-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dp81KIiP//I8nVDkOhiodxvXot90Gul2jeyZ3s56AkbeeEAZKqX1kmo35OiqFvNS 8CsQPk0C4Mo4IeZKqZN+6g== 0000909012-04-000609.txt : 20040827 0000909012-04-000609.hdr.sgml : 20040827 20040827134953 ACCESSION NUMBER: 0000909012-04-000609 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040827 DATE AS OF CHANGE: 20040827 EFFECTIVENESS DATE: 20040827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEISS PECK & GREER FUNDS TRUST /MA CENTRAL INDEX KEY: 0000777025 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-04404 FILM NUMBER: 041001876 BUSINESS ADDRESS: STREET 1: ONE NEW YORK PLZ STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129089582 MAIL ADDRESS: STREET 1: ONE NEW YORK PLAZA STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: WEISS PECK & GREER MUTUAL FUNDS DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: WEISS PECK & GREER FUNDS TRUST DATE OF NAME CHANGE: 19920519 FORMER COMPANY: FORMER CONFORMED NAME: WPG FUNDS TRUST DATE OF NAME CHANGE: 19920304 N-PX 1 t300983.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-04404 ------------- WEISS, PECK & GREER FUNDS TRUST -------------------------------------------------- (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) ONE NEW YORK PLAZA, NEW YORK, NY 10004 ---------------------------------------- ---------- (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) JOSEPH REARDON WEISS, PECK & GREER INVESTMENTS ONE NEW YORK PLAZA 31st FLOOR NEW YORK, NY 10004 --------------------------------------- (NAME AND ADDRESS OF AGENT FOR SERVICE) (212) 908-9882 ---------------------------------------------------- (REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE) DATE OF FISCAL YEAR END: 12/31 -------- DATE OF REPORTING PERIOD: 7/1/03 - 6/30/04 -------------------- ITEM 1. PROXY VOTING RECORD:
Account - WPG QUANTITATIVE EQUITY - ------------------------------------------------------------------------------------------------------------------------------------ CONSTELLATION BRANDS, INC. STZ Annual Meeting Date: 07/15/2003 Issuer: 21036P108 City: Holdings Reconciliation Date: 05/20/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 07/15/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932016555 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 108 6,100 6,100 06/19/2003 06/19/2003 06/24/2003 MCKESSON CORPORATION MCK Annual Meeting Date: 07/30/2003 Issuer: 58155Q103 City: Holdings Reconciliation Date: 06/03/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 07/30/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932014335 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS 03 For Against S/H PROPOSAL - CORPORATE GOVERNANCE Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 103 6,700 6,700 06/19/2003 07/22/2003 07/22/2003 ELECTRONIC ARTS INC. ERTS Annual Meeting Date: 07/31/2003 Issuer: 285512109 City: Holdings Reconciliation Date: 06/04/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 07/31/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932013066 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 Against For AMEND OMNIBUS STOCK OPTION PLAN 03 Against For AMEND STOCK PURCHASE PLAN 04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 109 1,000 1,000 07/01/2003 07/01/2003 07/07/2003 Report Date: 4/28/2004 Page 2 of 14 COMPUTER SCIENCES CORPORATION CSC Annual Meeting Date: 08/11/2003 Issuer: 205363104 City: Holdings Reconciliation Date: 06/13/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 08/11/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932020732 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 104 5,650 5,650 07/07/2003 07/07/2003 07/08/2003 COMPUTER ASSOCIATES INTERNATIONAL, I CA Annual Meeting Date: 08/27/2003 Issuer: 204912109 City: Holdings Reconciliation Date: 07/02/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 08/27/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932026823 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 Against For ADOPT OMNIBUS STOCK OPTION PLAN 03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 109 2,500 2,500 07/22/2003 08/25/2003 08/25/2003 Report Date: 4/28/2004 Page 3 of 14 SMITHFIELD FOODS, INC. SFD Annual Meeting Date: 09/03/2003 Issuer: 832248108 City: Holdings Reconciliation Date: 07/11/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 09/03/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932034236 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 108 6,100 6,100 08/25/2003 08/27/2003 08/27/2003 PARK PLACE ENTERTAINMENT CORPORATION PPE Special Meeting Date: 09/10/2003 Issuer: 700690100 City: Holdings Reconciliation Date: 07/24/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 09/10/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932032662 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 Against For APPROVE COMPANY NAME CHANGE Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 100 11,400 11,400 08/05/2003 09/02/2003 09/02/2003 FEDEX CORPORATION FDX Annual Meeting Date: 09/29/2003 Issuer: 31428X106 City: Holdings Reconciliation Date: 08/04/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 09/29/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932038183 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 Against For ADOPT OMNIBUS STOCK OPTION PLAN 03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS 04 For Against S/H PROPOSAL - DECLASSIFY BOARD Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 106 1,800 1,800 08/25/2003 09/23/2003 09/23/2003 GENERAL MOTORS CORPORATION GM Consent Meeting Date: 10/03/2003 Issuer: 370442105 City: Holdings Reconciliation Date: 08/01/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 10/03/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932040380 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For APPROVE CHARTER AMENDMENT 02 For For APPROVE CHARTER AMENDMENT 03 For For MISCELLANEOUS CORPORATE ACTIONS 04 For For AUTHORIZE SALE OF ASSETS 05 For For ACQUISITION AGREEMENT 06 For For AMEND BYLAW/CHARTER Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 105 2,600 2,600 09/02/2003 09/29/2003 09/29/2003 Report Date: 4/28/2004 Page 4 of 14 ORACLE CORPORATION ORCL Annual Meeting Date: 10/13/2003 Issuer: 68389X105 City: Holdings Reconciliation Date: 08/21/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 10/13/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932041887 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 Against For ADOPT OMNIBUS STOCK OPTION PLAN 03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS 04 Against For ADOPT OMNIBUS STOCK OPTION PLAN 05 For Against MISCELLANEOUS SHAREHOLDER PROPOSAL Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 105 10,200 10,200 09/16/2003 10/07/2003 10/07/2003 THE PROCTER & GAMBLE COMPANY PG Annual Meeting Date: 10/14/2003 Issuer: 742718109 City: Holdings Reconciliation Date: 08/01/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 10/14/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932038474 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS 03 Against For ADOPT OMNIBUS STOCK OPTION PLAN 04 For Against S/H PROPOSAL - CORPORATE GOVERNANCE 05 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 109 3,950 3,950 08/26/2003 10/07/2003 10/07/2003 Report Date: 4/28/2004 Page 5 of 14 FIRST DATA CORPORATION FDC Special Meeting Date: 10/28/2003 Issuer: 319963104 City: Holdings Reconciliation Date: 09/08/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 10/28/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932049073 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For APPROVE MERGER AGREEMENT Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 104 1,200 1,200 10/02/2003 10/21/2003 10/21/2003 SEAGATE TECHNOLOGY STX Annual Meeting Date: 10/29/2003 Issuer: G7945J104 City: Holdings Reconciliation Date: 09/05/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 10/29/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932048514 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 Against For ADOPT OMNIBUS STOCK OPTION PLAN 03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 104 2,100 2,100 10/07/2003 10/21/2003 10/21/2003 SARA LEE CORPORATION SLE Annual Meeting Date: 10/30/2003 Issuer: 803111103 City: Holdings Reconciliation Date: 09/02/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 