0000777535-13-000002.txt : 20130228
0000777535-13-000002.hdr.sgml : 20130228
20130228162404
ACCESSION NUMBER: 0000777535-13-000002
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130228
DATE AS OF CHANGE: 20130228
EFFECTIVENESS DATE: 20130228
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLLEGE RETIREMENT EQUITIES FUND
CENTRAL INDEX KEY: 0000777535
IRS NUMBER: 136022042
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04415
FILM NUMBER: 13652421
BUSINESS ADDRESS:
STREET 1: 730 THIRD AVE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2129164905
MAIL ADDRESS:
STREET 1: 730 THIRD AVE
CITY: NEW YORK
STATE: NY
ZIP: 10017
0000777535
S000005080
Stock Account
C000013867
Retirement Annuity
C000018661
Supplemental Retirement Annuity
C000018662
Retirement Select Plus II Annuity
C000018663
Retirement Choice Annuity
C000018664
Retirement Choice Plus Annuity
C000018665
Keogh Certificate
C000018666
Group Retirement Annuity
C000018667
Group Supplemental Retirement Annuity
C000018668
Group Annuity
C000018669
Individual Retirement Annuity
C000018670
Rollover Individual Retirement Annuity
C000018671
Roth Individual Retirement Annuity
C000018672
Retirement Select Annuity
C000018673
Retirement Select Plus Annuity
C000065747
ATRAs (After Tax Retirement Annuities)
0000777535
S000005081
Global Equities Account
C000013868
Retirement Annuity
C000018818
Supplemental Retirement Annuity
C000018819
Rollover Individual Retirement Annuity
C000018820
Roth Individual Retirement Annuity
C000018821
Retirement Select Annuity
C000018822
Retirement Select Plus Annuity
C000018823
Retirement Select Plus II Annuity
C000018824
Retirement Choice Annuity
C000018825
Retirement Choice Plus Annuity
C000018826
Keogh Certificate
C000018827
Group Retirement Annuity
C000018828
Group Supplemental Retirement Annuity
C000018829
Group Annuity
C000018830
Individual Retirement Annuity
C000065748
ATRAs (After Tax Retirement Annuities)
0000777535
S000005082
Growth Account
C000013869
Retirement Annuity
C000018833
Supplemental Retirement Annuity
C000018834
Rollover Individual Retirement Annuity
C000018835
Roth Individual Retirement Annuity
C000018836
Retirement Select Annuity
C000018837
Retirement Select Plus Annuity
C000018838
Retirement Select Plus II Annuity
C000018839
Retirement Choice Annuity
C000018840
Retirement Choice Plus Annuity
C000018841
Keogh Certificate
C000018842
Group Retirement Annuity
C000018843
Group Supplemental Retirement Annuity
C000018844
Group Annuity
C000018845
Individual Retirement Annuity
C000065749
ATRAs (After Tax Retirement Annuities)
0000777535
S000005083
Equity Index Account
C000013870
Retirement Annuity
C000018850
Supplemental Retirement Annuity
C000018851
Group Retirement Annuity
C000018852
Group Supplemental Retirement Annuity
C000018853
Group Annuity
C000018854
Individual Retirement Annuity
C000018855
Rollover Individual Retirement Annuity
C000018856
Roth Individual Retirement Annuity
C000018857
Retirement Select Annuity
C000018858
Retirement Select Plus Annuity
C000018859
Retirement Select Plus II Annuity
C000018860
Retirement Choice Annuity
C000018861
Retirement Choice Plus Annuity
C000018862
Keogh Certificate
C000065750
ATRAs (After Tax Retirement Annuities)
0000777535
S000005084
Bond Market Account
C000013871
Retirement Annuity
C000018878
Supplemental Retirement Annuity
C000018879
Rollover Individual Retirement Annuity
C000018880
Roth Individual Retirement Annuity
C000018881
Retirement Select Annuity
C000018882
Retirement Select Plus Annuity
C000018883
Retirement Select Plus II Annuity
C000018884
Retirement Choice Annuity
C000018885
Retirement Choice Plus Annuity
C000018886
Keogh Certificate
C000018887
Group Retirement Annuity
C000018888
Group Supplemental Retirement Annuity
C000018889
Group Annuity
C000018890
Individual Retirement Annuity
C000065751
ATRAs (After Tax Retirement Annuities)
0000777535
S000005085
Inflation-Linked Bond Account
C000013872
Retirement Annuity
C000018891
Supplemental Retirement Annuity
C000018892
Rollover Individual Retirement Annuity
C000018893
Roth Individual Retirement Annuity
C000018894
Retirement Select Annuity
C000018895
Retirement Select Plus Annuity
C000018896
Retirement Select Plus II Annuity
C000018897
Retirement Choice Annuity
C000018898
Retirement Choice Plus Annuity
C000018899
Keogh Certificate
C000018900
Group Retirement Annuity
C000018901
Group Supplemental Retirement Annuity
C000018902
Group Annuity
C000018903
Individual Retirement Annuity
C000065752
ATRAs (After Tax Retirement Annuities)
0000777535
S000005086
Social Choice Account
C000013873
Retirement Annuity
C000018914
Supplemental Retirement Annuity
C000018915
Rollover Individual Retirement Annuity
C000018916
Roth Individual Retirement Annuity
C000018917
Retirement Select Annuity
C000018918
