0001019687-14-002225.txt : 20140530
0001019687-14-002225.hdr.sgml : 20140530
20140530171705
ACCESSION NUMBER: 0001019687-14-002225
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140528
FILED AS OF DATE: 20140530
DATE AS OF CHANGE: 20140530
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pacific Ethanol, Inc.
CENTRAL INDEX KEY: 0000778164
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 412170618
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 CAPITOL MALL, SUITE 2060
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
BUSINESS PHONE: 916-403-2123
MAIL ADDRESS:
STREET 1: 400 CAPITOL MALL, SUITE 2060
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
FORMER COMPANY:
FORMER CONFORMED NAME: ACCESSITY CORP
DATE OF NAME CHANGE: 20030627
FORMER COMPANY:
FORMER CONFORMED NAME: DRIVERSSHIELD COM CORP
DATE OF NAME CHANGE: 20001115
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST PRIORITY GROUP INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones William L
CENTRAL INDEX KEY: 0001321936
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21467
FILM NUMBER: 14881331
MAIL ADDRESS:
STREET 1: 5711 N. WEST AVENUE
CITY: FRESNO
STATE: CA
ZIP: 93711
4
1
jones_f4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-05-28
0
0000778164
Pacific Ethanol, Inc.
PEIX
0001321936
Jones William L
400 CAPITOL MALL #2060
SACRAMENTO
CA
95814
1
0
0
0
Common Stock
2014-05-28
4
A
0
864
0.00
A
49893
D
On May 23, 2014, Mr. Jones and the other holders of Series B Cumulative Convertible Preferred Stock ("Preferred Stock") of Pacific Ethanol, Inc. entered into an agreement with Pacific Ethanol, Inc. to, among other things, settle an outstanding obligation through payment in shares of common stock of Pacific Ethanol, Inc. of a portion of the accrued and unpaid dividends on the Preferred Stock. The negotiated price of the common stock to be issued to Mr. Jones and the other holders of the Preferred Stock was $12.16 per share, which was the closing price per share of Pacific Ethanol's common stock on The NASDAQ Capital Market on May 21, 2014, the day immediately preceding the commencement of the offering. On May 28, 2014, the transaction closed and Pacific Ethanol, Inc. issued, and Mr. Jones acquired, 864 shares of common stock of Pacific Ethanol, Inc. in satisfaction of $10,500 in accrued and unpaid dividends on the Preferred Stock.
/s/ William L. Jones
2014-05-28