LLC | Delaware | Sole Member: Transamerica Premier Life Insurance Company
|
Realty limited liability company | |||
Transamerica Redwood Park, LLC | Delaware | Sole Member - Transamerica Corporation | Hold property interests in Redwood Park in California
| |||
Transamerica Resources, Inc. | Maryland | 100% Monumental General Administrators, Inc.
|
Provides education and information regarding retirement and economic issues. | |||
Transamerica Retirement Advisors, LLC | Delaware | Sole Member: Transamerica Retirement Solutions, LLC
|
Investment advisor | |||
Transamerica Retirement Insurance Agency, LLC | Delaware | Sole Member: Transamerica Retirement Solutions, LLC
|
Conduct business as an insurance agency. | |||
Transamerica Retirement Solutions, LLC | Delaware | Sole Member: AUSA Holding, LLC
|
Retirement plan services. | |||
Transamerica Stable Value Solutions Inc. | Delaware | 100% Commonwealth General Corporation
|
Principle Business: Provides management services to the stable value division of AEGON insurers who issue synthetic GIC contracts.
|
Name |
Jurisdiction of Incorporation |
Percent of Voting Securities Owned |
Business | |||
Transamerica Travel and Conference Services, LLC
|
Iowa | Sole Member: Money Services, Inc. | Travel and conference services | |||
Transamerica Ventures, LLC | Delaware | Sole Member: AUSA Holding, LLC
|
Investments | |||
Transamerica Ventures Fund, LLC | Delaware | 100% AUSA Holding, LLC
|
Investments | |||
United Financial Services, Inc. | Maryland | 100% Transamerica Corporation
|
General agency | |||
Universal Benefits, LLC | Iowa | Sole Member: AUSA Holding, LLC
|
Third party administrator | |||
US PENG, INC. | Delaware | Sole Member: AEGON Levensverzekering N.V.
|
Energy investment strategy | |||
WFG Insurance Agency of Puerto Rico, Inc. | Puerto Rico | 100% World Financial Group Insurance Agency, Inc.
|
Insurance agency | |||
WFG Properties Holdings, LLC | Georgia | Sole Member: World Financial Group, Inc.
|
Marketing | |||
WFG Securities Inc. | Canada | 100% World Financial Group Holding Company of Canada, Inc.
|
Mutual fund dealer | |||
World Financial Group Canada Inc. | Canada | 100% World Financial Group Holding Company of Canada Inc.
|
Marketing | |||
World Financial Group Holding Company of Canada Inc.
|
Canada | 100% Commonwealth General Corporation
|
Holding company | |||
World Financial Group, Inc. | Delaware | 100% AEGON Asset Management Services, Inc.
|
Marketing | |||
World Financial Group Insurance Agency of Canada Inc. | Ontario | 50% World Financial Group Holding Co. of Canada Inc.; 50% World Financial Group Subholding Co. of Canada Inc.
|
Insurance agency | |||
World Financial Group Insurance Agency of Hawaii, Inc. | Hawaii | 100% World Financial Group Insurance Agency, Inc.
|
Insurance agency | |||
World Financial Group Insurance Agency of Massachusetts, Inc. | Massachusetts | 100% World Financial Group Insurance Agency, Inc.
|
Insurance agency | |||
World Financial Group Insurance Agency of Wyoming, Inc. | Wyoming | 100% World Financial Group Insurance Agency, Inc.
|
Insurance agency | |||
World Financial Group Insurance Agency, Inc. | California | 100% Transamerica Premier Life Insurance Company
|
Insurance agency | |||
World Financial Group Subholding Company of Canada Inc. | Canada | 100% World Financial Group Holding Company of Canada, Inc.
|
Holding company | |||
Yarra Rapids, LLC | Delaware | Members are: Real Estate Alternatives Portfolio 4MR, LLC (49%) and non-AEGON affiliate (51%)
|
Real estate investments | |||
Zahorik Company, Inc. | California | 100% AUSA Holding, LLC
|
Inactive | |||
Zero Beta Fund, LLC | Delaware | Members are: Transamerica Life Insurance Company (35.86%); Transamerica Premier Life Insurance Company (33.29%); Transamerica Financial Life Insurance Company (16.58%); Transamerica Pacific Insurance Company, Ltd. (14.27%). Manager: AEGON USA Investment Management LLC | Aggregating vehicle formed to hold various fund investments. |
Item 29. Indemnification
The Iowa Code (Sections 490.850 et. seq.) provides for permissive indemnification in certain situations, mandatory indemnification in other situations, and prohibits indemnification in certain situations. The Code also specifies procedures for determining when indemnification payments can be made.
Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the Depositor pursuant to the foregoing provisions, or otherwise, the Depositor has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Depositor of expenses incurred or paid by a director, officer or controlling person in connection with the securities being registered), the Depositor will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.
Item 30. Principal Underwriter
(a) Transamerica Capital, Inc. serves as the principal underwriter for:
Transamerica Capital, Inc. serves as the principal underwriter for the Retirement Builder Variable Annuity Account, Separate Account VA B, Separate Account VA Q, Separate Account VA FF, Separate Account VA HH, Separate Account VA-1, Separate Account VA-2L, Separate Account VA-5, Separate Account VA-6, Separate Account VA-7, Separate Account VA-8, Separate Account Fund B, Separate Account Fund C, Transamerica Corporate Separate Account Sixteen, Transamerica Separate Account R3, Separate Account VL, Separate Account VUL-1; Separate Account VUL-2, Separate Account VUL-3, Separate Account VUL-4, Separate
Account VUL-5, Separate Account VUL-6, Separate Account VUL-A, and Variable Life Account A, Merrill Lynch Life Variable Annuity Separate Account, Merrill Lynch Life Variable Annuity Separate Account A, Merrill Lynch Life Variable Annuity Separate Account B, Merrill Lynch Life Variable Annuity Separate Account C, Merrill Lynch Life Variable Annuity Separate Account D, Merrill Lynch Variable Life Separate Account, and Merrill Lynch Life Variable Life Separate Account II, Separate Account VA BB, Separate Account VA CC, Separate Account VA U, Separate Account VA V, Separate Account VA AA, WRL Series Annuity Account, WRL Series Annuity Account B, WRL Series Life Account, WRL Series Life Account G, WRL Series Life Corporate Account and Separate Account VL E. These accounts are separate accounts of Transamerica Life Insurance Company.
Transamerica Capital, Inc. serves as principal underwriter for Separate Account VA BNY, Separate Account VA QNY, TFLIC Separate Account VNY, Separate Account VA-2LNY, TFLIC Separate Account C, Separate Account VA-5NLNY, Separate Account VA-6NY, TFLIC Series Annuity Account, TFLIC Series Life Account, TFLIC Pooled Account No. 44, Transamerica Variable Funds, ML of New York Variable Annuity Separate Account A, ML of New York Variable Annuity Separate Account B, ML of New York Variable Annuity Separate Account C, ML of New York Variable Annuity Separate Account D and ML of New York Variable Life Separate Account II. These accounts are separate accounts of Transamerica Financial Life Insurance Company.
Transamerica Capital, Inc. also serves as principal underwriter for Transamerica Series Trust, Transamerica Funds, Transamerica Investors, Inc., Transamerica Variable Funds and Transamerica Asset Allocation Variable Funds.
(b) Directors and Officers of Transamerica Capital, Inc.:
Name |
Principal Business Address |
Position and Offices with Underwriter | ||
Brian Beitzel |
(2) | Director, Treasurer and Chief Financial Officer | ||
Joe Boan |
(1) | Director, Chairman of the Board, Chief Executive Officer and Vice President | ||
Doug Hellerman |
(3) | Chief Compliance Officer and Vice President | ||
Gregory E. Miller-Breetz |
(1) | Secretary |
(1) 100 Light Street, Floor B1, Baltimore, MD 21202
(2) 4333 Edgewood Road N.E., Cedar Rapids, IA 52499-0001
(3) 1801 California Street, Suite 5200, Denver, CO 80202
(c) Compensation to Principal Underwriter:
Name of Principal Underwriter |
Net Discounts and Commissions(1) |
Compensation on Redemption |
Brokerage Commissions |
Compensation | ||||
Transamerica Capital, Inc. |
0 | 0 | 0 | 0 |
(1) | Fiscal Year 2019 |
Item 31. | Location of Accounts and Records |
All accounts, books, or other documents required to be maintained by Section 31(a) of the 1940 Act and the rules promulgated thereunder are maintained by the Registrant through Transamerica Life Insurance Company at 570 Carillon Parkway, St. Petersburg, Florida 33716, 12855 Starkey Road, Largo, Florida 33773 or 4333 Edgewood Road, NE, Cedar Rapids, Iowa 52499-0001.
