<SEC-DOCUMENT>0001213900-20-044357-index.html : 20201223 <SEC-HEADER>0001213900-20-044357.hdr.sgml : 20201223 <ACCEPTANCE-DATETIME>20201223163326 ACCESSION NUMBER: 0001213900-20-044357 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 12 CONFORMED PERIOD OF REPORT: 20201218 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20201223 DATE AS OF CHANGE: 20201223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pacific Ethanol, Inc. CENTRAL INDEX KEY: 0000778164 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 412170618 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21467 FILM NUMBER: 201412775 BUSINESS ADDRESS: STREET 1: 400 CAPITOL MALL, SUITE 2060 CITY: SACRAMENTO STATE: CA ZIP: 95814 BUSINESS PHONE: 916-403-2123 MAIL ADDRESS: STREET 1: 400 CAPITOL MALL, SUITE 2060 CITY: SACRAMENTO STATE: CA ZIP: 95814 FORMER COMPANY: FORMER CONFORMED NAME: ACCESSITY CORP DATE OF NAME CHANGE: 20030627 FORMER COMPANY: FORMER CONFORMED NAME: DRIVERSSHIELD COM CORP DATE OF NAME CHANGE: 20001115 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PRIORITY GROUP INC DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>ea132198-8k_pacific.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: ea132198-8k_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>2 <FILENAME>ea132198ex10-1_pacific.htm <DESCRIPTION>AMENDMENT NO. 9 TO CREDIT AGREEMENT AND WAIVER DATED AS OF DECEMBER 18, 2020 BY AND AMONG PACIFIC ETHANOL PEKIN, LLC, COMPEER FINANCIAL, PCA AND COBANK, ACB <TEXT> Document 2 - file: ea132198ex10-1_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>3 <FILENAME>ea132198ex10-2_pacific.htm <DESCRIPTION>FOURTH AMENDED AND RESTATED REVOLVING TERM NOTE DATED DECEMBER 18, 2020 BY PACIFIC ETHANOL PEKIN, LLC IN FAVOR OF COMPEER FINANCIAL, PCA <TEXT> Document 3 - file: ea132198ex10-2_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>4 <FILENAME>ea132198ex10-3_pacific.htm <DESCRIPTION>FIRST AMENDMENT TO GUARANTY DATED AS OF DECEMBER 18, 2020 BY PACIFIC ETHANOL PEKIN, LLC IN FAVOR OF COMPEER FINANCIAL, PCA AND COBANK, ACB <TEXT> Document 4 - file: ea132198ex10-3_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>5 <FILENAME>ea132198ex10-4_pacific.htm <DESCRIPTION>INTERCOMPANY REVOLVING DEMAND NOTE DATED DECEMBER 18, 2020 BY PACIFIC ETHANOL PEKIN, LLC IN FAVOR OF ILLINOIS CORN PROCESSING, LLC <TEXT> Document 5 - file: ea132198ex10-4_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>6 <FILENAME>ea132198ex10-5_pacific.htm <DESCRIPTION>AMENDMENT NO. 3 TO CREDIT AGREEMENT AND WAIVER DATED AS OF DECEMBER 18, 2020 BY AND AMONG ILLINOIS CORN PROCESSING, LLC, COMPEER FINANCIAL, PCA AND COBANK, ACB <TEXT> Document 6 - file: ea132198ex10-5_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.6 <SEQUENCE>7 <FILENAME>ea132198ex10-6_pacific.htm <DESCRIPTION>SECOND AMENDED AND RESTATED REVOLVING TERM NOTE DATED DECEMBER 18, 2020 BY ILLINOIS CORN PROCESSING, LLC IN FAVOR OF COMPEER FINANCIAL, PCA <TEXT> Document 7 - file: ea132198ex10-6_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.7 <SEQUENCE>8 <FILENAME>ea132198ex10-7_pacific.htm <DESCRIPTION>FIRST AMENDMENT TO GUARANTY DATED AS OF DECEMBER 18, 2020 BY ILLINOIS CORN PROCESSING, LLC IN FAVOR OF COMPEER FINANCIAL, PCA AND COBANK, ACB <TEXT> Document 8 - file: ea132198ex10-7_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.8 <SEQUENCE>9 <FILENAME>ea132198ex10-8_pacific.htm <DESCRIPTION>INTERCOMPANY REVOLVING DEMAND NOTE DATED DECEMBER 18, 2020 BY ILLINOIS CORN PROCESSING, LLC IN FAVOR OF PACIFIC ETHANOL PEKIN, LLC <TEXT> Document 9 - file: ea132198ex10-8_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.9 <SEQUENCE>10 <FILENAME>ea132198ex10-9_pacific.htm <DESCRIPTION>SECOND AMENDMENT TO SECURITY AGREEMENT DATED AS OF DECEMBER 18, 2020 BY AND BETWEEN PACIFIC ETHANOL CENTRAL, LLC AND COBANK, ACB <TEXT> Document 10 - file: ea132198ex10-9_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.10 <SEQUENCE>11 <FILENAME>ea132198ex10-10_pacific.htm <DESCRIPTION>FIRST AMENDMENT TO INTERCREDITOR AGREEMENT DATED AS OF DECEMBER 18, 2020 BY AND AMONG THE PEKIN LENDERS AND THE ICP LENDERS NAMED THEREIN <TEXT> Document 11 - file: ea132198ex10-10_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.11 <SEQUENCE>12 <FILENAME>ea132198ex10-11_pacific.htm <DESCRIPTION>FIRST AMENDMENT TO ASSIGNMENT OF NOTES AND DEEDS OF TRUST DATED AS OF DECEMBER 18, 2020 BY AND BETWEEN PACIFIC ETHANOL CENTRAL, LLC AND COBANK, ACB <TEXT> Document 12 - file: ea132198ex10-11_pacific.htm
</DOCUMENT> </SEC-DOCUMENT>