-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JFelVlkVg5ikyaWj02AVdjWHM+BjDpzVDlIcNUfj3hR/pW8NbhjPd0Xovck6aTQa oJ1BvHBYp+yvpuxIRoMe2g== 0001207214-05-000005.txt : 20050505 0001207214-05-000005.hdr.sgml : 20050505 20050505161901 ACCESSION NUMBER: 0001207214-05-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050504 FILED AS OF DATE: 20050505 DATE AS OF CHANGE: 20050505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INDEPENDENT BANK CORP CENTRAL INDEX KEY: 0000776901 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042870273 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 288 UNION STREET CITY: ROCKLAND STATE: MA ZIP: 02370 BUSINESS PHONE: 7818786100 MAIL ADDRESS: STREET 1: 288 UNION STREET CITY: ROCKLAND STATE: MA ZIP: 02370 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLEY FERDINAND T CENTRAL INDEX KEY: 0001207214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09047 FILM NUMBER: 05803892 BUSINESS ADDRESS: BUSINESS PHONE: 7818786100 MAIL ADDRESS: STREET 1: C/O INDEPENDENT BANK CORP STREET 2: 288 UNION STREET CITY: ROCKLAND STATE: MA ZIP: 02370 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-05-04 0 0000776901 INDEPENDENT BANK CORP INDB 0001207214 KELLEY FERDINAND T 288 UNION STREET ROCKLAND MA 02370 0 1 0 0 Executive Vice President Common Stock 2005-05-04 4 S 0 375 27.91 D 8597.774 D Common Stock 2005-05-04 4 S 0 1000 27.95 D 7597.774 D Common Stock 2005-05-04 4 S 0 500 27.96 D 7097.774 D Common Stock 2005-05-04 4 S 0 900 27.97 D 6197.774 D Common Stock 2005-05-04 4 S 0 200 27.98 D 5997.774 D Common Stock 7316 I by Trust Incentive Stock Option (right to buy) 12.4063 2009-12-22 Common Stock 6831 6831 D Incentive Stock Option (right to buy) 17.25 2008-12-22 Common Stock 6057 6057 D Incentive Stock Option (right to buy) 20.125 2011-12-19 Common Stock 6947 6947 D Incentive Stock Option (right to buy) 23.47 2012-12-19 Common Stock 4740 4740 D Incentive Stock Option (right to buy) 30.14 2013-12-11 Common Stock 3412 3412 D Incentive Stock Option (right to buy) 34.18 2005-06-09 2014-12-09 Common Stock 3043 3043 D Non-Qualified Stock Option (right to buy) 23.47 2012-12-19 Common Stock 7160 7160 D Non-Qualified Stock Option (right to buy) 30.14 2013-12-11 Common Stock 6138 6138 D Non-Qualified Stock Option (right to buy) 34.18 2005-06-09 2014-12-09 Common Stock 8957 8957 D Non-Derivative Securities include 120.8328 shares held joint with spouse. Total holdings include 48.2078 shares received pursuant to the Company's Dividend Reinvestment Plan since the last Form 4 filing (3/05). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. Granted under the 1997 Plan, 4,042 shares pursuant to the Option shall first become exercisable on 6/24/00, 4,042 shares shall first become exercisable on l/2/01, and the remaining 4,041 shares shall first become exercisable on l/2/02. The option will expire on 12/22/09 subject to earlier termination provisions noted above. Granted under the 1997 Plan, 3,792 shares pursuant to the Option shall first become exercisable on 6/24/99, 3,792 shares shall first become exercisable on January 2, 2000, and the remaining 3,791 shares shall first become exercisable on January 2, 2001. The option will expire on 12/22/08 subject to the earlier termination provisions noted above. Granted under the 1997 Plan, 4,067 shares shall first become exercisable on 6/21/02, 4,067 shares shall first become exercisable on 1/2/03, and the remaining 4,066 shares shall first become exercisable on 1/2/04 subject to the earlier termination provisions noted above. Granted under the 1997 Plan. 3,967 shares shall first become exercisable on 06/20/03, 3,967 shares shall first become exercisable on 1/2/04, and the remaining 3,966 shares shall first become exercisable on 1/2/05 subject to the earlier termination provisions noted above. Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan (1997 Plan). 3,184 shares shall first become exercisable on 06/11/04, 3,184 shares shall first become exercisable on 01/02/05, and the remaining 3,183 shall first become exercisable on 01/02/06. The Option will expire on 12/11/13 subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances. Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan. 4,000 shares shall first become exercisable on 6/9/2005, 4,000 shares shall first become exercisable on 1/2/2006, and the remaining 4,000 shares shall first become exercisable on 1/2/2007. The Options will expire on 12/9/2014 subject to the earler termination of employment or acceleration of vesting schedule under certain termination of employee circumstances. By: Jennifer M. Kingston, Power of Attorney For: Ferdinand T. Kelley 2005-05-05 -----END PRIVACY-ENHANCED MESSAGE-----