0000777535-18-000002.txt : 20180228 0000777535-18-000002.hdr.sgml : 20180228 20180228164142 ACCESSION NUMBER: 0000777535-18-000002 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180228 DATE AS OF CHANGE: 20180228 EFFECTIVENESS DATE: 20180228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLLEGE RETIREMENT EQUITIES FUND CENTRAL INDEX KEY: 0000777535 IRS NUMBER: 136022042 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-04415 FILM NUMBER: 18651784 BUSINESS ADDRESS: STREET 1: 730 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2129164905 MAIL ADDRESS: STREET 1: 730 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10017 0000777535 S000005080 Stock Account C000154473 Class R1 QCSTRX C000154474 Class R2 QCSTPX C000154475 Class R3 QCSTIX 0000777535 S000005081 Global Equities Account C000154476 Class R1 QCGLRX C000154477 Class R2 QCGLPX C000154478 Class R3 QCGLIX 0000777535 S000005082 Growth Account C000154479 Class R1 QCGRRX C000154480 Class R2 QCGRPX C000154481 Class R3 QCGRIX 0000777535 S000005083 Equity Index Account C000154482 Class R1 QCEQRX C000154483 Class R2 QCEQPX C000154484 Class R3 QCEQIX 0000777535 S000005084 Bond Market Account C000154485 Class R1 QCBMRX C000154486 Class R2 QCBMPX C000154487 Class R3 QCBMIX 0000777535 S000005085 Inflation-Linked Bond Account C000154488 Class R1 QCILRX C000154489 Class R2 QCILPX C000154490 Class R3 QCILIX 0000777535 S000005086 Social Choice Account C000154491 Class R1 QCSCRX C000154492 Class R2 QCSCPX C000154493 Class R3 QCSCIX 0000777535 S000005087 Money Market Account C000154494 Class R1 QCMMRX C000154495 Class R2 QCMMPX C000154496 Class R3 QCMMIX NSAR-B 1 answer.fil CREF NSAR PAGE 1 000 B000000 12/31/2017 000 C000000 0000777535 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLLEGE RETIREMENT EQUITIES FUND 001 B000000 811-04415 001 C000000 8008422733 002 A000000 730 THIRD AVENUE 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10017 002 D020000 3206 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 8 007 C010100 1 007 C020100 CREF STOCK ACCOUNT 007 C030100 N 007 C010200 2 007 C020200 CREF MONEY MARKET ACCOUNT 007 C030200 N 007 C010300 3 007 C020300 CREF BOND MARKET ACCOUNT 007 C030300 N 007 C010400 4 007 C020400 CREF SOCIAL CHOICE ACCOUNT 007 C030400 N 007 C010500 5 007 C020500 CREF GLOBAL EQUITIES ACCOUNT 007 C030500 N 007 C010600 6 007 C020600 CREF GROWTH ACCOUNT 007 C030600 N 007 C010700 7 007 C020700 CREF EQUITY INDEX ACCOUNT 007 C030700 N 007 C010800 8 007 C020800 CREF INFLATION-LINKED BOND ACCOUNT 007 C030800 N 008 A00AA01 TIAA-CREF INVESTMENT MANAGEMENT, LLC 008 B00AA01 A 008 C00AA01 801-38029 008 D01AA01 NEW YORK PAGE 2 008 D02AA01 NY 008 D03AA01 10017 008 D04AA01 3206 010 A00AA01 TEACHERS INSURANCE AND ANNUITY ASSOC OF AMER. 010 C01AA01 NEW YORK 010 C02AA01 NY 010 C03AA01 10017 010 C04AA01 3206 011 A00AA01 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES 011 B00AA01 8-44454 011 C01AA01 NEW YORK 011 C02AA01 NY 011 C03AA01 10017 011 C04AA01 3206 012 A00AA01 TEACHERS INSURANCE AND ANNUITY ASSOC OF AMER. 012 B00AA01 84-4454 012 C01AA01 NEW YORK 012 C02AA01 NY 012 C03AA01 10017 012 C04AA01 3206 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 BALTIMORE 013 B02AA01 MD 013 B03AA01 21202 014 A00AA01 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES 014 B00AA01 8-44454 014 A00AA02 TEACHERS PERSONAL INVESTORS SERVICES, INC 014 B00AA02 8-47051 014 A00AA03 EVERTRADE DIRECT BROKERAGE, INC. 014 B00AA03 8-51781 014 A00AA04 NUVEEN SECURITIES, LLC 014 B00AA04 8-13464 015 A00AA01 HONG KONG AND SHANGHAI BANKING CORP 015 B00AA01 S 015 C01AA01 SEOUL 015 D01AA01 SOUTH KOREA 015 D02AA01 110-702 015 E04AA01 X 015 A00AA02 CITIBANK N.A. 015 B00AA02 S 015 C01AA02 BUENOS AIRES 015 D01AA02 ARGENTINA 015 E04AA02 X 015 A00AA03 HSBC BANK AUSTRALIA LIMITED 015 B00AA03 S 015 C01AA03 SYDNEY 015 D01AA03 AUSTRALIA 015 D02AA03 NSW 2000 015 E04AA03 X 015 A00AA04 BANK AUSTRIA CREDITANSTALT AG 015 B00AA04 S PAGE 3 015 C01AA04 VIENNA 015 D01AA04 AUSTRIA 015 D02AA04 A-1090 015 