<SEC-DOCUMENT>0001213900-20-007524-index.html : 20200326 <SEC-HEADER>0001213900-20-007524.hdr.sgml : 20200326 <ACCEPTANCE-DATETIME>20200326165138 ACCESSION NUMBER: 0001213900-20-007524 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 16 CONFORMED PERIOD OF REPORT: 20200316 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20200326 DATE AS OF CHANGE: 20200326 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pacific Ethanol, Inc. CENTRAL INDEX KEY: 0000778164 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 412170618 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21467 FILM NUMBER: 20746715 BUSINESS ADDRESS: STREET 1: 400 CAPITOL MALL, SUITE 2060 CITY: SACRAMENTO STATE: CA ZIP: 95814 BUSINESS PHONE: 916-403-2123 MAIL ADDRESS: STREET 1: 400 CAPITOL MALL, SUITE 2060 CITY: SACRAMENTO STATE: CA ZIP: 95814 FORMER COMPANY: FORMER CONFORMED NAME: ACCESSITY CORP DATE OF NAME CHANGE: 20030627 FORMER COMPANY: FORMER CONFORMED NAME: DRIVERSSHIELD COM CORP DATE OF NAME CHANGE: 20001115 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PRIORITY GROUP INC DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>ea119964-8k_pacific.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: ea119964-8k_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>2 <FILENAME>ea119964ex10-1_pacific.htm <DESCRIPTION>AMENDMENT NO. 2 TO CREDIT AGREEMENT DATED AS OF MARCH 20, 2020 BY AND AMONG ILLINOIS CORN PROCESSING, LLC, COMPEER FINANCIAL, PCA AND COBANK, ACB <TEXT> Document 2 - file: ea119964ex10-1_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>3 <FILENAME>ea119964ex10-2_pacific.htm <DESCRIPTION>AMENDMENT NO. 8 TO CREDIT AGREEMENT DATED AS OF MARCH 20, 2020 BY AND AMONG PACIFIC ETHANOL PEKIN, LLC, COMPEER FINANCIAL, PCA AND COBANK, ACB <TEXT> Document 3 - file: ea119964ex10-2_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>4 <FILENAME>ea119964ex10-3_pacific.htm <DESCRIPTION>NOTE AMENDMENT NO. 5 DATED AS OF MARCH 20, 2020 BY AND AMONG PACIFIC ETHANOL, INC. AND THE NOTEHOLDERS NAMED THEREIN <TEXT> Document 4 - file: ea119964ex10-3_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>5 <FILENAME>ea119964ex10-4_pacific.htm <DESCRIPTION>SECURITY AGREEMENT DATED MARCH 20, 2020 BY ILLINOIS CORN PROCESSING, LLC IN FAVOR OF CORTLAND PRODUCTS CORP. <TEXT> Document 5 - file: ea119964ex10-4_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>6 <FILENAME>ea119964ex10-5_pacific.htm <DESCRIPTION>SECURITY AGREEMENT DATED MARCH 20, 2020 BY AND BETWEEN PACIFIC ETHANOL CENTRAL, LLC AND CORTLAND PRODUCTS CORP. <TEXT> Document 6 - file: ea119964ex10-5_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.6 <SEQUENCE>7 <FILENAME>ea119964ex10-6_pacific.htm <DESCRIPTION>PLEDGE AGREEMENT DATED MARCH 20, 2020 BY AND AMONG PACIFIC ETHANOL CENTRAL, LLC, ILLINOIS CORN PROCESSING, LLC AND CORTLAND PRODUCTS CORP. <TEXT> Document 7 - file: ea119964ex10-6_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.7 <SEQUENCE>8 <FILENAME>ea119964ex10-7_pacific.htm <DESCRIPTION>PLEDGE AGREEMENT DATED MARCH 20, 2020 BY AND AMONG PACIFIC ETHANOL CENTRAL, LLC, PACIFIC ETHANOL PEKIN, LLC AND CORTLAND PRODUCTS CORP. <TEXT> Document 8 - file: ea119964ex10-7_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.8 <SEQUENCE>9 <FILENAME>ea119964ex10-8_pacific.htm <DESCRIPTION>PLEDGE AGREEMENT DATED MARCH 20, 2020 BY AND AMONG PACIFIC ETHANOL CENTRAL, LLC, PACIFIC AURORA, LLC AND CORTLAND PRODUCTS CORP. <TEXT> Document 9 - file: ea119964ex10-8_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.9 <SEQUENCE>10 <FILENAME>ea119964ex10-9_pacific.htm <DESCRIPTION>SECURITY AGREEMENT DATED MARCH 20, 2020 BY AND AMONG PACIFIC ETHANOL WEST, LLC, PE OP CO. AND CORTLAND PRODUCTS CORP. <TEXT> Document 10 - file: ea119964ex10-9_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.10 <SEQUENCE>11 <FILENAME>ea119964ex10-10_pacific.htm <DESCRIPTION>THIRD AMENDMENT TO SECURITY AGREEMENT EFFECTIVE AS OF MARCH 20, 2020 BY AND AMONG PACIFIC ETHANOL, INC., EACH OF THE HOLDERS AND NEW HOLDERS NAMED THEREIN, CORTLAND PRODUCTS CORP. <TEXT> Document 11 - file: ea119964ex10-10_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.11 <SEQUENCE>12 <FILENAME>ea119964ex10-11_pacific.htm <DESCRIPTION>SECURITY AGREEMENT EFFECTIVE AS OF MARCH 20, 2020 BY AND BETWEEN PACIFIC ETHANOL, INC. AND COBANK, ACB <TEXT> Document 12 - file: ea119964ex10-11_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.12 <SEQUENCE>13 <FILENAME>ea119964ex10-12_pacific.htm <DESCRIPTION>INTERCREDITOR AGREEMENT DATED AS OF MARCH 20, 2020 BY AND AMONG CORTLAND PRODUCTS CORP., COBANK, ACB, PACIFIC ETHANOL, INC. AND THE GRANTORS NAMED THEREIN <TEXT> Document 13 - file: ea119964ex10-12_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.13 <SEQUENCE>14 <FILENAME>ea119964ex10-13_pacific.htm <DESCRIPTION>INTERCREDITOR AGREEMENT DATED AS OF MARCH 20, 2020 BETWEEN THE PEKIN LENDERS AND THE ICP LENDERS NAMED THEREIN <TEXT> Document 14 - file: ea119964ex10-13_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>15 <FILENAME>ea119964ex99-1_pacific.htm <DESCRIPTION>PRESS RELEASE <TEXT> Document 15 - file: ea119964ex99-1_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>ex99-1_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: ex99-1_001.jpg
</DOCUMENT> </SEC-DOCUMENT>