0000777535-17-000003.txt : 20170228
0000777535-17-000003.hdr.sgml : 20170228
20170228161247
ACCESSION NUMBER: 0000777535-17-000003
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
EFFECTIVENESS DATE: 20170228
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLLEGE RETIREMENT EQUITIES FUND
CENTRAL INDEX KEY: 0000777535
IRS NUMBER: 136022042
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04415
FILM NUMBER: 17647758
BUSINESS ADDRESS:
STREET 1: 730 THIRD AVE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2129164905
MAIL ADDRESS:
STREET 1: 730 THIRD AVE
CITY: NEW YORK
STATE: NY
ZIP: 10017
0000777535
S000005080
Stock Account
C000154473
Class R1
QCSTRX
C000154474
Class R2
QCSTPX
C000154475
Class R3
QCSTIX
0000777535
S000005081
Global Equities Account
C000154476
Class R1
QCGLRX
C000154477
Class R2
QCGLPX
C000154478
Class R3
QCGLIX
0000777535
S000005082
Growth Account
C000154479
Class R1
QCGRRX
C000154480
Class R2
QCGRPX
C000154481
Class R3
QCGRIX
0000777535
S000005083
Equity Index Account
C000154482
Class R1
QCEQRX
C000154483
Class R2
QCEQPX
C000154484
Class R3
QCEQIX
0000777535
S000005084
Bond Market Account
C000154485
Class R1
QCBMRX
C000154486
Class R2
QCBMPX
C000154487
Class R3
QCBMIX
0000777535
S000005085
Inflation-Linked Bond Account
C000154488
Class R1
QCILRX
C000154489
Class R2
QCILPX
C000154490
Class R3
QCILIX
0000777535
S000005086
Social Choice Account
C000154491
Class R1
QCSCRX
C000154492
Class R2
QCSCPX
C000154493
Class R3
QCSCIX
0000777535
S000005087
Money Market Account
C000154494
Class R1
QCMMRX
C000154495
Class R2
QCMMPX
C000154496
Class R3
QCMMIX
NSAR-B
1
answer.fil
CREF NSAR
PAGE 1
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PAGE 2
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PAGE 3
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PAGE 4
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PAGE 5
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PAGE 6
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PAGE 7
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PAGE 8
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PAGE 10
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PAGE 11
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PAGE 12
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PAGE 14
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PAGE 16
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PAGE 17
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PAGE 18
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PAGE 19
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PAGE 20
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PAGE 21
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PAGE 24
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PAGE 26
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PAGE 27
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PAGE 28
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PAGE 29
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PAGE 30
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PAGE 31
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PAGE 33
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PAGE 35
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PAGE 36
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PAGE 37
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056 000800 N
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066 C000800
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066 E000800
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PAGE 38
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PAGE 39
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SIGNATURE E. Scott Wickerham
TITLE Funds Treasurer
EX-99.77B ACCT LTTR
2
ex77b.txt
CONTROL LETTER
Report of Independent Registered Public Accounting Firm
To the Board of Trustees and Participants
of the College Retirement Equities Fund:
In planning and performing our audit of
the financial statements of the College
Retirement Equities Fund (Stock Account, Global
Equities Account, Growth Account, Equity Index Account,
Bond Market Account, Inflation-Linked Bond Account,
Social Choice Account, and Money Market Account,
hereafter collectively referred to as the "Accounts"
or generically as a "fund") as of and for the year
ended December 31, 2016, in accordance with the
standards of the Public Company Accounting Oversight
Board (United States), we considered the Accounts'
internal control over financial reporting, including
controls over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of
expressing our opinion on the financial statements
and to comply with the requirements of Form N-SAR,
but not for the purpose of expressing an opinion on
the effectiveness of the Accounts' internal control
over financial reporting. Accordingly, we do not
express an opinion on the effectiveness of the Accounts'
internal control over financial reporting.
The management of the Accounts is responsible for
establishing and maintaining effective internal
control over financial reporting. In fulfilling
this responsibility, estimates and judgments by
management are required to assess the expected
benefits and related costs of controls. A fund's
internal control over financial reporting is a
process designed to provide reasonable assurance
regarding the reliability of financial reporting
and the preparation of financial statements for
external purposes in accordance with generally
accepted accounting principles. A fund's internal
control over financial reporting includes those
policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail,
accurately and fairly reflect the transactions and
dispositions of the assets of the fund; (2) provide
reasonable assurance that transactions are recorded
as necessary to permit preparation of financial statements
in accordance with generally accepted accounting principles,
and that receipts and expenditures of the fund are being
made only in accordance with authorizations of management
and the trustees of the fund; and (3) provide reasonable
assurance regarding prevention or timely detection of
unauthorized acquisition, use or disposition of a fund's
assets that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect misstatements.
Also, projections of any evaluation of effectiveness to future
periods are subject to the risk that controls may become inadequate
because of changes in conditions, or that the degree of compliance
with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow management
or employees, in the normal course of performing their assigned
functions, to prevent or detect misstatements on a timely basis.
A material weakness is a deficiency, or a combination of deficiencies,
in internal control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the Accounts'
annual or interim financial statements will not be prevented or
detected on a timely basis.
Our consideration of the Accounts' internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control over financial reporting that might be material
weaknesses under standards established by the Public Company Accounting
Oversight Board (United States). However, we noted no deficiencies
in the Accounts' internal control over financial reporting and its operation,
including controls over safeguarding securities that we consider to
be material weaknesses as defined above as of December 31, 2016.
This report is intended solely for the information and use of
management and the Board of Trustees of the Accounts and the
Securities and Exchange Commission and is not intended to be
and should not be used by anyone other than these specified parties.
/s/ PricewaterhouseCoopers LLP
Baltimore, Maryland
February 17, 2017