E04AA04 X 015 A00AA05 DEUTSCHE BANK AG BELGIUM 015 B00AA05 S 015 C01AA05 AMSTERDAM 015 D01AA05 NETHERLANDS 015 D02AA05 1101 HE 015 E04AA05 X 015 A00AA06 CITIBANK N.A. 015 B00AA06 S 015 C01AA06 SAO PAULO 015 D01AA06 BRAZIL 015 D02AA06 SP 01451-000 015 E04AA06 X 015 A00AA07 CANADA SELF CUSTODY - CDSX 015 B00AA07 S 015 C01AA07 TORONTO 015 D01AA07 CANADA 015 D02AA07 M5V 3G6 015 E04AA07 X 015 A00AA08 BANCO ITAU CHILE 015 B00AA08 S 015 C01AA08 SANTIAGO 015 D01AA08 CHILE 015 E04AA08 X 015 A00AA09 HSBC BANK (CHINA) COMPANY LIMITED 015 B00AA09 S 015 C01AA09 SHANGHAI 015 D01AA09 CHINA 015 E04AA09 X 015 A00AA10 CLEARSTREAM 015 B00AA10 S 015 C01AA10 LUXEMBOURG 015 D01AA10 LUXEMBOURG 015 D02AA10 L-2951 015 E04AA10 X 015 A00AA11 CITIBANK COLOMBIA 015 B00AA11 S 015 C01AA11 BOGOTA 015 D01AA11 COLOMBIA 015 E04AA11 X 015 A00AA12 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA12 S 015 C01AA12 PRAGUE 015 D01AA12 CZECH REPUBLIC 015 D02AA12 110 05 015 E04AA12 X 015 A00AA13 SKANINAVISKA ENSKILDA BANKEN 015 B00AA13 S PAGE 4 015 C01AA13 COPENHAGEN 015 D01AA13 DENMARK 015 D02AA13 DK 1092 015 E04AA13 X 015 A00AA14 HSBC BANK EGYPT 015 B00AA14 S 015 C01AA14 CAIRO 015 D01AA14 EGYPT 015 E04AA14 X 015 A00AA15 EUROCLEAR 015 B00AA15 S 015 C01AA15 BRUSSELS 015 D01AA15 BELGIUM 015 E04AA15 X 015 A00AA16 SEB FINLAND 015 B00AA16 S 015 C01AA16 HELSINKI 015 D01AA16 FINLAND 015 D02AA16 SF-00101 015 E04AA16 X 015 A00AA17 DEUTSCHE BANK AG FRANCE 015 B00AA17 S 015 C01AA17 AMSTERDAM 015 D01AA17 NETHERLANDS 015 D02AA17 1101 HE 015 E04AA17 X 015 A00AA18 STATE STREET BANK INTERNATIONAL GMBH 015 B00AA18 S 015 C01AA18 MUNICH 015 D01AA18 GERMANY 015 D02AA18 D-65760 015 E04AA18 X 015 A00AA19 BNP PARIBAS GREECE 015 B00AA19 S 015 C01AA19 ATHENS 015 D01AA19 GREECE 015 D02AA19 11526 015 E04AA19 X 015 A00AA20 STANDARD CHARTERED BANK 015 B00AA20 S 015 C01AA20 KWUN TONG 015 D01AA20 HONG KONG 015 E04AA20 X 015 A00AA21 UNICREDIT BANK HUNGARY ZRT 015 B00AA21 S 015 C01AA21 BUDAPEST 015 D01AA21 HUNGARY 015 D02AA21 H-1054 015 E04AA21 X 015 A00AA22 DEUTSCHE BANK AG INDIA 015 B00AA22 S PAGE 5 015 C01AA22 MUMBAI 015 D01AA22 INDIA 015 D02AA22 400 063 015 E04AA22 X 015 A00AA23 DEUTSCHE BANK AG JAKARTA 015 B00AA23 S 015 C01AA23 JAKARTA 015 D01AA23 INDONESIA 015 D02AA23 12930 015 E04AA23 X 015 A00AA24 BANK HAPOALIM B.M. 015 B00AA24 S 015 C01AA24 TEL AVIV 015 D01AA24 ISRAEL 015 D02AA24 61000 015 E04AA24 X 015 A00AA25 DEUTSCHE BANK S.P.A. MILANO 015 B00AA25 S 015 C01AA25 MILAN 015 D01AA25 ITALY 015 D02AA25 20121 015 E04AA25 X 015 A00AA26 MIZUHO CORP BANK LTD 015 B00AA26 S 015 C01AA26 TOKYO 015 D01AA26 JAPAN 015 D02AA26 104-0052 015 E04AA26 X 015 A00AA27 STANDARD CHARTERED BANK 015 B00AA27 S 015 C01AA27 AMMAN 015 D01AA27 JORDAN 015 D02AA27 11110 015 E04AA27 X 015 A00AA28 STANDARD CHARTERED BANK KENYA LIMITED 015 B00AA28 S 015 C01AA28 NAIROBI 015 D01AA28 KENYA 015 E04AA28 X 015 A00AA29 STANDARD CHARTERED BANK MALAYSIA 015 B00AA29 S 015 C01AA29 KUALA LUMPAR 015 D01AA29 MALAYSIA 015 D02AA29 50100 015 E04AA29 X 015 A00AA30 CITIBANK MEXICO 015 B00AA30 S 015 C01AA30 MEXICO 015 D01AA30 MEXICO 015 D02AA30 01210 015 E04AA30 X PAGE 6 015 A00AA31 CITIBANK MAGHREB 015 B00AA31 S 015 C01AA31 CASABLANCA 015 D01AA31 MOROCCO 015 D02AA31 20000 015 E04AA31 X 015 A00AA32 DEUTSCHE BANK AG NETHERLANDS 015 B00AA32 S 015 C01AA32 AMSTERDAM 015 D01AA32 NETHERLANDS 015 D02AA32 1101 HE 015 E04AA32 X 015 A00AA33 HSBC NEW ZEALAND 015 B00AA33 S 015 C01AA33 AUCKLAND 015 D01AA33 NEW ZEALAND 015 D02AA33 1010 015 E04AA33 X 015 A00AA34 STANBIC IBTC BANK 015 B00AA34 S 015 C01AA34 LAGOS 015 D01AA34 NIGERIA 015 D02AA34 101007 015 E04AA34 X 015 A00AA35 SEB NORWAY 015 B00AA35 S 015 C01AA35 OSLO 015 D01AA35 NORWAY 015 D02AA35 N-0107 015 E04AA35 X 015 A00AA36 HSBC BANK OMAN S.A.O.G. 015 B00AA36 S 015 C01AA36 MADINAT AL SULTAN QA 015 D01AA36 OMAN 015 E04AA36 X 015 A00AA37 DEUTSCHE BANK KARACHI BRANCH 015 B00AA37 S 015 C01AA37 KARACHI 015 D01AA37 PAKISTAN 015 D02AA37 74000 015 E04AA37 X 015 A00AA38 CITIBANK NA 015 B00AA38 S 015 C01AA38 LIMA 015 D01AA38 