Retirement Select Plus Annuity
C000018919
Retirement Select Plus II Annuity
C000018920
Retirement Choice Annuity
C000018921
Retirement Choice Plus Annuity
C000018922
Keogh Certificate
C000018923
Group Retirement Annuity
C000018924
Group Supplemental Retirement Annuity
C000018925
Group Annuity
C000018926
Individual Retirement Annuity
C000065753
ATRAs (After Tax Retirement Annuities)
0000777535
S000005087
Money Market Account
C000013874
Retirement Annuity
C000018927
Supplemental Retirement Annuity
C000018928
Rollover Individual Retirement Annuity
C000018929
Roth Individual Retirement Annuity
C000018930
Retirement Select Annuity
C000018931
Retirement Select Plus Annuity
C000018932
Retirement Select Plus II Annuity
C000018933
Retirement Choice Annuity
C000018934
Retirement Choice Plus Annuity
C000018935
Keogh Certificate
C000018936
Group Retirement Annuity
C000018937
Group Supplemental Retirement Annuity
C000018938
Group Annuity
C000018939
Individual Retirement Annuity
C000065754
ATRAs (After Tax Retirement Annuities)
NSAR-B
1
ANSWER.FIL
CREF ANSWER FILE 12.31.12
PAGE 1
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007 C010600 6
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007 C020800 CREF INFLATION-LINKED BOND ACCOUNT
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PAGE 2
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PAGE 3
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PAGE 4
014 A00AA02 TEACHERS PERSONAL INVESTORS SERVICES, INC
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PAGE 5
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PAGE 6
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PAGE 7
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PAGE 8
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PAGE 9
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PAGE 10
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PAGE 11
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PAGE 12
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PAGE 13
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PAGE 14
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PAGE 15
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PAGE 16
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PAGE 17
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PAGE 18
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PAGE 19
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PAGE 20
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PAGE 21
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PAGE 22
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PAGE 23
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PAGE 24
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PAGE 25
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PAGE 26
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PAGE 27
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PAGE 28
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PAGE 29
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PAGE 30
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PAGE 31
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PAGE 32
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025 D000512 58000
025 A000513 BANK OF AMERICA SECURITIES
025 B000513 56-2058405
025 C000513 D
025 D000513 50000
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025 B000514 13-3873456
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PAGE 33
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PAGE 34
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PAGE 35
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PAGE 36
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PAGE 37
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PAGE 38
066 F000600 N
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PAGE 39
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PAGE 40
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025 B000703 13-5108880
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025 B000704 13-3224016
025 C000704 E
025 D000704 126916
025 A000705 MORGAN STANLEY & CO, INC
025 B000705 13-2655998
025 C000705 E
025 D000705 22382
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025 B000706 13-3757717
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PAGE 41
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PAGE 42
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PAGE 43
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PAGE 44
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PAGE 45
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PAGE 46
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PAGE 47
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PAGE 48
