-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D8Zon+c1YHjEFM8VBA+Qxw5OqzisCMIXij0svSxS9ClW6MO/ivzQVbIclFcQxK0y qtlm7M/diaRFgYxEp6GOsA== 0000909518-04-000213.txt : 20040304 0000909518-04-000213.hdr.sgml : 20040304 20040304170419 ACCESSION NUMBER: 0000909518-04-000213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040205 FILED AS OF DATE: 20040304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLECO CORP CENTRAL INDEX KEY: 0001089819 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 721445282 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2020 DONAHUE FERRY ROAD CITY: PINEVILLE STATE: LA ZIP: 71360-5226 BUSINESS PHONE: 3184847400 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: PINEVILLE STATE: LA ZIP: 71361-5000 FORMER COMPANY: FORMER CONFORMED NAME: CLECO HOLDING CORP DATE OF NAME CHANGE: 19990630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEAR STEARNS & CO INC /NY/ CENTRAL INDEX KEY: 0000918134 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15759 FILM NUMBER: 04649434 BUSINESS ADDRESS: STREET 1: 115 SOUTH JEFFERSON RD CITY: WHIPPANY STATE: NJ ZIP: 07981 BUSINESS PHONE: 2017392202 MAIL ADDRESS: STREET 1: 115 SOUTH JEFFERSON RD CITY: WHIPPANY STATE: NJ ZIP: 07981 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEAR STEARNS COMPANIES INC CENTRAL INDEX KEY: 0000777001 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15759 FILM NUMBER: 04649433 BUSINESS ADDRESS: STREET 1: ONE METROTECH NORTH STREET 2: 9TH FL CITY: BROOKLYN STATE: NY ZIP: 11201 BUSINESS PHONE: 3476439862 MAIL ADDRESS: STREET 1: ONE METROTECH NORTH STREET 2: 9TH FL. CITY: BROOKLYN STATE: NY ZIP: 11201 4 1 bstearns_part3ex.xml X0201 4 2004-02-05 0 0001089819 CLECO CORP CNL 0000918134 BEAR STEARNS & CO INC /NY/ 383 MADISON AVENUE NEW YORK NY 10179 0 0 1 0 0000777001 BEAR STEARNS COMPANIES INC 383 MADISON AVENUE NEW YORK NY 10179 0 0 1 0 Common Stock 2004-02-05 4 P 0 300 18.13 A 6758000 D Common Stock 2004-02-06 4 S 0 500 18.61 D 6757500 D Common Stock 2004-02-06 4 S 0 300 18.61 D 6757200 D Common Stock 2004-02-06 4 S 0 300 18.52 D 6756900 D Common Stock 2004-02-06 4 S 0 300 18.52 D 6756600 D Common Stock 2004-02-06 4 S 0 300 18.49 D 6756300 D Common Stock 2004-02-06 4 S 0 300 18.46 D 6756000 D Common Stock 2004-02-06 4 S 0 300 18.42 D 6755700 D Common Stock 2004-02-06 4 S 0 300 18.40 D 6755400 D Common Stock 2004-02-09 4 P 0 700 18.82 A 6756100 D Common Stock 2004-02-09 4 S 0 100 18.80 D 6756000 D Common Stock 2004-02-09 4 P 0 600 18.80 A 6756600 D Common Stock 2004-02-10 4 S 0 100 19.03 D 6756500 D Common Stock 2004-02-11 4 S 0 500 19.00 D 6756000 D Common Stock 2004-02-12 4 S 0 300 18.71 D 6755700 D Common Stock 2004-02-17 4 S 0 100 18.89 D 6755600 D Common Stock 2004-02-17 4 S 0 300 18.89 D 6755300 D Common Stock 2004-02-17 4 S 0 100 18.86 D 6755200 D Common Stock 2004-02-17 4 S 0 100 18.86 D 6755100 D Common Stock 2004-02-17 4 S 0 100 18.84 D 6755000 D Common Stock 2004-02-17 4 S 0 100 18.84 D 6754900 D Common Stock 2004-02-17 4 S 0 100 18.77 D 6754800 D Common Stock 2004-02-17 4 S 0 100 18.74 D 6754700 D Common Stock 2004-02-17 4 S 0 100 18.70 D 6754600 D Common Stock 2004-02-17 4 S 0 200 18.69 D 6754400 D Common Stock 2004-02-17 4 S 0 100 18.66 D 6754300 D See Exhibit 99.1 for Joint Filer Information. Bear, Stearns & Co. Inc., /s/ Kenneth L. Edlow, Secretary 2004-03-04 The Bear Stearns Companies Inc., /s/ Kenneth L. Edlow, Secretary 2004-03-04 EX-99 3 mv3-4ex991form4_3.txt Exhibit 99.1 to Form 4 ---------------------- Joint Filer Information ----------------------- Name of Joint Filer: The Bear Stearns Companies Inc. Address of Joint Filer: 383 Madison Avenue New York, NY 10179 Relationship of Joint Filer to Issuer: 10% Owner Issuer Name and Ticker or Trading Symbol: Cleco Corporation (CNL) Date of Earliest Transaction (Month/Day/Year): 2/5/2004 Designated Filer: Bear, Stearns & Co. Inc. SIGNATURE: THE BEAR STEARNS COMPANIES INC. By: /s/ Kenneth L. Edlow ------------------------------- Name: Kenneth L. Edlow Title: Secretary March 4, 2004 - ------------- Date -----END PRIVACY-ENHANCED MESSAGE-----