PERU 015 D02AA38 27 015 E04AA38 X 015 A00AA39 DEUTSCHE BANK PHILIPPINES 015 B00AA39 S 015 C01AA39 MANILA 015 D01AA39 PHILIPPINES PAGE 7 015 E04AA39 X 015 A00AA40 BANK HANDLOWY W WARSZAWIE S.A. 015 B00AA40 S 015 C01AA40 WARSAW 015 D01AA40 POLAND 015 D02AA40 00-923 015 E04AA40 X 015 A00AA41 DEUTSCHE BANK AG PORTUGAL 015 B00AA41 S 015 C01AA41 AMSTERDAM 015 D01AA41 NETHERLANDS 015 D02AA41 1101 HE 015 E04AA41 X 015 A00AA42 HSBC BANK MIDDLE EAST LIMITED 015 B00AA42 S 015 C01AA42 DOHA 015 D01AA42 QATAR 015 E04AA42 X 015 A00AA43 CITIBANK EUROPE 015 B00AA43 S 015 C01AA43 BUCHAREST SECTOR 1 015 D01AA43 ROMANIA 015 E04AA43 X 015 A00AA44 UNICREDIT BANK SRBIJA 015 B00AA44 S 015 C01AA44 BELGRADE 015 D01AA44 SERBIA 015 E04AA44 X 015 A00AA45 CITIBANK SINGAPORE 015 B00AA45 S 015 C01AA45 SINGAPORE 015 D01AA45 SINGAPORE 015 D02AA45 239922 015 E04AA45 X 015 A00AA46 STANDARD BANK OF SOUTH AFRICA 015 B00AA46 S 015 C01AA46 JOHANNESBURG 015 D01AA46 SOUTH AFRICA 015 D02AA46 2000 015 E04AA46 X 015 A00AA47 HONG KONG AND SHANGHAI BANKING CORP 015 B00AA47 S 015 C01AA47 COLOMBO 015 D01AA47 SRI LANKA 015 E04AA47 X 015 A00AA48 DEUTSCHE BANK SPAIN 015 B00AA48 S 015 C01AA48 MADRID 015 D01AA48 SPAIN 015 D02AA48 28020 015 E04AA48 X PAGE 8 015 A00AA49 SKANDINAVISKA ENSKILDA BANK 015 B00AA49 S 015 C01AA49 STOCKHOLM 015 D01AA49 SWEDEN 015 D02AA49 SE-106 40 015 E04AA49 X 015 A00AA50 UBS AG ZURICH 015 B00AA50 S 015 C01AA50 ZURICH 015 D01AA50 SWITZERLAND 015 D02AA50 8021 015 E04AA50 X 015 A00AA51 DEUTSCHE BANK AG TAIWAN 015 B00AA51 S 015 C01AA51 TAIPEI 015 D01AA51 TAIWAN 015 D02AA51 110 015 E04AA51 X 015 A00AA52 STANDARD CHARTERED BANK 015 B00AA52 S 015 C01AA52 BANKOK 015 D01AA52 THAILAND 015 D02AA52 10500 015 E04AA52 X 015 A00AA53 CITIBANK NA 015 B00AA53 S 015 C01AA53 ISTANBUL 015 D01AA53 TURKEY 015 D02AA53 80280 015 E04AA53 X 015 A00AA54 HSBC BANK MIDDLE EAST LIMITED 015 B00AA54 S 015 C01AA54 DUBAI 015 D01AA54 UNITED ARAB EMIRATES 015 E04AA54 X 015 A00AA55 STATE STREET BANK AND TRUST CO. LONDON 015 B00AA55 S 015 C01AA55 LONDON 015 D01AA55 UNITED KINGDOM 015 D02AA55 EC4Y 5AJ 015 E04AA55 X 015 A00AA56 STATE STREET BANK AND TRUST CO. 015 B00AA56 C 015 C01AA56 BOSTON 015 C02AA56 MA 015 C03AA56 02111 015 E01AA56 X 015 A00AA57 HSBC BANK (VIETNAM) LTD 015 B00AA57 S 015 C01AA57 HO CHI MINH 015 D01AA57 VIETNAM PAGE 9 015 E04AA57 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 88 019 C00AA00 TIAA--CREF 020 A000001 INSTINET 020 B000001 13-2625132 020 C000001 12062 020 A000002 JEFFERIES & COMPANY, INC 020 B000002 95-2622900 020 C000002 8875 020 A000003 JP MORGAN SECURITIES 020 B000003 13-3224016 020 C000003 5316 020 A000004 FIDELITY CAPITAL MARKETS CO 020 B000004 04-2785576 020 C000004 4321 020 A000005 CITIGROUP, INC 020 B000005 11-2418191 020 C000005 4243 020 A000006 RBC CAPITAL MARKETS 020 B000006 41-1228350 020 C000006 3973 020 A000007 MORGAN STANLEY & CO 020 B000007 13-2655998 020 C000007 3938 020 A000008 CREDIT SUISSE 020 B000008 13-5659485 020 C000008 3843 020 A000009 UBS 020 B000009 13-3873456 020 C000009 3138 020 A000010 DEUTSCHE BANK SECURITIES INC 020 B000010 13-2730828 020 C000010 2971 021 000000 71748 022 A000001 INSTINET 022 B000001 13-2625132 022 C000001 15358564 022 D000001 20022332 022 A000002 JEFFRIES & COMPANY INC 022 B000002 95-2622900 022 C000002 10516193 022 D000002 10911194 022 A000003 MORGAN STANLEY 022 B000003 13-2655998 022 C000003 9133081 022 D000003 9702547 022 A000004 JP MORGAN SECURITIES 022 B000004 13-3224016 022 C000004 7635918 PAGE 10 022 D000004 8846198 022 A000005 NATIONAL FINANCIAL SERVICES CORP 022 B000005 04-3523567 022 C000005 5823114 022 D000005 5877103 022 A000006 WEEDEN & CO 022 B000006 13-3364318 022 C000006 5795894 022 D000006 5847116 022 A000007 BANK OF AMERICA SECURITIES, LLC 022 B000007 56-2058405 022 C000007 5169884 022 D000007 4581836 022 A000008 CREDIT SUISSE 022 B000008 13-5659485 022 C000008 4789129 022 D000008 4741244 022 A000009 GOLDMAN SACHS 022 B000009 13-5108880 022 C000009 4199035 022 D000009 3527261 022 