10/30/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932047699 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS 03 Against Against S/H PROPOSAL - REPORT ON CHARITABLE DONATIONS 04 For Against S/H PROPOSAL - PROXY PROCESS/STATEMENT Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 103 4,000 4,000 09/23/2003 10/21/2003 10/21/2003 Report Date: 4/28/2004 Page 6 of 14 SYSCO CORPORATION SYY Annual Meeting Date: 11/07/2003 Issuer: 871829107 City: Holdings Reconciliation Date: 09/09/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 11/07/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932051383 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For APPROVE AUTHORIZED COMMON STOCK INCREASE 03 Against For ADOPT OMNIBUS STOCK OPTION PLAN 04 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 107 4,100 4,100 10/02/2003 11/03/2003 11/03/2003 CISCO SYSTEMS, INC. CSCO Annual Meeting Date: 11/11/2003 Issuer: 17275R102 City: Holdings Reconciliation Date: 09/12/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 11/11/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932046899 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 Against For AMEND STOCK PURCHASE PLAN TO INCREASE SHARES 03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS 04 Against Against S/H PROPOSAL - BUSINESS/INVESTMENT 05 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 102 10,100 10,100 09/23/2003 11/06/2003 11/06/2003 MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/11/2003 Issuer: 594918104 City: Holdings Reconciliation Date: 09/12/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 11/11/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932048879 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 Against For AMEND OMNIBUS STOCK OPTION PLAN 03 For For AMEND NON-EMPLOYEE DIRECTOR PLAN 04 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 104 20,700 20,700 09/29/2003 11/04/2003 11/04/2003 Report Date: 4/28/2004 Page 7 of 14 PALL CORPORATION PLL Annual Meeting Date: 11/19/2003 Issuer: 696429307 City: Holdings Reconciliation Date: 10/01/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 11/19/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932057006 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 Against For ADOPT OMNIBUS STOCK OPTION PLAN 03 Against For AMEND STOCK PURCHASE PLAN 04 Against For AMEND STOCK PURCHASE PLAN Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 307 2,900 2,900 10/28/2003 11/13/2003 11/13/2003 CAMPBELL SOUP COMPANY CPB Annual Meeting Date: 11/21/2003 Issuer: 134429109 City: Holdings Reconciliation Date: 09/23/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 11/21/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932054694 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS 03 Against For ADOPT OMNIBUS STOCK OPTION PLAN Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 109 7,900 7,900 10/15/2003 11/17/2003 11/17/2003 FOX ENTERTAINMENT GROUP, INC. FOX Annual Meeting Date: 11/25/2003 Issuer: 35138T107 City: Holdings Reconciliation Date: 09/29/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 11/25/2003 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932054771 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 107 6,700 6,700 10/15/2003 11/17/2003 11/17/2003 Report Date: 4/28/2004 Page 8 of 14 COUNTRYWIDE FINANCIAL CORPORATION CFC Special Meeting Date: 01/09/2004 Issuer: 222372104 City: Holdings Reconciliation Date: 11/28/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 01/09/2004 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932074634 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For APPROVE AUTHORIZED COMMON STOCK INCREASE Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 104 1,600 1,600 12/15/2003 01/05/2004 01/05/2004 SANMINA-SCI CORPORATION SANM Annual Meeting Date: 01/26/2004 Issuer: 800907107 City: Holdings Reconciliation Date: 12/01/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 01/26/2004 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932076183 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 107 16,900 16,900 12/29/2003 01/20/2004 01/20/2004 MONSANTO COMPANY MON Annual Meeting Date: 01/29/2004 Issuer: 61166W101 City: Holdings Reconciliation Date: 12/01/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 01/29/2004 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932069948 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS 03 For For AMEND LONG TERM INCENTIVE PLAN 04 Against Against S/H PROPOSAL - HUMAN RIGHTS RELATED 05 Against Against S/H PROPOSAL - REQUIRE ENVIRONMENTAL REPORTING 06 For Against S/H PROPOSAL - RESCIND OR ALLOW SHAREHOLDER TO RATIFY POISON PILL Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 101 9,900 9,900 12/15/2003 01/21/2004 01/21/2004 Report Date: 4/28/2004 Page 9 of 14 ACCENTURE LTD ACN Annual Meeting Date: 02/05/2004 Issuer: G1150G111 City: Holdings Reconciliation Date: 12/08/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 02/05/2004 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932082174 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 111 4,600 4,600 01/05/2004 01/26/2004 01/26/2004 BECTON, DICKINSON AND COMPANY BDX Annual Meeting Date: 02/11/2004 Issuer: 075887109 City: Holdings Reconciliation Date: 12/15/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 02/11/2004 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932080029 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS 03 Against For ADOPT OMNIBUS STOCK OPTION PLAN 04 For Against S/H PROPOSAL - CORPORATE GOVERNANCE Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 109 4,025 4,025 01/05/2004 02/03/2004 02/03/2004 DEERE & COMPANY DE Annual Meeting Date: 02/25/2004 Issuer: 244199105 City: Holdings Reconciliation Date: 12/31/2003 ISIN: Country: UNITED STATES Vote Deadline Date: 02/25/2004 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932083607 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 105 2,500 2,500 01/15/2004 02/19/2004 02/19/2004 Report Date: 4/28/2004 Page 10 of 14 BANK OF AMERICA CORPORATION BAC Special Meeting Date: 03/17/2004 Issuer: 060505104 City: Holdings Reconciliation Date: 01/26/2004 ISIN: Country: UNITED STATES Vote Deadline Date: 03/17/2004 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932091692 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For APPROVE MERGER AGREEMENT 02 For For AMEND STOCK OPTION PLAN 03 For For APPROVE AUTHORIZED COMMON STOCK INCREASE 04 For For APPROVE MOTION TO ADJOURN MEETING Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 104 1,350 1,350 02/19/2004 03/09/2004 03/09/2004 FLEETBOSTON FINANCIAL CORPORATION FBF Special Meeting Date: 03/17/2004 Issuer: 339030108 City: Holdings Reconciliation Date: 01/26/2004 ISIN: Country: UNITED STATES Vote Deadline Date: 03/17/2004 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932093519 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For APPROVE MERGER AGREEMENT 02 For For APPROVE MOTION TO ADJOURN MEETING Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 108 4,100 4,100 02/19/2004 03/09/2004 03/09/2004 HEWLETT-PACKARD COMPANY HPQ Annual Meeting Date: 03/17/2004 Issuer: 428236103 City: Holdings Reconciliation Date: 01/20/2004 ISIN: Country: UNITED STATES Vote Deadline Date: 03/17/2004 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932086982 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS 03 Against For ADOPT OMNIBUS STOCK OPTION PLAN 04 For Against S/H PROPOSAL - PROXY PROCESS/STATEMENT Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 103 5,250 5,250 02/03/2004 03/09/2004 03/09/2004 Report Date: 4/28/2004 Page 11 of 14 FEDERAL HOME LOAN MORTGAGE CORPORATI FRE Annual Meeting Date: 03/31/2004 Issuer: 313400301 City: Holdings Reconciliation Date: 02/20/2004 ISIN: Country: UNITED STATES Vote Deadline Date: 03/31/2004 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932098343 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 301 3,900 3,900 02/26/2004 03/24/2004 03/24/2004 BECKMAN COULTER, INC. BEC Annual Meeting Date: 04/01/2004 Issuer: 075811109 City: Holdings Reconciliation Date: 02/02/2004 ISIN: Country: UNITED STATES Vote Deadline Date: 04/01/2004 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932100251 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For ADOPT INCENTIVE STOCK OPTION PLAN Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 109 3,200 