<SEC-DOCUMENT>0001213900-19-026892-index.html : 20191226 <SEC-HEADER>0001213900-19-026892.hdr.sgml : 20191226 <ACCEPTANCE-DATETIME>20191226060649 ACCESSION NUMBER: 0001213900-19-026892 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20191220 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20191226 DATE AS OF CHANGE: 20191226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pacific Ethanol, Inc. CENTRAL INDEX KEY: 0000778164 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 412170618 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21467 FILM NUMBER: 191308103 BUSINESS ADDRESS: STREET 1: 400 CAPITOL MALL, SUITE 2060 CITY: SACRAMENTO STATE: CA ZIP: 95814 BUSINESS PHONE: 916-403-2123 MAIL ADDRESS: STREET 1: 400 CAPITOL MALL, SUITE 2060 CITY: SACRAMENTO STATE: CA ZIP: 95814 FORMER COMPANY: FORMER CONFORMED NAME: ACCESSITY CORP DATE OF NAME CHANGE: 20030627 FORMER COMPANY: FORMER CONFORMED NAME: DRIVERSSHIELD COM CORP DATE OF NAME CHANGE: 20001115 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PRIORITY GROUP INC DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>f8k122019b_pacificethanol.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: f8k122019b_pacificethanol.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>2 <FILENAME>f8k122019bex10-1_pacific.htm <DESCRIPTION>SENIOR SECURED NOTE AMENDMENT AGREEMENT DATED AS OF DECEMBER 22, 2019 AMONG PACIFIC ETHANOL, INC. AND THE NOTEHOLDERS NAMED THEREIN (*) <TEXT> Document 2 - file: f8k122019bex10-1_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>3 <FILENAME>f8k122019bex10-2_pacific.htm <DESCRIPTION>FORM OF AMENDED AND RESTATED SENIOR SECURED NOTE FOR AN AGGREGATE PRINCIPAL AMOUNT OF $65,649,177.91 ISSUED ON DECEMBER 22, 2019 PURSUANT TO THE SENIOR SECURED NOTE AMENDMENT AGREEMENT DATED DECEMBER 22, 2019 AMONG PACIFIC ETHANOL, INC. <TEXT> Document 3 - file: f8k122019bex10-2_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>4 <FILENAME>f8k122019bex10-3_pacific.htm <DESCRIPTION>FORM OF WARRANT TO PURCHASE COMMON STOCK FOR AN AGGREGATE OF UP TO 5,500,000 SHARES ISSUED ON DECEMBER 22, 2019 PURSUANT TO THE SENIOR SECURED NOTE AMENDMENT AGREEMENT DATED DECEMBER 22, 2019 AMONG PACIFIC ETHANOL, INC. <TEXT> Document 4 - file: f8k122019bex10-3_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>5 <FILENAME>f8k122019bex10-4_pacific.htm <DESCRIPTION>REGISTRATION RIGHTS AGREEMENT DATED AS OF DECEMBER 22, 2019 AMONG PACIFIC ETHANOL, INC. AND THE HOLDERS NAMED THEREIN (*) <TEXT> Document 5 - file: f8k122019bex10-4_pacific.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>6 <FILENAME>f8k122019bex10-5_pacific.htm <DESCRIPTION>SECOND AMENDMENT TO SECURITY AGREEMENT DATED AS OF DECEMBER 22, 2019 AMONG PACIFIC ETHANOL, INC., THE HOLDERS NAMED THEREIN AND CORTLAND CAPITAL MARKET SERVICES LLC (*) <TEXT> Document 6 - file: f8k122019bex10-5_pacific.htm
</DOCUMENT> </SEC-DOCUMENT>