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I000100 3285 074 J000100 257733 074 K000100 0 074 L000100 150045 074 M000100 10808 074 N000100 129570680 074 O000100 208852 074 P000100 128578 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 4118 074 R040100 2334870 074 S000100 0 074 T000100 126894262 074 U010100 123964 074 U020100 78343 074 V010100 488.30 074 V020100 487.08 074 W000100 0.0000 074 X000100 1469353 074 Y000100 6236792 075 B000100 120443099 024 000200 N 028 A010200 205786 028 A020200 0 028 A030200 0 028 A040200 256453 028 B010200 344339 028 B020200 0 028 B030200 0 028 B040200 309327 028 C010200 263049 028 C020200 0 028 C030200 0 028 C040200 250524 028 D010200 201527 028 D020200 0 028 D030200 0 PAGE 16 028 D040200 286319 028 E010200 223515 028 E020200 0 028 E030200 0 028 E040200 266072 028 F010200 214460 028 F020200 0 028 F030200 0 028 F040200 316496 028 G010200 1452676 028 G020200 0 028 G030200 0 028 G040200 1685191 028 H000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.025 055 A000200 N 055 B000200 N 056 000200 N 057 000200 N 062 A000200 Y 062 B000200 19.0 062 C000200 62.2 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 18.7 063 A000200 44 064 A000200 Y 064 B000200 N 066 A000200 N 066 B000200 066 C000200 066 D000200 066 E000200 066 F000200 066 G000200 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 N PAGE 17 070 B020200 N 070 C010200 N 070 C020200 N 070 D010200 N 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 N 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 N 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 N 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 0 071 B000200 0 071 C000200 0 071 D000200 0 072 A000200 12 072 B000200 87284 072 C000200 0 072 D000200 0 072 E000200 -13792 072 F000200 2087 072 G000200 20982 072 H000200 0 072 I000200 0 072 J000200 0 072 K000200 0 072 L000200 0 072 M000200 0 072 N000200 0 PAGE 18 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 0 072 S000200 0 072 T000200 8143 072 U000200 0 072 V000200 0 072 W000200 492 072 X000200 31704 072 Y000200 0 072 Z000200 41788 072AA000200 0 072BB000200 3 072CC010200 0 072CC020200 0 072DD010200 0 072DD020200 0 072EE000200 0 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 237 074 B000200 0 074 C000200 9354644 074 D000200 0 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 0 074 K000200 2305 074 L000200 4098 074 M000200 1702 074 N000200 9362986 074 O000200 0 074 P000200 0 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 2562 074 S000200 0 074 T000200 9360424 074 U010200 176632 074 U020200 110574 074 V010200 25.70 074 V020200 25.66 074 W000200 25.6931 PAGE 19 074 X000200 750258 075 A000200 9835901 024 000300 Y 025 A000301 BANK OF AMERICA 025 B000301 56-2058405 025 C000301 D 025 D000301 90305 025 A000302 CITIGROUP 025 B000302 11-2418191 025 C000302 D 025 D000302 114746 025 A000303 CREDIT SUISSE 025 B000303 13-5659485 025 C000303 D 025 D000303 45559 025 A000304 GOLDMAN SACHS 025 B000304 13-5108880 025 C000304 D 025 D000304 66889 025 A000305 JP MORGAN SECURITIES 025 B000305 13-3224016 025 C000305 D 025 D000305 96606 025 A000306 UBS 025 B000306 13-3873456 025 C000306 D 025 D000306 134084 025 A000307 MORGAN STANLEY & CO 025 B000307 13-2655998 025 C000307 D 025 D000307 173731 028 A010300 119229 028 A020300 0 028 A030300 0 028 A040300 153453 028 B010300 180374 028 B020300 0 028 B030300 0 028 B040300 152974 028 C010300 127682 028 C020300 0 028 C030300 0 028 C040300 132412 028 D010300 140825 028 D020300 0 028 D030300 0 028 D040300 154879 028 E010300 133280 028 E020300 0 028 E030300 0 028 E040300 139557 PAGE 20 028 F010300 130431 028 F020300 0 028 F030300 0 028 F040300 142853 028 G010300 831821 028 G020300 0 028 G030300 0 028 G040300 876128 028 H000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.085 055 A000300 N 055 B000300 N 056 000300 N 057 000300 N 062 A000300 Y 062 B000300 1.8 062 C000300 0.2 062 M000300 13.7 062 N000300 20.0 062 O000300 3.6 062 P000300 34.1 062 Q000300 25.7 062 R000300 0.1 063 B000300 7.8 064 A000300 Y 