0001068204-13-000009.txt : 20130827 0001068204-13-000009.hdr.sgml : 20130827 20130827171147 ACCESSION NUMBER: 0001068204-13-000009 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130827 DATE AS OF CHANGE: 20130827 EFFECTIVENESS DATE: 20130827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLLEGE RETIREMENT EQUITIES FUND CENTRAL INDEX KEY: 0000777535 IRS NUMBER: 136022042 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04415 FILM NUMBER: 131063562 BUSINESS ADDRESS: STREET 1: 730 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2129164905 MAIL ADDRESS: STREET 1: 730 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10017

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H020500 N 070 I010500 Y 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N PAGE 35 070 P010500 Y 070 P020500 Y 070 Q010500 N 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 5233179 071 B000500 5146068 071 C000500 15981204 071 D000500 32 072 A000500 6 072 B000500 66 072 C000500 211146 072 D000500 0 072 E000500 6354 072 F000500 14358 072 G000500 21894 072 H000500 0 072 I000500 0 072 J000500 0 072 K000500 0 072 L000500 0 072 M000500 0 072 N000500 0 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 0 072 S000500 0 072 T000500 6472 072 U000500 0 072 V000500 0 072 W000500 405 072 X000500 43129 072 Y000500 0 072 Z000500 174437 072AA000500 680302 072BB000500 0 072CC010500 404921 072CC020500 0 072DD010500 0 072DD020500 0 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 44714 074 B000500 425000 074 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B040600 180195 028 C010600 112043 028 C020600 0 028 C030600 0 028 C040600 177524 028 D010600 128815 028 D020600 0 028 D030600 0 028 D040600 213564 028 E010600 128450 028 E020600 0 028 E030600 0 028 E040600 182319 028 F010600 112503 028 F020600 0 028 F030600 0 028 F040600 171935 028 G010600 721212 028 G020600 0 028 G030600 0 028 G040600 1092870 028 H000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.110 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 PAGE 38 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 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0 072 N000600 0 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 0 072 S000600 0 072 T000600 6362 072 U000600 0 072 V000600 0 072 W000600 398 072 X000600 37049 072 Y000600 0 072 Z000600 75288 072AA000600 1420118 072BB000600 0 072CC010600 165551 072CC020600 0 072DD010600 0 072DD020600 0 072EE000600 0 PAGE 40 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 936 074 B000600 0 074 C000600 557893 074 D000600 0 074 E000600 0 074 F000600 16115812 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 1263893 074 K000600 0 074 L000600 11855 074 M000600 1648 074 N000600 17952037 074 O000600 1319203 074 P000600 1405 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 397430 074 S000600 0 074 T000600 16233999 074 U010600 171623 074 U020600 0 074 V010600 93.22 074 V020600 0.00 074 W000600 0.0000 074 X000600 804956 074 Y000600 4947 075 A000600 0 075 B000600 16037640 076 000600 0.00 024 000700 Y 025 A000701 BANK OF AMERICA SECURITIES 025 B000701 56-2058405 025 C000701 E 025 D000701 105384 025 A000702 CITIGROUP 025 B000702 11-2418191 025 C000702 E 025 D000702 110557 025 A000703 GOLDMAN SACHS & CO 025 B000703 13-5108880 025 C000703 E 025 D000703 52712 025 A000704 JP MORGAN SECURITIES PAGE 41 025 B000704 13-3224016 025 C000704 E 025 D000704 151682 025 A000705 MORGAN STANLEY & CO, INC 025 B000705 13-2655998 025 C000705 E 025 D000705 28278 025 A000706 WELLS FARGO SECURITIES LLC 025 B000706 94-2178407 025 C000706 E 025 D000706 151471 025 D000707 0 025 D000708 0 025 D000709 0 025 D000710 0 025 D000711 0 025 D000712 0 025 D000713 0 025 D000714 0 025 D000715 0 025 D000716 0 028 A010700 165502 028 A020700 0 028 A030700 0 028 A040700 138999 028 B010700 131011 028 B020700 0 028 B030700 0 028 B040700 153843 028 C010700 149757 028 C020700 0 028 C030700 0 028 C040700 149245 028 D010700 169516 028 D020700 0 028 D030700 0 028 D040700 176310 028 E010700 180974 028 E020700 0 028 E030700 0 028 E040700 158893 028 F010700 162739 028 F020700 0 028 F030700 0 028 F040700 159305 028 G010700 959499 028 G020700 0 028 G030700 0 028 G040700 936595 028 H000700 0 045 000700 Y PAGE 42 046 000700 N 047 000700 Y 048 000700 0.070 048 A010700 0 048 A020700 0.000 048 B010700 0 048 B020700 0.000 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 0 048 K020700 0.000 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N 067 000700 N PAGE 43 068 A000700 N 068 B000700 N 069 000700 Y 070 A010700 Y 070 A020700 N 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y 070 F020700 Y 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 Y 