Item 32. | Management Services |
Not Applicable
Item 33. | Fee Representation |
The Depositor hereby represents that the fees and charges deducted under the contract, in the aggregate, are reasonable in relation to the services rendered, the expenses expected to be incurred, and the risks assumed by the Depositor.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant, certifies that it meets the requirements of Securities Act Rule 485(b) for effectiveness of this Registration Statement and has caused this Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of Denver and in the State of Colorado, on this 2nd day of October 2020.
WRL SERIES LIFE ACCOUNT (Registrant) |
TRANSAMERICA LIFE INSURANCE COMPANY (Depositor) |
By: Blake S. Bostwick |
Director and President |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
Signatures | Title | Date | ||||
* Blake S. Bostwick |
Director Chairman of the Board and President | October 2, 2020 | ||||
* Fred Gingerich |
Controller and Vice President | October 2, 2020 | ||||
* Mark W. Mullin |
Director and Chairman of the Board | October 2, 2020 | ||||
* David Schulz |
Director, Chief Tax Officer and Senior Vice President | October 2, 2020 | ||||
* C. Michiel van Katwijk |
Director, Executive Vice President, Chief Financial Officer and Treasurer | October 2, 2020 | ||||
/s/ Brian Stallworth Brian Stallworth |
Assistant Secretary | October 2, 2020 |
*By: Brian Stallworth - Attorney-in-Fact pursuant to Powers of Attorney filed herewith.
EXHIBIT INDEX
26. (k) (i) | Opinion of Counsel as to the legality of the securities being registered | |
26. (n) (i) | Consent of Independent Registered Public Accounting Firm |
Exhibit 26 (k)(i)
OPINION OF COUNSEL AS TO THE
LEGALITY OF THE SECURITIES BEING REGISTERED
[Transamerica Life Insurance Company Letterhead]
October 2, 2020
Transamerica Life Insurance Company
4333 Edgewood Road N.E.
Cedar Rapids, Iowa 52499-0001
Dear Sir/Madam:
With reference to the Registration Statement on Form N-6 by Transamerica Life Insurance Company and WRL Series Life Account with the Securities and Exchange Commission covering individual variable universal life contracts, I have consulted with outside counsel and examined such documents and such law as I considered necessary and appropriate, and on the basis of such examination and consultation, it is my opinion that:
1. | Transamerica Life Insurance Company is duly organized and validly existing under the laws of the State of Iowa and has been duly authorized to issue individual variable universal life contracts by the Department of Insurance of the State of Iowa. |
2. | WRL Series Life Account is a duly authorized and existing separate account established pursuant to the provisions of Section 508A.1 of the Iowa Insurance Code. |
3. | The Individual Variable Universal Life Contracts have been duly authorized by Transamerica Life Insurance Company and, when sold in jurisdictions authorizing such sales, in accordance with and when issued as contemplated by said Form N-6 Registration Statement, will constitute legal, validly issued and binding obligations of Transamerica Life Insurance Company. |
I hereby consent to the filing of this opinion as an exhibit to said N-6 Registration Statement.
Very truly yours,
TRANSAMERICA LIFE INSURANCE COMPANY
/s/Brian Stallworth
Brian Stallworth
Assistant Secretary
Exhibit 26 (n)(i)
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
We hereby consent to the incorporation by reference in this Registration Statement on Form N-6 of our report dated April 17, 2020, relating to the financial statements of WRL Series Life Account and our report dated April 27, 2020, relating to the financial statements of Transamerica Life Insurance Company and our report dated April 20, 2020 relating to the financial statements of Transamerica Premier Life Insurance Company, which appear in WRL Series Life Accounts Registration Statement on Form N-6 (No. 333-249150). We also consent to the reference to us under the heading Independent Registered Public Accounting Firm in WRL Series Life Accounts Registration Statement on Form N-6 (No. 333-249150).
/s/ PricewaterhouseCoopers LLP
Chicago, Illinois
October 2, 2020