064 B000300 Y 065 000300 N 066 A000300 N 066 B000300 066 C000300 066 D000300 066 E000300 066 F000300 066 G000300 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 N 070 B010300 N 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 N 070 D020300 N 070 E010300 Y 070 E020300 N PAGE 21 070 F010300 N 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 N 070 H020300 N 070 I010300 Y 070 I020300 N 070 J010300 Y 070 J020300 Y 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 Y 070 Q010300 N 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 19843049 071 B000300 18695510 071 C000300 13385818 071 D000300 140 072 A000300 12 072 B000300 400706 072 C000300 0 072 D000300 0 072 E000300 466 072 F000300 11891 072 G000300 28329 072 H000300 0 072 I000300 0 072 J000300 0 072 K000300 0 072 L000300 0 072 M000300 0 072 N000300 0 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 0 072 S000300 0 072 T000300 10927 072 U000300 0 PAGE 22 072 V000300 0 072 W000300 684 072 X000300 51831 072 Y000300 0 072 Z000300 349341 072AA000300 39709 072BB000300 0 072CC010300 150734 072DD010300 0 072DD020300 0 072EE000300 0 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 103573 074 B000300 0 074 C000300 270934 074 D000300 13395214 074 E000300 17485 074 F000300 0 074 G000300 0 074 H000300 0 074 I000300 38654 074 J000300 53081 074 K000300 0 074 L000300 80365 074 M000300 1813 074 N000300 13961119 074 O000300 116960 074 P000300 101 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 3327 074 S000300 0 074 T000300 13840731 074 U010300 53119 074 U020300 39311 074 V010300 122.87 074 V020300 122.56 074 W000300 0.0000 074 X000300 626845 074 Y000300 95000 075 B000300 13681656 024 000400 Y 025 A000401 CREDIT SUISSE 025 B000401 13-5659485 025 C000401 D 025 D000401 7208 PAGE 23 025 A000402 MORGAN STANLEY & CO. 025 B000402 13-2655998 025 C000402 D 025 D000402 55294 025 A000403 UBS 025 B000403 13-3873456 025 C000403 D 025 D000403 3271 025 A000404 BANK OF AMERICA 025 B000404 56-2058405 025 C000404 D 025 D000404 30873 028 A010400 43568 028 A020400 0 028 A030400 0 028 A040400 109390 028 B010400 42776 028 B020400 0 028 B030400 0 028 B040400 144060 028 C010400 42086 028 C020400 0 028 C030400 0 028 C040400 116226 028 D010400 47150 028 D020400 0 028 D030400 0 028 D040400 129485 028 E010400 41108 028 E020400 0 028 E030400 0 028 E040400 117356 028 F010400 60776 028 F020400 0 028 F030400 0 028 F040400 116900 028 G010400 277464 028 G020400 0 028 G030400 0 028 G040400 733417 028 H000400 0 045 000400 Y 046 000400 N 047 000400 Y 048 000400 0.060 055 A000400 Y 055 B000400 N 056 000400 N 057 000400 N 062 A000400 N 066 A000400 Y PAGE 24 066 B000400 N 066 C000400 N 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 Y 067 000400 Y 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 Y 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 Y 070 Q010400 N 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000400 7280499 071 B000400 7501110 071 C000400 13856496 071 D000400 53 072 A000400 12 PAGE 25 072 B000400 163484 072 C000400 191243 072 D000400 0 072 E000400 2847 072 F000400 7449 072 G000400 29320 072 H000400 0 072 I000400 0 072 J000400 0 072 K000400 0 072 L000400 0 072 M000400 0 072 N000400 0 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 0 072 S000400 0 072 T000400 11301 072 U000400 0 072 V000400 0 072 W000400 699 072 X000400 48769 072 Y000400 0 072 Z000400 308805 072AA000400 553058 072BB000400 0 072CC010400 989572 072CC020400 0 072DD010400 0 072DD020400 0 072EE000400 0 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 28323 074 B000400 0 074 C000400 208231 074 D000400 5644289 074 E000400 24120 074 F000400 8604533 074 G000400 0 074 H000400 0 074 I000400 45314 074 J000400 1971 074 K000400 346 074 L000400 49736 074 M000400 1889 074 N000400 14608752 074 O000400 11843 PAGE 26 074 P000400 5 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 164222 074 S000400 0 074 T000400 14432682 074 U010400 27683 074 U020400 21542 074 V010400 236.50 074 V020400 235.92 074 W000400 0.0000 074 