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 Y 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 N 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 Y 070 Q010700 N 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000700 719270 071 B000700 424279 071 C000700 13028275 071 D000700 3 072 A000700 6 072 B000700 12 072 C000700 131349 072 D000700 0 072 E000700 2738 072 F000700 4214 072 G000700 17742 072 H000700 0 PAGE 44 072 I000700 0 072 J000700 0 072 K000700 0 072 L000700 0 072 M000700 0 072 N000700 0 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 0 072 S000700 0 072 T000700 5250 072 U000700 0 072 V000700 0 072 W000700 328 072 X000700 27534 072 Y000700 0 072 Z000700 106565 072AA000700 141398 072BB000700 0 072CC010700 1413686 072CC020700 0 072DD010700 0 072DD020700 0 072EE000700 0 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 1424 074 B000700 0 074 C000700 467674 074 D000700 0 074 E000700 0 074 F000700 13634207 074 G000700 0 074 H000700 0 074 I000700 4 074 J000700 292233 074 K000700 2292 074 L000700 17493 074 M000700 1344 074 N000700 14416671 074 O000700 293727 074 P000700 447 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 424861 074 S000700 0 PAGE 45 074 T000700 13697636 074 U010700 109073 074 U020700 0 074 V010700 123.29 074 V020700 0.00 074 W000700 0.0000 074 X000700 529088 074 Y000700 1427 075 A000700 0 075 B000700 13246443 076 000700 0.00 024 000800 N 028 A010800 129795 028 A020800 0 028 A030800 0 028 A040800 338800 028 B010800 106068 028 B020800 0 028 B030800 0 028 B040800 261486 028 C010800 107693 028 C020800 0 028 C030800 0 028 C040800 234969 028 D010800 126182 028 D020800 0 028 D030800 0 028 D040800 245017 028 E010800 96570 028 E020800 0 028 E030800 0 028 E040800 360340 028 F010800 75612 028 F020800 0 028 F030800 0 028 F040800 435965 028 G010800 641920 028 G020800 0 028 G030800 0 028 G040800 1876577 028 H000800 0 045 000800 Y 046 000800 N 047 000800 Y 048 000800 0.090 048 A010800 0 048 A020800 0.000 048 B010800 0 048 B020800 0.000 048 C010800 0 048 C020800 0.000 PAGE 46 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 0 048 K020800 0.000 062 A000800 Y 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 99.1 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 063 A000800 0 063 B000800 8.8 064 A000800 Y 064 B000800 N 066 A000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 N 070 B010800 N 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 N 070 D020800 N PAGE 47 070 E010800 Y 070 E020800 N 070 F010800 N 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 N 070 H020800 N 070 I010800 Y 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 N 070 L010800 Y 070 L020800 N 070 M010800 Y 070 M020800 N 070 N010800 Y 070 N020800 N 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 N 070 Q020800 N 070 R010800 Y 070 R020800 N 071 A000800 1110338 071 B000800 2306615 071 C000800 10034454 071 D000800 11 072 A000800 6 072 B000800 92348 072 C000800 0 072 D000800 0 072 E000800 0 072 F000800 4254 072 G000800 13881 072 H000800 0 072 I000800 0 072 J000800 0 072 K000800 0 072 L000800 0 072 M000800 0 072 N000800 0 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 0 072 S000800 0 PAGE 48 072 T000800 4035 072 U000800 0 072 V000800 0 072 W000800 251 072 X000800 22421 072 Y000800 0 072 Z000800 69927 072AA000800 199772 072BB000800 0 072CC010800 0 072CC020800 1035084 072DD010800 0 072DD020800 0 072EE000800 0 073 A010800 0.0000 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 074 A000800 33709 074 B000800 0 074 C000800 0 074 D000800 8743793 074 E000800 0 074 F000800 0 074 G000800 0 074 H000800 0 074 I000800 0 074 J000800 28259 074 K000800 0 074 L000800 45639 074 M000800 958 074 N000800 8852358 074 O000800 18456 074 P000800 9901 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 944 074 S000800 0 074 T000800 8823057 074 U010800 131217 074 U020800 0 074 V010800 65.36 074 V020800 0.00 074 W000800 0.0000 074 X000800 501143 074 Y000800 0 075 A000800 0 075 B000800 10134260 076 000800 0.00 PAGE 49 SIGNATURE GLENN BRIGHTMAN TITLE VP FUND ADMIN EX-99.77Q1 OTHR EXHB 2 77q1.txt EXHIBIT - AGREEMENT Explanatory Statement for the CREF Form N-SAR for the semiannual period ended 6-30-13 in response to Question 77Q1 Agreement - Exhibit 11(x) to the CREF 5-1-13 Registration Statement filing An Amendment, dated May 1, 2013, was made to the January 2, 2008 Amended and Restated Investment Management Services Agreement between College Retirement Equities Fund (CREF) and TIAA-CREF Investment Management LLC (Management). The Amendment is incorporated herein by reference, filed with PEA # 47 to the CREF Registration Statement submitted to the Securities and Exchange Commission (SEC) on April 29, 2013, File No. 811-04415.