3,200 03/03/2004 03/24/2004 03/24/2004 LEHMAN BROTHERS HOLDINGS INC. LEH Annual Meeting Date: 04/02/2004 Issuer: 524908100 City: Holdings Reconciliation Date: 02/13/2004 ISIN: Country: UNITED STATES Vote Deadline Date: 04/02/2004 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932097707 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 100 3,000 3,000 03/03/2004 03/24/2004 03/24/2004 Report Date: 4/28/2004 Page 12 of 14 UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/14/2004 Issuer: 913017109 City: Holdings Reconciliation Date: 02/17/2004 ISIN: Country: UNITED STATES Vote Deadline Date: 04/14/2004 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932093367 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS 03 Against AgainstS/H PROPOSAL - REINCORPORATE OUT OF DELAWARE 04 Against AgainstS/H PROPOSAL - MILITARY/WEAPONS 05 For AgainstS/H PROPOSAL - CORPORATE GOVERNANCE 06 For AgainstS/H PROPOSAL - BOARD OF DIRECTORS Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 109 3,000 3,000 03/03/2004 03/29/2004 03/29/2004 CARNIVAL CORPORATION CCL Annual Meeting Date: 04/22/2004 Issuer: 143658300 City: Holdings Reconciliation Date: 02/23/2004 ISIN: Country: UNITED STATES Vote Deadline Date: 04/22/2004 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932098622 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS 03 For For APPROVE INCREASE IN AGGREGATE COMPENSATION CEILING FOR DIRS AND STATUTORY AUDS 04 For For RECEIVE CONSOLIDATED FINANCIAL STATEMENTS 05 For For APPROVE RENUMERATION OF DIRECTORS 06 For For ALLOT SECURITIES 07 Against For ELIMINATE PREEMPTIVE RIGHTS Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 300 3,100 3,100 03/09/2004 04/07/2004 04/07/2004 MERCK & CO., INC. MRK Annual Meeting Date: 04/27/2004 Issuer: 589331107 City: Holdings Reconciliation Date: 02/24/2004 ISIN: Country: UNITED STATES Vote Deadline Date: 04/27/2004 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932102306 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 01 For For ELECTION OF DIRECTORS 02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS 03 For For DECLASSIFY BOARD 04 For Against S/H PROPOSAL - LIMIT COMPENSATION 05 Against Against S/H PROPOSAL - HEALTH ISSUES 06 For Against S/H PROPOSAL - REQUIRE SHAREHOLDER APPROVAL OF BUSINESS COMBINATION 07 Against Against S/H PROPOSAL - POLITICAL/GOVERNMENT 08 For Against S/H PROPOSAL - HEALTH ISSUES Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 107 4,200 4,200 03/09/2004 04/07/2004 04/07/2004 Report Date: 4/28/2004 Page 13 of 14 GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/28/2004 Issuer: 369604103 City: Holdings Reconciliation Date: 03/01/2004 ISIN: Country: UNITED STATES Vote Deadline Date: 04/28/2004 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Agenda: 932103346 -MANAGEMENT Proposal Number Vote Cast Mgmt Rec Proposal - ------------------------------------------------------------------------------------------------------------------------------------ 0A For For ELECTION OF DIRECTORS 0B For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS 0C For For ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN 01 For Against S/H PROPOSAL - ADOPT CUMULATIVE VOTING 02 Against Against S/H PROPOSAL - ANIMAL RIGHTS 03 For Against S/H PROPOSAL - OPT OUT OF ANTI-TAKEOVER STATUTE 04 Against Against S/H PROPOSAL - HEALTH ISSUES 05 For Against MISCELLANEOUS SHAREHOLDER PROPOSAL 06 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL 07 Against Against S/H PROPOSAL - ELIMINATE CUMULATIVE VOTING 08 For Against S/H PROPOSAL - RESCIND OR ALLOW SHAREHOLDER TO RATIFY POISON PILL 09 Against Against S/H PROPOSAL - LIMIT COMPENSATION 10 For Against MISCELLANEOUS SHAREHOLDER PROPOSAL 11 For Against MISCELLANEOUS SHAREHOLDER PROPOSAL 12 Against Against S/H PROPOSAL - ENHANCE STOCK VALUE VIA MERGER/SALE 13 For Against S/H PROPOSAL - OVERRIDE CSA VOTE RESTRICTIONS 14 For Against S/H PROPOSAL - REQUIRE MAJORITY OF DIRECTORS TO BE INDEPENDENT 15 Against Against S/H PROPOSAL - POLITICAL/GOVERNMENT Custodian Internal Stock Voted Ballot Received Last Date Account Account Class Shares Shares Date Vote Date Confirmed - ------------------------------------------------------------------------------------------------------------------------------------ B01WPGF1112102B 60107357 103 12,850 12,850 03/09/2004 04/07/2004 04/07/2004
- -------------------------------------------------------------------------------- Mgmt Rec - Company Management Recommended Vote VOTE SUMMARY REPORT Apr 01, 2004 - Jun 30, 2004 WPG QUANTITATIVE EQUITY FUND
Mtg Company/ Mgmt Vote Record Shares Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted - -------------- --------------------------------------- ------------- ------------ --------------- ----------- ---------- ---------- 04/14/04 - A UNITED TECHNOLOGIES CORP. *UTX* 913017109 02/17/04 3,000 1 Elect Directors For For Mgmt 1.1 Elect Director Betsy J. Bernard --- For 1.2 Elect Director George David --- For 1.3 Elect Director Jean-Pierre Garnier --- For 1.4 Elect Director Jamie S. Gorelick --- For 1.5 Elect Director Charles R. Lee --- For 1.6 Elect Director Richard D. McCormick --- For 1.7 Elect Director Harold McGraw III --- For 1.8 Elect Director Frank P. Popoff --- For 1.9 Elect Director H. Patrick Swygert --- For 1.10 Elect Director Andre Villeneuve --- For 1.11 Elect Director H. A. Wagner --- For 1.12 Elect Director Christine Todd Whitman --- For 2 Ratify Auditors For For Mgmt 3 Disclosure of Executive Compensation Against For ShrHoldr WPG SUPPORTS PROPOSALS THAT SEEK ADDITIONAL DISCLOSURE OF EXECUTIVE AND DIRECTOR PAY. 4 Develop Ethical Criteria for Military Against Against ShrHoldr Contracts 5 Performance-Based/Indexed Options Against For ShrHoldr THIS PROPOSAL DOES NOT PLACE UNDUE RESTRICTIONS ON THE COMPANY'S COMPENSATION COMMITTEE AS IT DOES NOT SPECIFY A FIXED PERCENTAGE OF OPTIONS TO BE AWARDED AS PERFORMANCE-BASED COMPENSATION. IN ADDITION, IT PROPOSES USING A MIX OF INDEXED STOCK OPTIONS, PREMIUM-PRICED STOCK OPTIONS, PERFORMANCE-VESTING OPTIONS AND RESTRICTED STOCK. 6 Separate Chairman and CEO Positions Against Against ShrHoldr WPG DOES NOT SUPPORT BINDING PROPOSALS THAT SEEK TO SEPARAT CHAIRMAN AND CEO. 04/15/04 - A TEXAS INSTRUMENTS INC. *TXN* 882508104 02/17/04 7,900 1 Elect Directors For For Mgmt 1.1 Elect Director James R. Adams --- For 1.2 Elect Director David L. Boren --- For 1.3 Elect Director Daniel A. Carp --- For 1.4 Elect Director Thomas J. Engibous --- For 1.5 Elect Director Gerald W. Fronterhouse --- For 1.6 Elect Director David R. Goode --- For 1.7 Elect Director Wayne R. Sanders --- For 1.8 Elect Director Ruth J. Simmons --- For 1.9 Elect Director Richard K. Templeton --- For 1.10 Elect Director Christine Todd Whitman --- For 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 Expense Stock Options Against For ShrHoldr GIVEN THAT (1) MANY COMPANIES USE STOCK OPTIONS AS A SIGNIFICANT COMPONENT OF OVERALL COMPENSATION, (2) THE EXERCISE OF OPTIONS RESULT IN A TRANSFER OF SHAREHOLDER VALUE, AND (3) THE CONTINGENT COST OF OPTIONS REDUCES EARNINGS, OPTIONS SHOULD BE EXPENSED ALONG WITH ALL OTHER FORMS OF COMPENSATION TO BETTER REFLECT THE COMPANY'S TRUE EARNINGS AND PROVIDE ADDITIONAL DISCIPLINE AGAINST OVERUSE. 1 04/20/04 - A CITIGROUP INC. *C* 172967101 02/27/04 6,450 1 Elect Directors For For Mgmt 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 Limit Executive Compensation Against Against ShrHoldr 4 Report on Political Contributions/Activities Against Against ShrHoldr 5 Prohibit Awards to Executives Against Against ShrHoldr 6 Separate Chairman and CEO Positions Against For ShrHoldr WPG SUPPORTS NON-BINDING PROPOSALS TO SEPERATE CEO AND CHAIRMAN. 04/20/04 - A SPRINT CORP. *FON* 852061100 02/20/04 10,600 1 Elect Directors For Split Mgmt 1.1 Elect Director Gordon M. Bethune --- For 1.2 Elect Director E. Linn Draper, Jr. --- For 1.3 Elect Director Deborah A. Henretta --- For 1.4 Elect Director Linda Koch Lorimer --- Withhold THERE ARE SERIOUS CONCERNS ABOUT THE EFFECTIVENESS OF THE SPRINT BOARD AND THE JUDGMENT OF THE NOMINATION AND COMPENSATION COMMITTEES. IN LIGHT OF THE PERSISTENT AND QUESTIONABLE JUDGMENT DISPLAYED BY THE BOARD, WITHHOLD VOTE FROM LINDA KOCH LORIMER AS THE ONLY CONTINUING DIRECTOR UP FOR RE-ELECTION. 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 Performance- Based/Indexed Options Against For ShrHoldr WPG SUPPORTS PERFORMANCED-BASED COMPENSATION. 