X000400 383871 074 Y000400 27549 075 B000400 13987765 024 000500 Y 025 A000501 BANK OF AMERICA 025 B000501 56-2058405 025 C000501 E 025 D000501 239540 025 A000502 CITIGROUP 025 B000502 11-2418191 025 C000502 E 025 D000502 86597 025 A000503 CREDIT SUISSE 025 B000503 13-5659485 025 C000503 E 025 D000503 53430 025 A000504 DEUTSCHE BANK SECURITIES INC. 025 B000504 13-2730828 025 C000504 E 025 D000504 2188 025 A000505 JP MORGAN SECURITIES 025 B000505 13-3224016 025 C000505 E 025 D000505 239509 025 A000506 UBS 025 B000506 13-3873456 025 C000506 E 025 D000506 5475 025 A000507 GOLDMAN SACHS 025 B000507 13-5108880 025 C000507 E 025 D000507 75553 025 A000508 MORGAN STANLEY 025 B000508 13-2655998 025 C000508 E 025 D000508 57285 028 A010500 63290 028 A020500 0 PAGE 27 028 A030500 0 028 A040500 180312 028 B010500 56773 028 B020500 0 028 B030500 0 028 B040500 223349 028 C010500 66050 028 C020500 0 028 C030500 0 028 C040500 185825 028 D010500 70708 028 D020500 0 028 D030500 0 028 D040500 204422 028 E010500 83196 028 E020500 0 028 E030500 0 028 E040500 189756 028 F010500 93593 028 F020500 0 028 F030500 0 028 F040500 188542 028 G010500 433610 028 G020500 0 028 G030500 0 028 G040500 1172206 028 H000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.125 055 A000500 N 055 B000500 N 056 000500 N 057 000500 N 062 A000500 N 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 Y 070 B010500 Y 070 B020500 N PAGE 28 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 Y 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 Y 070 I020500 N 070 J010500 Y 070 J020500 Y 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 Y 070 Q010500 N 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 6962563 071 B000500 8415754 071 C000500 19116116 071 D000500 36 072 A000500 12 072 B000500 2264 072 C000500 392695 072 D000500 0 072 E000500 6150 072 F000500 27354 072 G000500 41019 072 H000500 0 072 I000500 0 072 J000500 0 072 K000500 0 072 L000500 0 072 M000500 0 072 N000500 0 072 O000500 0 PAGE 29 072 P000500 0 072 Q000500 0 072 R000500 0 072 S000500 0 072 T000500 15816 072 U000500 0 072 V000500 0 072 W000500 970 072 X000500 85159 072 Y000500 0 072 Z000500 315950 072AA000500 1165787 072BB000500 0 072CC010500 2794100 072CC020500 0 072DD010500 0 072DD020500 0 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 61039 074 B000500 273000 074 C000500 352771 074 D000500 0 074 E000500 0 074 F000500 20417899 074 G000500 0 074 H000500 0 074 I000500 116 074 J000500 19948 074 K000500 0 074 L000500 26453 074 M000500 2104 074 N000500 21153330 074 O000500 21517 074 P000500 5594 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 351981 074 S000500 0 074 T000500 20774238 074 U010500 52670 074 U020500 39398 074 V010500 181.46 074 V020500 181.01 074 W000500 0.0000 074 X000500 728850 PAGE 30 074 Y000500 292274 075 B000500 19408528 024 000600 Y 025 A000601 BANK OF AMERICA 025 B000601 56-2058405 025 C000601 E 025 D000601 139717 025 A000602 GOLDMAN SACHS 025 B000602 13-5108880 025 C000602 E 025 D000602 63908 028 A010600 92577 028 A020600 0 028 A030600 0 028 A040600 194662 028 B010600 44435 028 B020600 0 028 B030600 0 028 B040600 254708 028 C010600 62697 028 C020600 0 028 C030600 0 028 C040600 195363 028 D010600 100365 028 D020600 0 028 D030600 0 028 D040600 236012 028 E010600 82920 028 E020600 0 028 E030600 0 028 E040600 224255 028 F010600 102071 028 F020600 0 028 F030600 0 028 F040600 224024 028 G010600 485065 028 G020600 0 028 G030600 0 028 G040600 1329024 028 H000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.060 055 A000600 N 055 B000600 N 056 000600 N 057 000600 N 062 A000600 N 066 A000600 Y 066 B000600 N PAGE 31 066 C000600 N 066 D000600 Y 066 E000600 N 066 F000600 N 066 G000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 Y 070 I020600 N 070 J010600 Y 070 J020600 Y 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 N 070 N010600 Y 070 N020600 Y 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 Y 070 Q010600 N 070 Q020600 N 070 R010600 Y 070 R020600 N 071 A000600 