-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CHdylmklXk/J0vuJg/ahFnfpWZpzFimuC7a/gyKHpxzYQsrgLgYjB17p+Cwb1qwk mnJmpvNUiE8I2ToxShHfyg== 0000906344-09-000694.txt : 20091228 0000906344-09-000694.hdr.sgml : 20091225 20091228191407 ACCESSION NUMBER: 0000906344-09-000694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091223 FILED AS OF DATE: 20091228 DATE AS OF CHANGE: 20091228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pacific Ethanol, Inc. CENTRAL INDEX KEY: 0000778164 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 412170618 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 CAPITOL MALL, SUITE 2060 CITY: SACRAMENTO STATE: CA ZIP: 95814 BUSINESS PHONE: 916-403-2123 MAIL ADDRESS: STREET 1: 400 CAPITOL MALL, SUITE 2060 CITY: SACRAMENTO STATE: CA ZIP: 95814 FORMER COMPANY: FORMER CONFORMED NAME: ACCESSITY CORP DATE OF NAME CHANGE: 20030627 FORMER COMPANY: FORMER CONFORMED NAME: DRIVERSSHIELD COM CORP DATE OF NAME CHANGE: 20001115 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PRIORITY GROUP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lyles United, LLC CENTRAL INDEX KEY: 0001428534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21467 FILM NUMBER: 091262624 BUSINESS ADDRESS: STREET 1: 1210 W. OLIVE STREET CITY: FRESNO STATE: CA ZIP: 92728 BUSINESS PHONE: 559 441 1900 MAIL ADDRESS: STREET 1: 1210 W. OLIVE STREET CITY: FRESNO STATE: CA ZIP: 92728 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-12-23 1 0000778164 Pacific Ethanol, Inc. PEIX 0001428534 Lyles United, LLC 1210 W. OLIVE STREET FRESNO CA 92728 0 0 1 0 Series B Cumulative Convertible Preferred Stock 6.3316 2009-12-23 4 S 0 1538462 .1494 D Common Stock 4738123 512820 D Each share of Series B Cumulative Convertible Preferred Stock (the "Series B Stock") is convertible at the option of Lyles United, LLC ("Lyles") into that number of shares of the issuer's Common Stock equal to: (i) $19.50, divided by (ii) the conversion price in effect at the time of conversion. The conversion price of the Series B Stock is currently fixed at $6.3316226, but is subject to certain anti-dilution adjustments as set forth in the Certificate of Designations, Powers, Preferences and Rights of the Series B Stock (the "Certificate of Designations"). Using the current conversion price, Lyles' 512,820 shares of Series B Stock are convertible into 1,579,372 shares of the issuer's Common Stock. Lyles' right to convert the Series B Stock does not expire. The Series B Stock shall, upon the occurence of certain events, automatically convert into Common Stock pursuant to the terms of the Certificate of Designations. /s/ William M. Lyles, IV, Vice President 2009-12-28 -----END PRIVACY-ENHANCED MESSAGE-----