4 Limit Executive Compensation Against Against ShrHoldr 5 Separate Chairman and CEO Positions Against Against ShrHoldr 6 Report on Foreign Outsourcing Against Against ShrHoldr 2 04/20/04 - A WACHOVIA CORP. *WB* 929903102 02/18/04 7,000 1 Elect Directors For For Mgmt 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 Require Two Candidates for Each Board Seat Against Against ShrHoldr 4 Report on Political Contributions/Activities Against Against ShrHoldr 5 Separate Chairman and CEO Positions Against Against ShrHoldr 04/22/04 - A ALCAN INC. *AL.* 013716105 03/03/04 2,350 1 Elect Directors For Split Mgmt 1.1 Elect Director R. Berger --- Withhold POOR ATTENDANCE OF UNDER 75% OF BOARD MEETINGS. 1.2 Elect Director L.D. Desautels --- For 1.3 Elect Director T. Engen --- For 1.4 Elect Director L.Y. Fortier --- For 1.5 Elect Director J.P. Jacamon --- For 1.6 Elect Director W.R. Loomis --- For 1.7 Elect Director Y. Mansion --- For 1.8 Elect Director C. Morin-Postel --- For 1.9 Elect Director J.E. Newall --- For 1.10 Elect Director G. Saint-Pierre --- For 1.11 Elect Director G. Schulmeyer --- For 1.12 Elect Director P.M. Tellier --- For 1.13 Elect Director M.K. Wong --- For 2 Approve Auditors and Authorize Board to Fix For For Mgmt Remuneration of Auditors 04/22/04 - A LEXMARK INTERNATIONAL, INC. *LXK* 529771107 03/05/04 1,200 1 Elect Directors For For Mgmt 1.1 Elect Director Frank T. Cary --- For 1.2 Elect Director Paul J. Curlander --- For 1.3 Elect Director Martin D. Walker --- For 1.4 Elect Director James F. Hardymon --- For 2 Approve Executive Incentive Bonus Plan For For Mgmt 3 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 04/22/04 - A PFIZER INC. *PFE* 717081103 02/27/04 18,050 1 Elect Directors For For Mgmt 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 Approve Omnibus Stock Plan For For Mgmt 4 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr TB, and Malaria Pandemic 5 Cease Political Contributions/Activities Against Against ShrHoldr 6 Report on Political Contributions/Activities Against Against ShrHoldr 7 Establish Term Limits for Directors Against Against ShrHoldr 8 Report on Drug Pricing Against Against ShrHoldr 9 Limit Awards to Executives Against Against ShrHoldr 10 Amend Animal Testing Policy Against Against ShrHoldr 04/23/04 - A MERRILL LYNCH & CO., INC. *MER* 590188108 02/24/04 3,400 1 Elect Directors For For Mgmt 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 Restore or Provide for Cumulative Voting Against For ShrHoldr CUMULATIVE VOTING IS ONE OF THE CORPORATE GOVERNANCE TOOLS THAT PROVIDES SHAREHOLDERS ACCESS AND INFLUENCE OVER DIRECTOR ELECTIONS. IT ENSURES THAT HOLDERS OF A SIGNIFICANT NUMBER OF SHARES WIN BOARD REPRESENTATION. UNDER A CUMULATIVE VOTING POLICY, SHAREHOLDERS CAN WITHHOLD VOTES FROM CERTAIN NOMINEES IN ORDER TO CAST MULTIPLE VOTES FOR OTHERS. CURRENTLY SHAREHOLDERS CAN ONLY CAST ONE VOTE FOR EACH NOMINEE. 4 Separate Chairman and CEO Positions Against Against ShrHoldr 04/27/04 - A EXELON CORP. *EXC* 30161N101 03/01/04 2,200 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Executive Incentive Bonus Plan For For Mgmt 04/27/04 - A GOLDEN WEST FINANCIAL CORP. *GDW* 381317106 03/01/04 1,100 1 Elect Directors For For Mgmt 2 Increase Authorized Common Stock For Against Mgmt EXCESSIVE INCREASE WITHOUT EXPLANATION. 3 Ratify Auditors For For Mgmt 4 04/27/04 - A INTERNATIONAL BUSINESS MACHINES CORP. 459200101 02/27/04 3,600 *IBM* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Ratify Auditors for the Company's Business For For Mgmt Consulting Services Unit 4 Approve Executive Incentive Bonus Plan For For Mgmt 5 Provide for Cumulative Voting Against For ShrHoldr WPG SUPPORTS PROPOSALS ASKING TO PROVIDE FOR CUMULATIVE VOTING. 6 Amend Pension and Retirement Medical Against Against ShrHoldr Insurance Plans 7 Submit Executive Compensation to Vote Against For ShrHoldr PENSION FUND INCOME CAN DISTORT TRUE OPERATING PERFORMANCE, WHICH SHOULD BE THE BASIS FOR DETERMINING EXECUTIVE BONUSES AND COMPENSATION RATHER THAN GAINS FROM DEFINED BENEFIT PLANS. 8 Expense Stock Options Against For ShrHoldr WPG SUPPORTS THE EXPENSING OF OPTIONS. 9 Limit Awards to Executives Against Against ShrHoldr 10 China Principles Against For ShrHoldr 11 Report on Political Contributions/Activities Against Against ShrHoldr 12 Report on Executive Compensation Against For ShrHoldr 04/27/04 - A MERCK & CO., INC. *MRK* 589331107 02/24/04 4,200 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors For For Mgmt 4 Prohibit Awards to Executives Against Against ShrHoldr 5 Develop Ethical Criteria for Patent Against Against ShrHoldr Extension 6 Link Executive Compensation to Social Issues Against Against ShrHoldr 7 Report on Political Contributions Against Against ShrHoldr 8 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr TB, and Malaria Pandemic 04/27/04 - A THE BLACK & DECKER CORP. *BDK* 091797100 02/17/04 2,700 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Restricted Stock Plan For Against Mgmt TOTAL DILUTON OF GREATER THAN 12%. 4 Limit Executive Compensation Against Against ShrHoldr 5 04/27/04 - A THE CHUBB CORP. *CB* 171232101 03/08/04 500 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For Against Mgmt TOTAL DILUTION OF GREATER THAN 12%. 3 Approve Non-Employee Director Omnibus Stock For Against Mgmt Plan TOTAL DILUTION OF GREATER THAN 12%. 4 Ratify Auditors For For Mgmt 5 Report on Political Contributions/Activities Against Against ShrHoldr 04/28/04 - A CHEVRONTEXACO CORP. *CVX* 166764100 03/01/04 1,500 1 Elect Directors For For Mgmt 1.1 Elect Director Samuel H. Armacost --- For 1.2 Elect Director Robert E. Denham --- For 1.3 Elect Director Robert J. Eaton --- For 1.4 Elect Director Sam Ginn --- For 1.5 Elect Director Carla Anderson Hills --- For 1.6 Elect Director Franklyn G. Jenifer --- For 1.7 Elect Director J. Bennett Johnston --- For 1.8 Elect Director Sam Nunn --- For 1.9 Elect Director David J. O'Reilly --- For 1.10 Elect Director Peter J. Robertson --- For 1.11 Elect Director Charles R. Shoemate --- For 1.12 Elect Director Carl Ware --- For 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 Adopt Shareholder Rights Plan (Poison Pill) For For Mgmt Policy GIVEN THAT THE COMPANY CURRENTLY DOES NOT MAINTAIN A POISON PILL, APPROVAL OF THIS ITEM ENHANCES SHAREHOLDERS' RIGHTS BY ESTABLISHING A CLEAR PROCESS TO SUBMIT POISON PILLS TO A SHAREHOLDER VOTE. AS SUCH THIS ITEM WARRANTS SHAREHOLDER SUPPORT. 4 Amend Omnibus Stock Plan For For Mgmt 5 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr TB, and Malaria Pandemic 6 Report on Political Contributions/Activities Against Against ShrHoldr 7 Require Affirmative Vote of a Majority of Against Against ShrHoldr the Shares to Elect Directors 8 Report on Health and Environmental Against For ShrHoldr Initiatives in Ecuador WPG SUPPORTS ENVIRONMENTAL REPORTING PROPOSALS. 9 Report on Renewable Energy Against For ShrHoldr WPG SUPPORTS ENVIRONMENTAL REPORTING PROPOSALS. 6 04/28/04 - A THE SHERWIN-WILLIAMS CO. *SHW* 824348106 02/23/04 3,100 1 Elect Directors For Split Mgmt 1.1 Elect Director James C. Boland --- For 1.2 Elect Director John G. Breen --- For 1.3 Elect Director Duane E. Collins --- For 1.4 Elect Director Christopher M. Connor --- For 1.5 Elect Director Daniel E. Evans --- For 1.6 Elect Director Susan J. Kropf --- Withhold WITHHOLD VOTES FROM CURTIS E. MOLL AND SUSAN J. KROPF FOR POOR ATTENDANCE. 1.7 Elect Director Robert W. Mahoney --- For 1.8 Elect Director Gary E. McCullough --- For 1.9 Elect Director A. Malachi Mixon, III --- For 1.10 Elect Director Curtis E. Moll --- Withhold WITHHOLD VOTES FROM CURTIS E. MOLL AND SUSAN J. KROPF FOR POOR ATTENDANCE. 1.11 Elect Director Joseph M. Scaminace --- For 1.12 Elect Director Richard K. Smucker --- For 2 Amend Bylaws For Against Mgmt SINCE THE PROPOSED AMENDMENT TO REGULATIONS IS A BUNDLED PROPOSAL AND WE OPPOSE THE ONE REGARDING WRITTEN CONSENT, WE RECOMMEND AGAINST THIS ITEM. 3 Amend Bylaws For For Mgmt 4 Amend Nomination Procedures for the Board For For Mgmt 5 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 04/28/04 - A VERIZON COMMUNICATIONS *VZ* 92343V104 03/01/04 6,650 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Restore or Provide for Cumulative Voting Against For ShrHoldr WPG SUPPORT CUMULATIVE VOTING. 