11196049 071 B000600 12644859 071 C000600 23169600 071 D000600 48 072 A000600 12 072 B000600 1366 PAGE 32 072 C000600 258096 072 D000600 0 072 E000600 1709 072 F000600 11811 072 G000600 50073 072 H000600 0 072 I000600 0 072 J000600 0 072 K000600 0 072 L000600 0 072 M000600 0 072 N000600 0 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 0 072 S000600 0 072 T000600 19300 072 U000600 0 072 V000600 0 072 W000600 1169 072 X000600 82353 072 Y000600 0 072 Z000600 178818 072AA000600 1981280 072BB000600 0 072CC010600 4221425 072CC020600 0 072DD010600 0 072DD020600 0 072EE000600 0 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 3 074 B000600 0 074 C000600 367556 074 D000600 0 074 E000600 0 074 F000600 25433784 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 49256 074 K000600 0 074 L000600 8619 074 M000600 2087 074 N000600 25861305 074 O000600 39443 074 P000600 3169 PAGE 33 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 237658 074 S000600 0 074 T000600 25581035 074 U010600 62006 074 U020600 47403 074 V010600 185.86 074 V020600 185.40 074 W000600 0.0000 074 X000600 731198 074 Y000600 0 075 B000600 23379153 024 000700 Y 025 A000701 BANK OF AMERICA 025 B000701 56-2058405 025 C000701 E 025 D000701 203079 025 A000702 CITIGROUP 025 B000702 11-2418191 025 C000702 E 025 D000702 139629 025 A000703 JP MORGAN SECURITIES 025 B000703 13-3224016 025 C000703 E 025 D000703 262078 025 A000704 GOLDMAN SACHS 025 B000704 13-5108880 025 C000704 E 025 D000704 63533 025 A000705 MORGAN STANLEY 025 B000705 13-2655998 025 C000705 E 025 D000705 47970 028 A010700 56871 028 A020700 0 028 A030700 0 028 A040700 149783 028 B010700 38773 028 B020700 0 028 B030700 0 028 B040700 202922 028 C010700 30012 028 C020700 0 028 C030700 0 028 C040700 167631 028 D010700 60575 028 D020700 0 028 D030700 0 PAGE 34 028 D040700 216410 028 E010700 49593 028 E020700 0 028 E030700 0 028 E040700 195312 028 F010700 81283 028 F020700 0 028 F030700 0 028 F040700 191653 028 G010700 317107 028 G020700 0 028 G030700 0 028 G040700 1123711 028 H000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 0.020 055 A000700 N 055 B000700 N 056 000700 N 057 000700 N 062 A000700 N 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N 067 000700 N 068 A000700 N 068 B000700 N 069 000700 Y 070 A010700 Y 070 A020700 N 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y 070 F020700 Y 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 Y PAGE 35 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 Y 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 Y 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 Y 070 Q010700 N 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000700 829523 071 B000700 2004330 071 C000700 18440700 071 D000700 4 072 A000700 12 072 B000700 266 072 C000700 353008 072 D000700 0 072 E000700 4395 072 F000700 3344 072 G000700 40103 072 H000700 0 072 I000700 0 072 J000700 0 072 K000700 0 072 L000700 0 072 M000700 0 072 N000700 0 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 0 072 S000700 0 072 T000700 15472 072 U000700 0 072 V000700 0 072 W000700 925 072 X000700 59844 072 Y000700 0 072 Z000700 297825 072AA000700 801964 072BB000700 0 PAGE 36 072CC010700 2384274 072DD010700 0 072DD020700 0 072EE000700 0 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 247 074 B000700 0 074 C000700 368523 074 D000700 0 074 E000700 0 074 F000700 19435313 074 G000700 0 074 H000700 0 074 I000700 13 074 J000700 16957 074 K000700 0 074 L000700 21383 074 M000700 1823 074 N000700 19844259 074 O000700 5597 074 P000700 3332 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 301223 074 S000700 0 074 T000700 19534107 074 U010700 38545 074 U020700 30544 074 V010700 200.15 074 V020700 219.61 074 W000700 0.0000 074 X000700 495673 074 Y000700 4436 075 B000700 18490047 024 000800 N 028 A010800 36357 028 A020800 0 028 A030800 0 028 A040800 74895 028 B010800 50417 028 B020800 0 028 B030800 0 028 B040800 83111 028 C010800 45891 028 C020800 0 028 C030800 0 PAGE 37 028 C040800 68485 028 D010800 