0001019687-12-002985.txt : 20120827
0001019687-12-002985.hdr.sgml : 20120827
20120827180542
ACCESSION NUMBER: 0001019687-12-002985
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120824
FILED AS OF DATE: 20120827
DATE AS OF CHANGE: 20120827
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones William L
CENTRAL INDEX KEY: 0001321936
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21467
FILM NUMBER: 121057986
MAIL ADDRESS:
STREET 1: 5711 N. WEST AVENUE
CITY: FRESNO
STATE: CA
ZIP: 93711
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pacific Ethanol, Inc.
CENTRAL INDEX KEY: 0000778164
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 412170618
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 CAPITOL MALL, SUITE 2060
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
BUSINESS PHONE: 916-403-2123
MAIL ADDRESS:
STREET 1: 400 CAPITOL MALL, SUITE 2060
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
FORMER COMPANY:
FORMER CONFORMED NAME: ACCESSITY CORP
DATE OF NAME CHANGE: 20030627
FORMER COMPANY:
FORMER CONFORMED NAME: DRIVERSSHIELD COM CORP
DATE OF NAME CHANGE: 20001115
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST PRIORITY GROUP INC
DATE OF NAME CHANGE: 19920703
4
1
jones_frm4-082412.xml
OWNERSHIP DOCUMENT
X0306
4
2012-08-24
0
0000778164
Pacific Ethanol, Inc.
PEIX
0001321936
Jones William L
400 CAPITOL MALL #2060
SACRAMENTO
CA
95814
1
0
0
0
Common Stock
2012-08-24
4
A
0
16935
0.31
A
303180
D
On August 21, 2012, Mr. Jones and the other holders of Series B Cumulative Convertible Preferred Stock ("Preferred Stock") of Pacific Ethanol, Inc. entered into an agreement with Pacific Ethanol, Inc. to, among other things, settle an outstanding obligation through payment in shares of common stock of Pacific Ethanol, Inc. of a portion of the accrued and unpaid dividends on the Preferred Stock. The negotiated price of the common stock to be issued to Mr. Jones and the other holders of the Preferred Stock was $0.31 per share. On August 21, 2012, the last reported sales price of Pacific Ethanol's common stock on The NASDAQ Capital Market was $0.3071 per share. On August 24, 2012, the transaction closed and Pacific Ethanol, Inc. issued to, and Mr. Jones acquired, 16,935 shares of common stock of Pacific Ethanol, Inc. in satisfaction of $5,249.80 in accrued and unpaid dividends on the Preferred Stock.
/s/ William L. Jones
2012-08-24