4 Require Majority of Independent Directors Against For ShrHoldr on Board WPG SUPPORTS THESE PROPOSALS. 5 Separate Chairman and CEO Positions Against Against ShrHoldr WPG SUPPORTS THE SEPARATION OF CEO AND CHAIRMAN. 6 Submit Shareholder Rights Plan (Poison Against For ShrHoldr Pill) to Shareholder Vote BECAUSE POISON PILLS GREATLY ALTER THE BALANCE OF POWER BETWEEN SHAREHOLDERS AND MANAGEMENT, SHAREHOLDERS SHOULD BE ALLOWED TO MAKE THEIR OWN EVALUATION OF SUCH PLANS. 7 Submit Executive Compensation to Vote Against For ShrHoldr BECAUSE THE SERP MAY CONFER EXTRAORDINARY BENEFITS NOT INCLUDED IN EMPLOYEE-WIDE PLANS, THE PROPOSAL WARRANTS SHAREHOLDER SUPPORT. 7 8 Prohibit Awards to Executives Against For ShrHoldr GIVEN THE EXPONENTIAL RISE OF EXECUTIVE SALARIES OVER THE PAST DECADE AND EXCESSIVE DILUTION LEVELS, WE SUPPORT SHAREHOLDER PROPOSALS CALLING FOR SUBSTANTIAL REFORM IN THIS AREA, PARTICULARLY WITH REGARD TO OVERLY EXCESSIVE EXECUTIVE PAY ESPECIALLY WHEN UNTIED TO PERFORMANCE. PROHIBITING ANY POSSIBLE ISSUANCE OF TRACKING STOCK AWARDS IN THE FUTURE, THAT ONLY REFLECT THE PERFORMANCE OF INDIVIDUAL ENTITIES IN WHICH THE COMPANY HAS AN EQUITY INTEREST, WOULD ENCOURAGE STRONG LINKAGE BETWEEN THE COMPANY'S PERFORMANCE AND COMPENSATION AT THE SENIOR EXECUTIVE LEVEL. 9 Report on Stock Option Distribution by Race Against For ShrHoldr and Gender WPG SUPPORTS REPORTING ON EQUAL OPPORTUNITY AND DIVERSITY. 10 Report on Political Contributions/Activities Against Against ShrHoldr 11 Cease Charitable Contributions Against Against ShrHoldr 04/29/04 - A ALTRIA GROUP, INC. *MO* 02209S103 03/08/04 3,975 1 Elect Directors For For Mgmt 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 Report on Product Warnings for Pregnant Against Against ShrHoldr Women 4 Report on Health Risks Associated with Against Against ShrHoldr Cigarette Filters 5 Political Contributions/Activities Against Against ShrHoldr 6 Cease Use of Light and Ultra Light in Against Against ShrHoldr Cigarette Marketing 7 Place Canadian Style Warnings on Cigarette Against Against ShrHoldr Packaging 8 Separate Chairman and CEO Positions Against Against ShrHoldr 8 04/29/04 - A CAPITAL ONE FINANCIAL CORP. *COF* 14040H105 02/29/04 1,700 1 Elect Directors For For Mgmt 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 Approve Omnibus Stock Plan For Against Mgmt TOTAL DILUTION OF GREATER THAN 12%. 04/29/04 - A INVITROGEN CORP. *IVGN* 46185R100 02/27/04 2,100 1 Elect Directors For For Mgmt 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 Approve Omnibus Stock Plan For Against Mgmt TOTAL DILUTION OF GREATER THAN 12%. 4 Amend Employee Stock Purchase Plan For For Mgmt 04/29/04 - A KIMBERLY-CLARK CORP. *KMB* 494368103 03/01/04 2,200 1 Elect Directors For Withhold Mgmt 1.1 Elect Director Pastora San Juan Cafferty --- Withhold WITHHOLD VOTES FROM INDEPENDENT OUTSIDERS MARC J. SHAPIRO, LINDA JOHNSON RICE AND PASTORA SAN JUAN CAFFERTY FOR FAILURE TO IMPLEMENT THE PROPOSAL TO SUBMIT THE COMPANY'S SHAREHOLDER RIGHTS PLAN TO A SHAREHOLDER VOTE. WITHHOLD VOTES FROM CLAUDIO X. GONZALEZ FOR FAILURE TO IMPLEMENT THE PROPOSAL TO SUBMIT THE COMPANY'S SHAREHOLDER RIGHTS PLAN TO A SHAREHOLDER VOTE. 1.2 Elect Director Claudio X. Gonzalez --- Withhold 1.3 Elect Director Linda Johnson Rice --- Withhold 1.4 Elect Director Marc J. Shapiro --- Withhold 2 Amend Omnibus Stock Plan For Against Mgmt TOTAL DILUTION GREATER THAN 12%. 3 Ratify Auditors For For Mgmt 4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr Pill) to Shareholder Vote BECAUSE POISON PILLS GREATLY ALTER THE BALANCE OF POWER BETWEEN SHAREHOLDERS AND MANAGEMENT, SHAREHOLDERS SHOULD BE ALLOWED TO MAKE THEIR OWN EVALUATION OF SUCH PLANS. 04/29/04 - A TORCHMARK CORP. *TMK* 891027104 03/05/04 2,800 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 Limit Executive Compensation Against For ShrHoldr WPG SUPPORTS PERFORMANCE-BASED COMPENSATION. 4 Divest Investments in Tobacco Companies Against Against ShrHoldr 9 04/29/04 - A VALERO ENERGY CORP. *VLO* 91913Y100 03/01/04 1,400 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Report on Greenhouse Gas Emissions Against For ShrHoldr 04/30/04 - A COCA-COLA ENTERPRISES INC. *CCE* 191219104 03/04/04 9,900 1 Elect Directors For For Mgmt 1.1 Elect Director John R. Alm --- For WITHHOLD VOTES FROM GARY P. FAYARD AND JOHN R. ALM FOR FAILURE TO ESTABLISH AN INDEPENDENT NOMINATING COMMITTEE. 1.2 Elect Director J. Trevor Eyton --- For 1.3 Elect Director Gary P. Fayard --- For 1.4 Elect Director L. Phillip Humann --- For 1.5 Elect Director Paula G. Rosput --- For 2 Approve Executive Incentive Bonus Plan For For Mgmt 3 Approve Omnibus Stock Plan For Against Mgmt TOTAL DILUTION OF GREATER THAN 12%. 4 Amend Deferred Compensation Plan For For Mgmt 5 Approve Employee Stock Purchase Plan For For Mgmt 6 Approve Employee Stock Purchase Plan For For Mgmt 7 Ratify Auditors For For Mgmt 8 Submit Severance Agreement Against For ShrHoldr (Change-in-Control) to Shareholder Vote WPG SUPPORTS PROPOSALS THAT SEEK TO SUBMIT SEVERANCE AGREEMENT (CHANGE-IN-CONTROL) TO SHAREHOLDER VOTE. 9 Report on Recycling Policy Against Against ShrHoldr 04/30/04 - A OCCIDENTAL PETROLEUM CORP. *OXY* 674599105 03/03/04 2,600 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Non-Employee Director Restricted For For Mgmt Stock Plan 4 Prohibit Awards to Executives Against Against ShrHoldr 10 05/03/04 - A MBNA CORP. *KRB* 55262L100 02/13/04 8,300 1 Elect Directors For Split Mgmt 1.1 Elect Director James H. Berick --- Withhold WITHHOLD VOTES FROM BENJAMIN R. CIVILETTI AND JAMES H. BERICK FOR STANDING AS AFFILIATED OUTSIDERS ON THE AUDIT, COMPENSATION AND GOVERNANCE COMMITTEES AND FOR FAILURE TO ESTABLISH A MAJORITY INDEPENDENT BOARD. WITHHOLD VOTES FROM RANDOLPH D. LERNER AND BRUCE L. HAMMONDS FOR FAILURE TO ESTABLISH A MAJORITY INDEPENDENT BOARD. 1.2 Elect Director Benjamin R. Civiletti --- Withhold 1.3 Elect Director Bruce L. Hammonds --- Withhold 1.4 Elect Director William L. Jews --- For 1.5 Elect Director Randolph D. Lerner --- Withhold 1.6 Elect Director Stuart L. Markowitz --- For 1.7 Elect Director William B. Milstead --- For 2 Ratify Auditors For For Mgmt 3 Expense Stock Options Against For ShrHoldr WPG SUPPORTS THE EXPENSING OF STOCK OPTIONS. 4 Require Majority of Independent Directors Against For ShrHoldr on Board WPG SUPPORTS PROPOSALS THAT ASK THE COMPANY TO REQUIRE MAJORITY OF INDEPENDENT DIRECTORS ON BOARD. 05/03/04 - A MOTOROLA, INC. *MOT* 620076109 03/05/04 6,800 1 Elect Directors For For Mgmt 1.1 Elect Director Edward Zander --- For 1.2 Elect Director H. Laurence Fuller --- For 1.3 Elect Director Judy Lewent --- For 1.4 Elect Director Walter Massey --- For 1.5 Elect Director Nicholas Negroponte --- For 1.6 Elect Director Indra Nooyi --- For 1.7 Elect Director John Pepper, Jr. --- For 1.8 Elect Director Samuel Scott III --- For 1.9 Elect Director Douglas Warner III --- For 1.10 Elect Director John White --- For 1.11 Elect Director Mike Zafirovski --- For 2 Limit Executive Compensation Against Against ShrHoldr 3 Limit Awards to Executives Against For ShrHoldr WPG SUPPORTS PERFORMANCE-BASED COMPENSATION. 11 05/04/04 - A FAIRCHILD SEMICONDUCTOR 303726103 03/10/04 4,300 INTERNATIONAL, INC. *FCS* 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For Against Mgmt TOTAL DILUTION OF GREATER THAN 12%. 3 Ratify Auditors For For Mgmt 05/04/04 - A GEORGIA-PACIFIC CORP. *GP* 373298108 03/10/04 2,100 1 Elect Directors For Split Mgmt 1.1 Elect Director Barbara L. Bowles --- Withhold WITHHOLD VOTES FROM JAMES B. WILLIAMS, DAVID R. GOODE, DONALD V. FITES, AND BARBARA L. BOWLES FOR FAILING TO REMOVE A DEAD-HAND, SLOW-HAND, OR SIMILAR FEATURE IN THE COMPANY'S POISON PILL. 1.2 Elect Director Donald V. Fites --- Withhold 1.3 Elect Director David R. Goode --- Withhold 1.4 Elect Director Karen N. Horn --- For 1.5 Elect Director William R. Johnson --- For 1.6 Elect Director James B. Williams --- Withhold 2 Amend Omnibus Stock Plan For For Mgmt 3 Approve Executive Incentive Bonus Plan For For Mgmt 4 Ratify Auditors For For Mgmt 05/05/04 - A CONOCOPHILLIPS *COP* 20825C104 03/10/04 1,300 1 Elect Directors For For Mgmt 1.1 Elect Director David L. Boren --- For 1.2 Elect Director James E. Copeland, Jr. --- For 1.3 Elect Director Kenneth M. Duberstein --- For 1.4 Elect Director Ruth R. Harkin --- For 1.5 Elect Director William R. Rhodes --- For 1.6 Elect Director J. Stapleton Roy --- For 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt 4 Limit Executive Compensation Against Against ShrHoldr 5 Limit Executive Compensation Against Against ShrHoldr 6 Report on Drilling in the Arctic National Against For ShrHoldr Wildlife Refuge WPG SUPPORTS ENVIRONMENTAL REPORTING PROPOSALS. 