42659 028 D020800 0 028 D030800 0 028 D040800 85167 028 E010800 48620 028 E020800 0 028 E030800 0 028 E040800 72021 028 F010800 43565 028 F020800 0 028 F030800 0 028 F040800 79395 028 G010800 267509 028 G020800 0 028 G030800 0 028 G040800 463074 028 H000800 0 045 000800 Y 046 000800 N 047 000800 Y 048 000800 0.035 055 A000800 N 055 B000800 N 056 000800 N 057 000800 N 062 A000800 Y 062 B000800 0.0 062 C000800 0.2 062 M000800 98.6 062 N000800 0.9 063 B000800 5.4 064 A000800 Y 064 B000800 N 066 A000800 N 066 B000800 066 C000800 066 D000800 066 E000800 066 F000800 066 G000800 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 N 070 B010800 N 070 B020800 N 070 C010800 Y 070 C020800 N PAGE 38 070 D010800 N 070 D020800 N 070 E010800 Y 070 E020800 Y 070 F010800 N 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 N 070 H020800 N 070 I010800 Y 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 N 070 L010800 Y 070 L020800 N 070 M010800 Y 070 M020800 N 070 N010800 Y 070 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Scott Wickerham TITLE Funds Treasurer EX-99.77Q1 OTHR EXHB 2 77Q1.txt 77Q1 OTHER EXHIBIT College Retirement Equities Fund ("CREF") Explanatory Statement to the Form N-SAR for the semiannual period ended 12.31.17 in response to Question 77Q1. Item 77Q1. Other Exhibits Amended and Restated Investment Management Services Agreement On April 27, 2017 under Conformed Submission 485BPOS, accession number, 0000930413-17-0017733, a copy of the Form of Investment Management Services Agreement, originally made on January 2, 2008, and Amended and Restated as of May 1, 2016, between CREF and TIAA-CREF Investment Management LLC ("TCIM"), was previously filed with the SEC as exhibit (11)(B)(B) to the CREF Registration Statement. This Agreement is incorporated herein by reference as an exhibit to Sub-Item 77Q1. of Form N-SAR. Amendment to the Investment Management Services Agreement On April 27, 2017 under Conformed Submission 485BPOS, accession number, 0000930413-17-0017733, a copy of the Form of an Schedule B Amendment dated May 1, 2017 to the Amended and Restated Investment Management Services Agreement between CREF and TCIM, was previously filed with the SEC as exhibit (11)(C)(C) to the CREF Registration Statement. This Amendment is incorporated herein by reference as an exhibit to Sub-Item 77Q1. of Form N-SAR. EX-99.77B ACCT LTTR 3 ex77b.txt CONTROL LETTER Report of Independent Registered Public Accounting Firm To the Board of Trustees of College Retirement Equities Fund and Participants of Stock Account, Global Equities Account, Growth Account, Equity Index Account, Bond Market Account, Inflation-Linked Bond Account, Social Choice Account and Money Market Account In planning and performing our audit of the financial statements of Stock Account, Global Equities Account, Growth Account, Equity Index Account, Bond Market Account, Inflation- Linked Bond Account, Social Choice Account and Money Market Account (constituting College Retirement Equities Fund, hereafter collectively referred to as the "Accounts" or generically as a "fund") as of and for the year ended December 31, 2017, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Accounts' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Accounts' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Accounts' internal control over financial reporting. The management of the Accounts is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and the trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Accounts' annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Accounts' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Accounts' internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be material weaknesses as defined above as of December 31, 2017. This report is intended solely for the information and use of management and the Board of Trustees of the Accounts and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ PricewaterhouseCoopers LLP Baltimore, Maryland February 16, 2018