0001019687-16-007256.txt : 20160815 0001019687-16-007256.hdr.sgml : 20160815 20160815162422 ACCESSION NUMBER: 0001019687-16-007256 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160812 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pacific Ethanol, Inc. CENTRAL INDEX KEY: 0000778164 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 412170618 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 CAPITOL MALL, SUITE 2060 CITY: SACRAMENTO STATE: CA ZIP: 95814 BUSINESS PHONE: 916-403-2123 MAIL ADDRESS: STREET 1: 400 CAPITOL MALL, SUITE 2060 CITY: SACRAMENTO STATE: CA ZIP: 95814 FORMER COMPANY: FORMER CONFORMED NAME: ACCESSITY CORP DATE OF NAME CHANGE: 20030627 FORMER COMPANY: FORMER CONFORMED NAME: DRIVERSSHIELD COM CORP DATE OF NAME CHANGE: 20001115 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PRIORITY GROUP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prince John L CENTRAL INDEX KEY: 0001335031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21467 FILM NUMBER: 161833088 MAIL ADDRESS: STREET 1: PACIFIC ETHANOL, INC. STREET 2: 5711 N. WEST AVENUE CITY: FRESNO STATE: CA ZIP: 93711 4 1 prince_f4.xml FORM 4 X0306 4 2016-08-12 0 0000778164 Pacific Ethanol, Inc. PEIX 0001335031 Prince John L 400 CAPITOL MALL, SUITE 2060 SACRAMENTO CA 95814 1 0 0 0 Common Stock 2016-08-12 4 S 0 17745 6.64 D 28801 D This transaction was executed in multiple trades at prices ranging from $6.63 to $6.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ John L. Prince 2016-08-12