12 05/06/04 - A ANADARKO PETROLEUM CORP. *APC* 032511107 03/08/04 1,200 1 Elect Directors For For Mgmt 1.1 Elect Director Larry Barcus --- For 1.2 Elect Director James L. Bryan --- For 1.3 Elect Director James T. Hackett --- For 2 Approve Executive Incentive Bonus Plan For For Mgmt 3 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 4 Report on Greenhouse Gas Emissions Against For ShrHoldr WPG SUPPORTS ENVIRONMENTAL REPORTING. 05/06/04 - A UNITED PARCEL SERVICE, INC. *UPS* 911312106 03/08/04 600 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/07/04 - A RYDER SYSTEM, INC. *R* 783549108 03/12/04 2,700 1 Elect Directors For For Mgmt 1.1 Elect Director John M. Berra --- For 1.2 Elect Director David I. Fuente --- For 1.3 Elect Director Eugene A. Renna --- For 1.4 Elect Director Abbie J. Smith --- For 1.5 Elect Director Christine A. Varney --- For 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 05/11/04 - A 3M CO *MMM* 88579Y101 03/12/04 700 1 Elect Directors For Split Mgmt 1.1 Elect Director Edward A. Brennan --- Withhold WITHHOLD RECOMMENDATIONS FOR DIRECTORS W. JAMES MCNERNEY, JR., KEVIN W. SHARER AND EDWARD A. BRENNAN FOR FAILURE TO TAKE ACTION ON THE SHAREHOLDER PROPOSAL THAT RECEIVED MAJORITY VOTE. 1.2 Elect Director Michael L. Eskew --- For 1.3 Elect Director W. James McNerney, Jr. --- Withhold 1.4 Elect Director Kevin W. Sharer --- Withhold 2 Ratify Auditors For For Mgmt 3 Increase Authorized Common Stock For Against Mgmt EXCESSIVE INCREASE WITHOUT EXPLANATION. 4 Separate Chairman and CEO Positions Against Against ShrHoldr 13 05/11/04 - A REPUBLIC SERVICES, INC. *RSG* 760759100 03/18/04 3,000 1 Elect Directors For For Mgmt 2 Adjourn Meeting For Against Mgmt 05/12/04 - A AUTONATION, INC. *AN* 05329W102 03/26/04 7,100 1 Elect Directors For Split Mgmt 1.1 Elect Director Mike Jackson --- For 1.2 Elect Director Robert J. Brown --- For 1.3 Elect Director J.P. Bryan --- For 1.4 Elect Director Rick L. Burdick --- Withhold WITHHOLD VOTES FROM RICK L. BURDICK FOR STANDING AS AN AFFILIATED OUTSIDER ON THE NOMINATING COMMITTEE. 1.5 Elect Director William C. Crowley --- For 1.6 Elect Director Alan S. Dawes --- For 1.7 Elect Director Edward S. Lampert --- For 1.8 Elect Director Irene B. Rosenfeld --- For 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 05/12/04 - A CIT GROUP INC *CIT* 125581108 03/26/04 1,800 1 Elect Directors For For Mgmt 1.1 Elect Director Albert R. Gamper, Jr. --- For 1.2 Elect Director Gary C. Butler --- For 1.3 Elect Director William A. Farlinger --- For 1.4 Elect Director William M. Freeman --- For 1.5 Elect Director Hon. Thomas H. Kean --- For 1.6 Elect Director Edward J. Kelly, III --- For 1.7 Elect Director Marianne Miller Parrs --- For 1.8 Elect Director Jeffrey M. Peek --- For 1.9 Elect Director John R. Ryan --- For 1.10 Elect Director Peter J. Tobin --- For 1.11 Elect Director Lois M. Van Deusen --- For 2 Ratify Auditors For For Mgmt 3 Other Business For Against Mgmt DETAILS OF OTHER BUSINESS NOT DISCLOSED. 14 05/12/04 - A CVS CORPORATION *CVS* 126650100 03/15/04 2,700 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt 3 Ratify Auditors For For Mgmt 4 Limit Executive Compensation Against Against ShrHoldr 05/12/04 - A EASTMAN KODAK CO. *EK* 277461109 03/15/04 2,600 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt 4 Adopt Chemical Policy Against Against ShrHoldr 5 Prohibit Awards to Executives Against Against ShrHoldr 05/12/04 - A UNITEDHEALTH GROUP INCORPORATED *UNH* 91324P102 03/15/04 2,400 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Expense Stock Options Against For ShrHoldr WPG SUPPORTS THE EXPENSING OF STOCK OPTIONS. 4 Limit Awards to Executives Against Against ShrHoldr 05/13/04 - A AMGEN, INC. *AMGN* 031162100 03/19/04 1,400 1 Elect Directors For Split Mgmt 1.1 Elect Director Frank J. Biondi, Jr. --- For 1.2 Elect Director Jerry D. Choate --- Withhold WITHHOLD VOTES FROM JERRY D. CHOATE FOR STANDING AS AN AFFILIATED OUTSIDER ON THE AUDIT AND COMPENSATION COMMITTEES. 1.3 Elect Director Frank C. Herringer --- For 1.4 Elect Director Gilbert S. Omenn --- For 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 Prepare Glass Ceiling Report Against For ShrHoldr WPG SUPPORTS REPORTING ON EQUAL OPPORTUNITY AND DIVERSITY. 4 Expense Stock Options Against For ShrHoldr WPG SUPPORTS THE EXPENSING OF STOCK OPTIONS. 15 05/13/04 - A FORD MOTOR COMPANY *F* 345370860 03/17/04 6,300 1 Elect Directors For Split Mgmt 1.1 Elect Director John R. H. Bond --- Withhold WITHHOLD VOTES FROM JOHN R. H. BOND AND ROBERT E. RUBIN FOR STANDING AS AFFILIATED OUTSIDERS ON THE COMPENSATION AND NOMINATING COMMITTEES. 1.2 Elect Director Stephen G. Butler --- For 1.3 Elect Director Kimberly A. Casiano --- For 1.4 Elect Director Edsel B. Ford II --- For 1.5 Elect Director William Clay Ford --- For 1.6 Elect Director William Clay Ford, Jr. --- For 1.7 Elect Director Irvine O. Hockaday, Jr. --- For 1.8 Elect Director Marie-Josee Kravis --- For 1.9 Elect Director Richard A. Manoogian --- For 1.10 Elect Director Ellen R. Marram --- For 1.11 Elect Director Homer A. Neal --- For 1.12 Elect Director Jorma Ollila --- For 1.13 Elect Director Carl E. Reichardt --- For 1.14 Elect Director Robert E. Rubin --- Withhold 1.15 Elect Director Nicholas V. Scheele --- For 1.16 Elect Director John L. Thornton --- For 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 Increase Disclosure of Executive Against For ShrHoldr Compensation WPG GENERALLY SUPPORTS SHAREHOLDER REQUESTS CALLING FOR BETTER DISCLOSURE OF EXECUTIVE COMPENSATION. 4 Establish Other Board Committee Against For ShrHoldr DUE TO FORD FAMILY'S SUBSTANTIAL VOTING CONTROL OF THE COMPANY, POTENTIAL CONFLICT OF INTERESTS MAY ARISE IN THE FUTURE. THE COMMITTEE SUGGESTED BY THE PROPONENT MAY SERVE AS A MECHANISM TO ENSURE THAT COMMON SHAREHOLDERS ARE TREATED FAIRLY VIS-A-VIS FORD FAMILY SHAREHOLDERS, SHOULD SUCH A CONFLICT OF INTEREST ARISE. 5 Prohibit Awards to Executives Against Against ShrHoldr 6 Amend By Laws Relating to Board Independence Against For ShrHoldr THIS PROPOSAL SENDS A STRONG MESSAGE TO MANAGEMENT THAT ACTION NEEDS TO BE TAKEN TO INSURE THE BOARD IS TWO-THIRDS MAJORITY INDEPENDENT, AND WITHOUT CONFLICTS OF INTEREST THAT ARE DERIVED FROM INSIDERS ON THE BOARD OR THE FORD FAMILY MEMBERS. 7 Report on Greenhouse Gas Emissions Against For ShrHoldr WPG SUPPORTS ENVIRONMENTAL REPORTING. 16 05/13/04 - A NORFOLK SOUTHERN CORP. *NSC* 655844108 03/05/04 3,400 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/13/04 - A PULTE HOMES INC. *PHM* 745867101 03/16/04 2,500 1 Elect Directors For For Mgmt 1.1 Elect Director Richard J. Dugas, Jr. --- For 1.2 Elect Director David N. McCammon --- For 1.3 Elect Director William J. Pulte --- For 1.4 Elect Director Francis J. Sehn --- For 1.5 Elect Director Michael E. Rossi --- For 2 Approve Omnibus Stock Plan For Against Mgmt TOTAL DILUTION GREATER THAN 12%. 3 Ratify Auditor Against For ShrHoldr SHAREHOLDERS SHOULD BE GIVEN THE RIGHT TO A NON-BINDING RATIFICATION OF THE INDEPENDENT AUDITOR SELECTED BY THE COMPANY'S AUDIT COMMITTEE. 05/14/04 - A ENTERGY CORP. *ETR* 29364G103 03/17/04 2,750 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Submit Severance Agreement Against For ShrHoldr (Change-in-Control) to Shareholder Vote WPG SUPPORTS PROPOSALS THAT ASK THE COMPANY TO SUBMIT SEVERANCE AGREEMENT (CHANGE-IN-CONTROL) TO SHAREHOLDER VOTE 4 Restore or Provide for Cumulative Voting Against For ShrHoldr WPG SUPPORTS CUMULATIVE VOTING. 