-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D7lK0o3aOZEhvBZz+T9IMesXIoAuVSNX019Zd4dWsRhIwYolhMYcL8fPei8RW9zX KlpvjS+69XlqXSz1rLa36g== 0001207221-08-000003.txt : 20080219 0001207221-08-000003.hdr.sgml : 20080218 20080219102214 ACCESSION NUMBER: 0001207221-08-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080214 FILED AS OF DATE: 20080219 DATE AS OF CHANGE: 20080219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INDEPENDENT BANK CORP CENTRAL INDEX KEY: 0000776901 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042870273 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 288 UNION STREET CITY: ROCKLAND STATE: MA ZIP: 02370 BUSINESS PHONE: 7818786100 MAIL ADDRESS: STREET 1: 288 UNION STREET CITY: ROCKLAND STATE: MA ZIP: 02370 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHEAHAN DENIS K CENTRAL INDEX KEY: 0001207221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09047 FILM NUMBER: 08625190 BUSINESS ADDRESS: BUSINESS PHONE: 7818786100 MAIL ADDRESS: STREET 1: C/O INDEPENDENT BANK CORP STREET 2: 288 UNION STREET CITY: ROCKLAND STATE: MA ZIP: 02370 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2008-02-14 0 0000776901 INDEPENDENT BANK CORP INDB 0001207221 SHEAHAN DENIS K 288 UNION STREET ROCKLAND MA 02370 0 1 0 0 Chief Financial Officer Common Stock 6777.263 D Common Stock 6051.76 I 401(K) Plan Non-Qualified Stock Option (right to buy) 28.27 2008-02-14 4 A 0 17000 0 A 2009-02-14 2018-02-14 Common Stock 17000 17000 D Incentive Stock Option (right to buy) 11.9063 2010-12-20 Common Stock 7000 7000 D Incentive Stock Option (right to buy) 12.4063 2009-12-22 Common Stock 1250 1250 D Incentive Stock Option (right to buy) 17.25 2008-12-23 Common Stock 3625 3625 D Incentive Stock Option (right to buy) 20.125 2011-12-19 Common Stock 8092 8092 D Incentive Stock Option (right to buy) 23.47 2012-12-19 Common Stock 4657 4657 D Incentive Stock Option (right to buy) 30.14 2013-12-11 Common Stock 3527 3527 D Non-Qualified Stock Option (right to buy) 20.125 2011-12-19 Common Stock 2008 2008 D Non-Qualified Stock Option (right to buy) 23.47 2012-12-19 Common Stock 5193 5193 D Non-Qualified Stock Option (right to buy) 28.895 2005-12-15 2012-12-14 Common Stock 18000 18000 D Non-Qualified Stock Option (right to buy) 30.14 2013-12-11 Common Stock 4773 4773 D Non-Qualified Stock Option (right to buy) 32.995 2008-02-15 2017-02-15 Common Stock 10000 10000 D Non-Qualified Stock Option (right to buy) 34.18 2005-12-15 2014-12-09 Common Stock 12000 12000 D Options will vest in equal installments of 3,400 shares over a five-year term beginning on 2/14/09 and thereafter on each successive anniversary date (2/14/10 - 2/14/13). Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan, 3,667 shares shall first become exercisable on 6/22/01, 3,667 shares shall first become exercisable on 1/2/02, and 3,666 shares shall first become exercisable on 1/2/03. The Option will expire on 12/20/10 subject to the earlier termination provisions noted above. Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan 1,417 shares pursuant to the Option shall first become exercisable on 6/24/00, 1,417 shares shall first become exercisable on 1/2/01, and the remaining 1,416 shares shall first become exercisable on 1/2/02. the Option will expire on 12/22/09 subject to the earlier termination provisions noted above. Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan. 1,209 shares shall first become exercisable on 6/24/99, 1,209 shares shall first become exercisable on 1/2/00, and 1,207 shares shall first become exercisable on 1/2/01. The Option will expire on 12/22/08 subject to the earlier termination provisions noted above. Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan. 3,367 shares shall first become exercisable on 6/21/02, 3,367 shares shall first become on 1/2/03, and the remaining 3,366 shares shall first become exercisable on 1/2/04 subject to the earlier termination provisions noted above. Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan. 3,284 shares shall first become exercisable on 06/20/03, 3,283 shares shall first become on 1/2/04, and the remaining 3,283 shares shall first become exercisable on 1/2/05 subject to the earlier termination provisions noted above. Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan (1997 Plan). 2,767 shares shall first become exercisable on 06/11/04, 2,767 shares shall first become exercisable on 01/02/05, and the remaining 2,766 shall first become exercisable on 01/02/06. The Option will expire on 12/11/13 subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances. Non-Qualified Stock Options granted under the Independent Bank Corp. 2005 Employee Stock Plan (2005 Plan). The Options granted on 12/15/05 vest immediately and will expire on December 14, 2012, unless earlier terminated in accordance with Stock Option Agreement. The options will vest in equal installments of 2,000 shares over a five-year term beginning on 2/15/2008 and thereafter on each successive anniversary date (2/15/2009 - 2/15/2012). 3,411 Options formerly reported as ISO's under the 12/9/04 grant have converted to NQO's due to an acceleration of vesting for all options granted that date. All Options granted on 12/9/04 have now immediately fully vested a/o 12/15/05. By: Linda M. Campion, Power of Attorney For: Denis K. Sheahan 2008-02-19 -----END PRIVACY-ENHANCED MESSAGE-----