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SIGNATURE GLENN BRIGHTMAN
TITLE VP FUND ADMIN
EX-99.77B ACCT LTTR
2
ex77b.txt
CONTROL LETTER
Report of Independent Registered Public Accounting Firm
To the Board of Trustees and Participants of the College
Retirement Equities Fund:
In planning and performing our audit of the financial
statements of the College Retirement Equities Fund
(Stock Account, Global Equities Account, Growth Account,
Equity Index Account, Bond Market Account, Inflation-
Linked Bond Account, Social Choice Account and Money
Market Account, hereinafter referred to as the "Accounts"
or generically as a "fund") as of and for the year ended
December 31, 2012, in accordance with the standards of the
Public Company Accounting Oversight Board (United States),
we considered the Accounts' internal control over financial
reporting, including controls over safeguarding securities,
as a basis for designing our auditing procedures for the
purpose of expressing our opinion on the financial statements
and to comply with the requirements of Form N-SAR, but not
for the purpose of expressing an opinion on the effectiveness
of the Accounts' internal control over financial reporting.
Accordingly, we do not express an opinion on the
effectiveness of the Accounts' internal control over
financial reporting.
The management of the Accounts is responsible for establishing
and maintaining effective internal control over financial
reporting. In fulfilling this responsibility, estimates and
judgments by management are required to assess the expected
benefits and related costs of controls. A fund's internal
control over financial reporting is a process designed to
provide reasonable assurance regarding the reliability of
financial reporting and the preparation of financial statements
for external purposes in accordance with generally accepted
accounting principles. A fund's internal control over
financial reporting includes those policies and procedures
that (1) pertain to the maintenance of records that, in
reasonable detail, accurately and fairly reflect the
transactions and dispositions of the assets of the fund;
(2) provide reasonable assurance that transactions are
recorded as necessary to permit preparation of financial
statements in accordance with generally accepted accounting
principles, and that receipts and expenditures of the funds
are being made only in accordance with authorizations of
management and trustees of the funds; and (3) provide
reasonable assurance regarding prevention or timely detection
of unauthorized acquisition, use or disposition of a fund's
assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect misstatements.
Also, projections of any evaluation of effectiveness to future
periods are subject to the risk that controls may become
inadequate because of changes in conditions, or that the degree
of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow
management or employees, in the normal course of performing
their assigned functions, to prevent or detect misstatements
on a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a
material misstatement of the Accounts' annual or interim
financial statements will not be prevented or detected on a
timely basis.
Our consideration of the Accounts' internal control over
financial reporting was for the limited purpose described in the
first paragraph and would not necessarily disclose all
deficiencies in internal control over financial reporting that
might be material weaknesses under standards established by the
Public Company Accounting Oversight Board (United States).
However, we noted no deficiencies in the Accounts' internal
control over financial reporting and its operation, including
controls over safeguarding securities that we consider to be
material weaknesses as defined above as of December 31, 2012.
This report is intended solely for the information and use of
management and the Board of Trustees of the Accounts and the
Securities and Exchange Commission and is not intended to be
and should not be used by anyone other than these specified
parties.
February 19, 2013
Boston, Massachusetts
EX-99.77Q1 OTHR EXHB
3
ex77q1.txt
OTHER EXHIBIT
77 Q1 OTHER EXHIBITS
CREF MATTERS SUBMITTED TO A VOTE
On July 17, 2012, the College Retirement
Equities Fund (CREF) held a special meeting
of participants so that its Participants
could consider and vote upon certain matters,
in accordance with the terms of the Proxy
Statement on Schedule 14A, incorporated
herein by reference, filed by CREF with the
Securities and Exchange Commission (SEC) on
June 8, 2012, File No. 811-04415. A summary of
these matters and the results of the
participants' meeting are included in CREF's
December 31, 2012 annual report, which is
included in CREF's 2012 annual Form N-CSR
filing with the SEC.