5 Prohibit Awards to Executives Against Against ShrHoldr 05/17/04 - A GLAXOSMITHKLINE PLC (FORMERLY GLAXO 37733W105 03/19/04 5,200 WELLCOME PLC ) MEETING FOR HOLDERS OF ADRS 1 TO RECEIVE AND ADOPT THE DIRECTORS REPORT For For Mgmt AND THE FINANCIAL STATEMENTS (ORDINARY RESOLUTION) 2 TO APPROVE THE REMUNERATION REPORT For For Mgmt (ORDINARY RESOLUTION) 17 3 TO ELECT MR H LAWRENCE CULP AS A DIRECTOR For For Mgmt (ORDINARY RESOLUTION) 4 TO ELECT MR CRISPIN DAVIS AS A DIRECTOR For For Mgmt (ORDINARY RESOLUTION) 5 TO ELECT SIR ROBERT WILSON AS A DIRECTOR For For Mgmt (ORDINARY RESOLUTION) 6 TO ELECT DR TACHI YAMADA AS A DIRECTOR For For Mgmt (ORDINARY RESOLUTION) 7 TO RE-ELECT SIR CHRISTOPHER HOGG AS A For For Mgmt DIRECTOR (ORDINARY RESOLUTION) 8 Ratify Auditors For For Mgmt 9 REMUNERATION OF AUDITORS (ORDINARY For For Mgmt RESOLUTION) 10 AUTHORISE THE COMPANY TO MAKE DONATIONS TO For For Mgmt EU POLITICAL ORGAN- ISATIONS AND INCUR EU POLITICAL EXPENDITURE (SPECIAL BUSINESS) 11 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Mgmt (SPECIAL RESOLUTION) 12 AUTHORITY FOR THE COMPANY TO PURCHASE ITS For For Mgmt OWN SHARES (SPECIAL RESOLUTION) 05/17/04 - A WATSON PHARMACEUTICALS, INC. *WPI* 942683103 03/19/04 1,800 1 Elect Directors For For Mgmt 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 Review Executive Compensation Against Against ShrHoldr 05/18/04 - A THE ALLSTATE CORP. *ALL* 020002101 03/19/04 3,300 1 Elect Directors For For Mgmt 1.1 Elect Director F. Duane Ackerman --- For 1.2 Elect Director James G. Andress --- For 1.3 Elect Director Edward A. Brennan --- For 1.4 Elect Director W. James Farrell --- For 1.5 Elect Director Jack M. Greenberg --- For 18 1.6 Elect Director Ronald T. LeMay --- For 1.7 Elect Director Edward M. Liddy --- For 1.8 Elect Director J. Christopher Reyes --- For 1.9 Elect Director H. John Riley, Jr. --- For 1.10 Elect Director Joshua I. Smith --- For 1.11 Elect Director Judith A. Sprieser --- For 1.12 Elect Director Mary Alice Taylor --- For 2 Ratify Auditors For For Mgmt 3 Amend Executive Incentive Bonus Plan For For Mgmt 4 Amend Executive Incentive Bonus Plan For For Mgmt 5 Provide for Cumulative Voting Against For ShrHoldr CUMULATIVE VOTING IS ONE OF THE CORPORATE GOVERNANCE TOOLS THAT PROVIDES SHAREHOLDERS ACCESS AND INFLUENCE OVER DIRECTOR ELECTIONS. IT ENSURES THAT HOLDERS OF A SIGNIFICANT NUMBER OF SHARES WIN BOARD REPRESENTATION. UNDER A CUMULATIVE VOTING POLICY, SHAREHOLDERS CAN WITHHOLD VOTES FROM CERTAIN NOMINEES IN ORDER TO CAST MULTIPLE VOTES FOR OTHERS. CURRENTLY SHAREHOLDERS CAN ONLY CAST ONE VOTE FOR EACH NOMINEE. 05/19/04 - A AMERICAN INTERNATIONAL GROUP, INC. 026874107 03/26/04 2,250 *AIG* 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt 3 Approve Non-Employee Director Stock Option For For Mgmt Plan 4 Ratify Auditors For For Mgmt 5 Report on Political Contributions/Activities Against Against ShrHoldr 6 Divest from Tobacco Equities Against Against ShrHoldr 7 Link Executive Compensation to Predatory Against Against ShrHoldr Lending 05/19/04 - A EVEREST RE GROUP LTD *RE* G3223R108 03/24/04 2,600 MEETING FOR HOLDERS OF ADRS 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/19/04 - A INTEL CORP. *INTC* 458140100 03/22/04 7,500 1 Elect Directors For For Mgmt 1.1 Elect Director Craig R. Barrett --- For 1.2 Elect Director Charlene Barshefsky --- For 1.3 Elect Director E. John P. Browne --- For 1.4 Elect Director Andrew S. Grove --- For 1.5 Elect Director D. James Guzy --- For 1.6 Elect Director Reed E. Hundt --- For 19 1.7 Elect Director Paul S. Otellini --- For 1.8 Elect Director David S. Pottruck --- For 1.9 Elect Director Jane E. Shaw --- For 1.10 Elect Director John L. Thornton --- For 1.11 Elect Director David B. Yoffie --- For 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For Against Mgmt TOTAL DILUTION GREATER THAN 12%. 4 Expense Stock Options Against For ShrHoldr WPG SUPPORTS THE EXPENSING OF STOCK OPTIONS. 5 Limit/Prohibit Awards to Executives Against For ShrHoldr WPG SUPPORTS PERFORMANCED BASED COMPENSATION. 6 Performance- Based/Indexed Options Against For ShrHoldr WPG SUPPORTS PERFORMANCED BASED COMPENSATION. 05/20/04 - A EDISON INTERNATIONAL *EIX* 281020107 03/22/04 5,300 1 Elect Directors For For Mgmt 1.1 Elect Director John E. Bryson --- For 1.2 Elect Director France A. Cordova --- For 1.3 Elect Director Bradford M. Freeman --- For 1.4 Elect Director Bruce Karatz --- For 1.5 Elect Director Luis G. Nogales --- For 1.6 Elect Director Ronald L. Olson --- For 1.7 Elect Director James M. Rosser --- For 1.8 Elect Director Richard T. Schlosberg, III --- For 1.9 Elect Director Robert H. Smith --- For 1.10 Elect Director Thomas C. Sutton --- For 2 Submit Shareholder Rights Plan (Poison Against For ShrHoldr Pill) to Shareholder Vote WPG SUPPORTS PROPOSALS THAT ASK THE COMPANY TO SUBMIT SHAREHOLDER RIGHTS PLAN (POISON PILL) TO SHAREHOLDER VOTE. 05/20/04 - A MCDONALD'S CORP. *MCD* 580135101 03/22/04 7,600 1 Elect Directors For For Mgmt 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 Amend Omnibus Stock Plan For Against Mgmt TOTAL DILUTION GREATER THAN 12%. 4 Approve/Amend Executive Incentive Bonus Plan For For Mgmt 20 05/21/04 - A FEDERATED DEPARTMENT STORES, INC. 31410H101 04/02/04 2,500 *FD* 1 Elect Directors For Withhold Mgmt 1.1 Elect Director Sara Levinson --- Withhold WITHHOLD VOTES FROM KARL M. VON DER HEYDEN, JOSEPH A. PICHLER, JOSEPH NEUBAUER, AND SARA LEVINSON FOR FAILURE TO IMPLEMENT THE PROPOSAL TO DECLASSIFY THE COMPANY'S BOARD. 1.2 Elect Director Joseph Neubauer --- Withhold 1.3 Elect Director Joseph A. Pichler --- Withhold 1.4 Elect Director Karl M. von der Heyden --- Withhold 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For Against Mgmt TOTAL DILUTION GREATER THAN 12%. 4 Declassify the Board of Directors Against For ShrHoldr A CLASSIFIED BOARD CAN ENTRENCH MANAGEMENT AND EFFECTIVELY PRECLUDE MOST TAKEOVER BIDS OR PROXY CONTESTS. 05/21/04 - A THE MAY DEPARTMENT STORES CO. *MAY* 577778103 04/02/04 3,400 1 Elect Directors For Withhold Mgmt 1.1 Elect Director Eugene S. Kahn --- Withhold WITHHOLD VOTES FROM ALL OF THE NOMINEES FOR FAILURE TO IMPLEMENT THE SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD 1.2 Elect Director Helene L. Kaplan --- Withhold 1.3 Elect Director James M. Kilts --- Withhold 1.4 Elect Director Russell E. Palmer --- Withhold 1.5 Elect Director William P. Stiritz --- Withhold 2 Ratify Auditors For For Mgmt 3 Amend Executive Incentive Bonus Plan For For Mgmt 4 Amend Omnibus Stock Plan For Against Mgmt TOTAL DILUTION GREATER THAN 12%. 5 Declassify the Board of Directors Against For ShrHoldr CLASSIFIED BOARDS SERVE TO ENTRENCH MANAGEMENT AND DISCOURAGE BIDDERS BY PREVENTING REPLACEMENT OF THE BOARD IN ONE YEAR. IN ADDITION, SHAREHOLDERS ARE PREVENTED FROM REMOVING BOARD MEMBERS WHO ARE NOT ACTING IN THE BEST INTEREST OF SHAREHOLDERS UNTIL THEIR TERM IS COMPLETED. 21 05/21/04 - A TIME WARNER INC *TWX* 887317105 03/23/04 11,700 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Adopt China Principles Against For ShrHoldr WPG SUPPORTS CODE OF CONDUCT PROPOSALS. 4 Report on Pay Disparity Against Against ShrHoldr 05/25/04 - A JP MORGAN CHASE & CO. *JPM* 46625H100 04/02/04 7,700 1 Approve Merger Agreement For For Mgmt 2 Elect Directors For For Mgmt 3 Ratify Auditors For For Mgmt 4 Amend Executive Incentive Bonus Plan For For Mgmt 5 Adjourn Meeting For Against Mgmt ONCE THEIR VOTES HAVE BEEN CAST, THERE IS NO JUSTIFICATION FOR SPENDING MORE MONEY TO CONTINUE PRESSING SHAREHOLDERS FOR MORE VOTES. 6 Establish Term Limits for Directors Against Against ShrHoldr 7 Charitable Contributions Against Against ShrHoldr 8 Political Contributions Against Against ShrHoldr 9 Separate Chairman and CEO Positions Against Against ShrHoldr 10 Provide Adequate Disclosure for over the Against Against ShrHoldr counter Derivatives 11 Auditor Independence Against For ShrHoldr AS IT IS THE AUDITOR THAT ASSURES SHAREHOLDERS OF THE ACCURACY OF A COMPANY'S FINANCIAL STATEMENTS, IT IS VITAL THAT THE AUDITOR BE TRULY INDEPENDENT IN ORDER TO ENSURE THE REQUIRED OBJECTIVITY TO PAINT A TRUE PORTRAIT OF A COMPANY'S FINANCIAL SITUATION. 12 Submit Non-Employee Director Compensation Against Against ShrHoldr to Vote 13 Report on Pay Disparity Against Against ShrHoldr 05/26/04 - A BANK OF AMERICA CORP. *BAC* 060505104 04/07/04 3,271 1 Elect Directors For For Mgmt 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 Change Date of Annual Meeting Against Against ShrHoldr 4 Adopt Nomination Procedures for the Board Against Against ShrHoldr 5 Charitable Contributions Against Against ShrHoldr 6 Establish Independent Committee to Review Against Against ShrHoldr Mutual Fund Policy 7 Adopt Standards Regarding Privacy and Against Against ShrHoldr Information Security 22 05/26/04 - A CAESAR'S ENTERTAINMENT *CZR* 127687101 04/06/04 9,800 1 Elect Directors For For Mgmt 1.1 Elect Director A. Steven Crown --- For 1.2 Elect Director Gilbert L. Shelton --- For 2 Approve Omnibus Stock Plan For Against Mgmt TOTAL DILUTION GREATER THAN 12%. 