0001012975-16-000917.txt : 20160114
0001012975-16-000917.hdr.sgml : 20160114
20160114180154
ACCESSION NUMBER: 0001012975-16-000917
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160114
FILED AS OF DATE: 20160114
DATE AS OF CHANGE: 20160114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pacific Ethanol, Inc.
CENTRAL INDEX KEY: 0000778164
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 412170618
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 CAPITOL MALL, SUITE 2060
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
BUSINESS PHONE: 916-403-2123
MAIL ADDRESS:
STREET 1: 400 CAPITOL MALL, SUITE 2060
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
FORMER COMPANY:
FORMER CONFORMED NAME: ACCESSITY CORP
DATE OF NAME CHANGE: 20030627
FORMER COMPANY:
FORMER CONFORMED NAME: DRIVERSSHIELD COM CORP
DATE OF NAME CHANGE: 20001115
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST PRIORITY GROUP INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Candlewood Special Situations Master Fund, Ltd.
CENTRAL INDEX KEY: 0001663661
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21467
FILM NUMBER: 161343743
BUSINESS ADDRESS:
STREET 1: 555 THEODORE FREMD AVE., SUITE C-303
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 2124934495
MAIL ADDRESS:
STREET 1: 555 THEODORE FREMD AVE., SUITE C-303
CITY: RYE
STATE: NY
ZIP: 10580
3
1
edgar.xml
PRIMARY DOCUMENT
X0206
3
2016-01-14
0
0000778164
Pacific Ethanol, Inc.
PEIX
0001663661
Candlewood Special Situations Master Fund, Ltd.
555 THEODORE FREMD AVE., SUITE C-303
RYE
NY
10580
0
0
1
0
Common Stock
4597786
D
Non-Voting Common Stock
Common Stock
1796071
D
The Non-Voting Common Stock are convertible on a one-for-one basis into Common Stock. However, the holder cannot convert the securities if it and any of its affiliates would, after such conversion, beneficially own greater than 9.99% of the Common Stock. The beneficial ownership of the Common Stock by the holder and its affiliates currently exceeds 9.99%, and accordingly, it cannot currently convert any of the Non-Voting Common Stock. The right to convert Non-Voting Common Stock into Common Stock does not expire.
/s/ David Koenig, its Portfolio Manager
2016-01-14