<SEC-DOCUMENT>0001213900-20-033199-index.html : 20201026 <SEC-HEADER>0001213900-20-033199.hdr.sgml : 20201026 <ACCEPTANCE-DATETIME>20201026124607 ACCESSION NUMBER: 0001213900-20-033199 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 43 CONFORMED PERIOD OF REPORT: 20201026 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20201026 DATE AS OF CHANGE: 20201026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pacific Ethanol, Inc. CENTRAL INDEX KEY: 0000778164 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 412170618 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21467 FILM NUMBER: 201259724 BUSINESS ADDRESS: STREET 1: 400 CAPITOL MALL, SUITE 2060 CITY: SACRAMENTO STATE: CA ZIP: 95814 BUSINESS PHONE: 916-403-2123 MAIL ADDRESS: STREET 1: 400 CAPITOL MALL, SUITE 2060 CITY: SACRAMENTO STATE: CA ZIP: 95814 FORMER COMPANY: FORMER CONFORMED NAME: ACCESSITY CORP DATE OF NAME CHANGE: 20030627 FORMER COMPANY: FORMER CONFORMED NAME: DRIVERSSHIELD COM CORP DATE OF NAME CHANGE: 20001115 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PRIORITY GROUP INC DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>ea128724-8k_pacificethanol.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: ea128724-8k_pacificethanol.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.1 <SEQUENCE>2 <FILENAME>ea128724ex1-1_pacific.htm <DESCRIPTION>UNDERWRITING AGREEMENT BY AND AMONG PACIFIC ETHANOL, INC., GUGGENHEIM SECURITIES, LLC, CRAIG-HALLUM CAPITAL GROUP LLC AND H.C. WAINWRIGHT & CO., LLC DATED AS OF OCTOBER 26, 2020 <TEXT> Document 2 - file: ea128724ex1-1_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>3 <FILENAME>ea128724ex4-1_pacific.htm <DESCRIPTION>FORM OF PRE-FUNDED WARRANT <TEXT> Document 3 - file: ea128724ex4-1_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>4 <FILENAME>ea128724ex4-2_pacific.htm <DESCRIPTION>FORM OF SERIES A WARRANT <TEXT> Document 4 - file: ea128724ex4-2_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>5 <FILENAME>ea128724ex5-1_pacific.htm <DESCRIPTION>OPINION OF TROUTMAN PEPPER HAMILTON SANDERS LLP <TEXT> Document 5 - file: ea128724ex5-1_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>6 <FILENAME>ea128724ex10-1_pacific.htm <DESCRIPTION>SECURITIES PURCHASE AGREEMENT DATED OCTOBER 26, 2020 BY AND BETWEEN PACIFIC ETHANOL, INC. AND THE INVESTOR PARTY THERETO <TEXT> Document 6 - file: ea128724ex10-1_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>7 <FILENAME>ea128724ex10-2_pacific.htm <DESCRIPTION>FORM OF REGISTRATION RIGHTS AGREEMENT TO BE ENTERED INTO BY AND BETWEEN PACIFIC ETHANOL, INC. AND THE INVESTOR PARTY THERETO <TEXT> Document 7 - file: ea128724ex10-2_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>8 <FILENAME>ea128724ex99-1_pacific.htm <DESCRIPTION>PRESS RELEASE DATED OCTOBER 26, 2020 <TEXT> Document 8 - file: ea128724ex99-1_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>9 <FILENAME>ea128724ex99-2_pacific.htm <DESCRIPTION>INVESTOR SLIDE DECK <TEXT> Document 9 - file: ea128724ex99-2_pacific.htm
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