05/26/04 - A EXXON MOBIL CORP. *XOM* 30231G102 04/05/04 12,250 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Non-Employee Director Restricted For For Mgmt Stock Plan 4 Affirm Political Nonpartisanship Against Against ShrHoldr 5 Report on Political Contributions/Activities Against Against ShrHoldr 6 Report on Equatorial Guinea Against For ShrHoldr WPG SUPPORTS HUMAN RIGHTS REPORTING PROPOSALS. 7 Separate Chairman and CEO Positions Against Against ShrHoldr 8 Prohibit Awards to Executives Against Against ShrHoldr 9 Report on Stock Option Distribution by Race Against For ShrHoldr and Gender WPG SUPPORTS EQUAL OPPORTUNITY AND DIVERSITY REPORTING. 10 Amend EEO Statement to Include Reference to Against For ShrHoldr Sexual Orientation GIVEN THE FACT THAT COMPANY'S COMPETITORS REFERENCE SEXUAL ORIENTATION DISCRIMINATION IN THEIR EEO STATEMENTS AND THE FACT THAT MOBIL DID EXPLICITLY BAR THIS TYPE OF DISCRIMINATION IN ITS EEO STATEMENT PRIOR TO THE MERGER WITH EXXON, WE BELIEVE THAT THE COMPANY SHOULD AMEND ITS EEO TO EXPLICITLY PROHIBIT DISCRIMINATION BASED ON SEXUAL ORIENTATION. 11 Report on Climate Change Research Against Against ShrHoldr 05/27/04 - A HOME DEPOT, INC. (THE) *HD* 437076102 03/29/04 6,100 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Establish Term Limits for Directors Against Against ShrHoldr 4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr Pill) to Shareholder Vote BECAUSE POISON PILLS GREATLY ALTER THE BALANCE OF POWER BETWEEN SHAREHOLDERS AND MANAGEMENT, SHAREHOLDERS SHOULD BE ALLOWED TO MAKE THEIR OWN EVALUATION OF SUCH PLANS. 5 Performance- Based/Indexed Options Against For ShrHoldr WPG SUPPORTS PERFORMANCE-BASED COMPENSATION. 6 Adopt ILO Based Code of Conduct Against For ShrHoldr WPG SUPPORTS CODE OF CONDUCT PROPOSALS. 7 Submit Severance Agreement Against For ShrHoldr (Change-in-Control) to Shareholder Vote WPG SUPPORTS PROPOSALS THAT ASK THE COMPANY TO SUBMIT SEVERANCE AGREEMENT (CHANGE-IN-CONTROL) TO SHAREHOLDER VOTE. 8 Require Affirmative Vote of the Majority of Against Against ShrHoldr the Shares to Elect Directors 23 05/27/04 - A NEXTEL COMMUNICATIONS, INC. *NXTL* 65332V103 04/02/04 5,600 1 Elect Directors For For Mgmt 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 Amend Employee Stock Purchase Plan For For Mgmt 06/02/04 - A GENERAL MOTORS CORP. *GM* 370442105 04/05/04 2,300 1 Elect Directors For For Mgmt 2 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 3 Prohibit Awards to Executives Against Against ShrHoldr 4 Prohibit Awards to Executives Against Against ShrHoldr 5 Separate Chairman and CEO Positions Against Against ShrHoldr 6 Limit Composition of Committees to Against For ShrHoldr Independent Directors WPG SUPPORTS PROPOSALS THAT SEEK TO LIMIT COMPOSITION OF COMMITTEES TO INDEPENDENT DIRECTORS. 7 Report on Greenhouse Gas Emissions Against For ShrHoldr WPG SUPPORTS ENVIRONMENTAL REPORTING. 8 Submit Severance Agreement Against For ShrHoldr (Change-in-Control) to Shareholder Vote WPG SUPPORTS PROPOSALS THAT ASK THE COMPANY TO SUBMIT SEVERANCE AGREEMENT (CHANGE-IN-CONTROL) TO SHAREHOLDER VOTE. 9 Establish Executive and Director Stock Against For ShrHoldr Ownership Guidelines WPG SUPPORTS HOLDING PERIODS. 06/04/04 - A WAL-MART STORES, INC. *WMT* 931142103 04/05/04 5,450 1 Elect Directors For For Mgmt 1.1 Elect Director James W. Breyer --- For 1.2 Elect Director M. Michele Burns --- For 1.3 Elect Director Thomas M. Coughlin --- For 1.4 Elect Director David D. Glass --- For 1.5 Elect Director Roland A. Hernandez --- For 1.6 Elect Director Dawn G. Lepore --- For 1.7 Elect Director John D. Opie --- For 1.8 Elect Director J. Paul Reason --- For 1.9 Elect Director H. Lee Scott, Jr. --- For 1.10 Elect Director Jack C. Shewmaker --- For 1.11 Elect Director Jose H. Villarreal --- For 1.12 Elect Director John T. Walton --- For 1.13 Elect Director S. Robson Walton --- For 1.14 Elect Director Christopher J. Williams --- For 24 2 Approve Stock Option Plan For For Mgmt 3 Approve Stock Option Plan For For Mgmt 4 Amend Employee Stock Purchase Plan For For Mgmt 5 Ratify Auditors For Against Mgmt IN THIS INSTANCE, THE NON-AUDITING CONSULTING FEES ARE MORE THAN 25 PERCENT OF TOTAL FEES PAID. 6 Separate Chairman and CEO Positions Against Against ShrHoldr 7 Prepare Sustainability Report Against For ShrHoldr IN THIS CASE, THAT WAL-MART HAS SOME DISCUSSION OF ISSUES RELATED TO SUSTAINABILITY AVAILABLE ON THE COMPANY WEBSITE AND THROUGH ITS OTHER INITIATIVES, IT DOES NOT SPECIFICALLY ADDRESS A NUMBER OF KEY, ENVIRONMENT, HEALTH AND SAFETY, AND ECONOMIC ISSUES IN DETAIL. WHILE WE COMMEND THE COMPANY FOR THE STEPS IT HAS TAKEN TO ADDRESS SOME ISSUES OF CONCERN, ALSO SUSTAINABILITY REPORTING IS BECOMING THE NORM AT MANY LARGE COMPANIES AND THAT WAL-MART HAS CONTINUED TO FACE CONCERNS RELATED TO CERTAIN EMPLOYMENT AND LABOR ISSUES IN ITS OPERATIONS. AS SUCH, MORE COMPREHENSIVE REPORTING ON SUSTAINABILITY ISSUES WILL BENEFIT WAL-MART, AS THIS WILL HELP THE COMPANY TO BETTER ASSESS THE FINANCIAL RISKS THAT SUCH ISSUES POSE TO ITS BUSINESS AND THE COMPANY'S FUTURE GROWTH. FURTHER, CONSIDERING THE SCOPE OF THIS PROPOSAL AND THE FACT THAT SOME OF THIS INFORMATION IS ALREADY AVAILABLE ON PARTS OF THE COMPANY'S WEBSITE, IT DOES NOT APPEAR THAT CONSOLIDATION OF THIS DATA INTO A SUSTAINABILITY REPORT WOULD PROVE OVERLY BURDENSOME OR COSTLY TO SHAREHOLDERS. 8 Report on Stock Option Distribution by Race Against For ShrHoldr and Gender WPG SUPPORTS EQUAL OPPORTUNITY AND DIVERSITY PROPOSALS. 9 Report on Genetically Modified Organisms Against Against ShrHoldr (GMO) 10 Prepare Diversity Report Against For ShrHoldr WPG SUPPORTS EQUAL OPPORTUNITY AND DIVERSITY PROPOSALS. 11 Submit Executive Compensation to Vote Against For ShrHoldr PAYING ABOVE-MARKET INTEREST RATES ON DEFERRED COMPENSATION IS NOT "BEST PRACTICE" AND RESULTS IN AN ADDITIONAL EXPENSE TO SHAREHOLDERS. ACCORDING TO AN EXECUTIVE BENEFITS SURVEY (2003 RESULTS) PUBLISHED BY CLARK CONSULTING, ONLY SEVEN PERCENT OF THE 227 PARTICIPATING COMPANIES PROVIDED A BONUS RATE ABOVE THEIR BASE EARNINGS RATE. IN ADDITION, THE INCREMENT FORMULA FOR LONG TERM PARTICIPATING IN THE PLAN IS UNIQUE AND QUITE GENEROUS. SHAREHOLDERS MAY BENEFIT FROM HAVING THE OPPORTUNITY TO MAKE THEIR OWN EVALUATION OF THE DEFERRED COMPENSATION PACKAGES, ESPECIALLY WHEN SUCH PLANS CONTAIN UNIQUE FEATURES BEYOND BEST PRACTICE. 25 06/08/04 - A PRUDENTIAL FINANCIAL INC *PRU* 744320102 04/12/04 2,300 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Cease Charitable Contributions Against Against ShrHoldr 4 Declassify the Board of Directors Against For ShrHoldr A CLASSIFIED BOARD CAN ENTRENCH MANAGEMENT AND EFFECTIVELY PRECLUDE MOST TAKEOVER BIDS OR PROXY CONTESTS. 06/24/04 - A BEST BUY CO., INC. *BBY* 086516101 04/26/04 2,000 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For Against Mgmt TOTAL DILUTION GREATER THAN 12%. 06/24/04 - A EBAY INC. *EBAY* 278642103 04/26/04 900 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For Against Mgmt TOTAL DILUTION GREATER THAN 12%. 3 Amend Stock Option Plan For Against Mgmt TOTAL DILUTION GREATER THAN 12%. 4 Increase Authorized Common Stock For Against Mgmt EXCESSIVE INCREASE WITHOUT EXPLANATION. 5 Ratify Auditors For For Mgmt 6 Expense Stock Options Against For ShrHoldr WPG SUPPORTS THE EXPENSING OF STOCK OPTIONS. 06/28/04 - S WELLPOINT HEALTH NETWORKS INC. *WLP* 94973H108 05/10/04 1,500 1 Approve Merger Agreement For For Mgmt
26 Account - WPG CORE BOND FUND - -------------------------------------------------------------------------------- NO VOTING RECORDS - -------------------------------------------------------------------------------- Account - WPG INTERMEDIATE MUNICIPAL BOND FUND - -------------------------------------------------------------------------------- NO VOTING RECORDS - -------------------------------------------------------------------------------- 27 SIGNATURES PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THEREUNTO DULY AUTHORIZED. WEISS, PECK & GREER FUNDS TRUST - ------------------------------- (COMPANY NAME) BY: /S/ DANIEL VANDIVORT -------------------------------- PRINCIPAL EXECUTIVE OFFICER DATE: 8/20/04 --------- 28 -----END PRIVACY-ENHANCED MESSAGE-----