-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G/mJddjQHKl3+v4RiczqBtWY6DZxQMotCCh/XweCEP1ZYP+N4ET4X1fx6Vfw3Voh jQDCZois0/xrW7mArpTMow== 0001209191-06-033920.txt : 20060601 0001209191-06-033920.hdr.sgml : 20060601 20060601163505 ACCESSION NUMBER: 0001209191-06-033920 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060530 FILED AS OF DATE: 20060601 DATE AS OF CHANGE: 20060601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RES CARE INC /KY/ CENTRAL INDEX KEY: 0000776325 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 610875371 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10140 LINN STATION RD CITY: LOUISVILLE STATE: KY ZIP: 40223 BUSINESS PHONE: 5023942100 MAIL ADDRESS: STREET 1: 10140 LINN STATION RD CITY: LOUISVILLE STATE: KY ZIP: 40223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEARY RONALD G CENTRAL INDEX KEY: 0000939563 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20372 FILM NUMBER: 06880439 BUSINESS ADDRESS: STREET 1: 10140 LION STATION RD CITY: LOUISVILLE STATE: KY ZIP: 40223 BUSINESS PHONE: 5023942100 MAIL ADDRESS: STREET 1: 10140 LINN STATION RD CITY: LOUISVILLE STATE: KY ZIP: 40223-3813 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-05-30 0 0000776325 RES CARE INC /KY/ RSCR 0000939563 GEARY RONALD G 10140 LINN STATION ROAD LOUISVILLE KY 40223 1 1 0 0 Chairman, President & CEO Common Stock 2006-05-31 4 M 0 2000 6.75 A 660373 D Common Stock 2006-05-31 4 S 0 100 19.76 D 660273 D Common Stock 2006-05-31 4 S 0 221 19.95 D 660052 D Common Stock 2006-05-31 4 S 0 79 19.90 D 659973 D Common Stock 2006-05-31 4 S 0 100 20.05 D 659873 D Common Stock 2006-05-31 4 S 0 300 20.00 D 659573 D Common Stock 2006-05-31 4 S 0 200 20.03 D 659373 D Common Stock 2006-05-31 4 S 0 100 20.07 D 659273 D Common Stock 2006-05-31 4 S 0 200 20.01 D 659073 D Common Stock 2006-05-31 4 S 0 100 19.68 D 658973 D Common Stock 2006-05-31 4 S 0 100 19.74 D 658873 D Common Stock 2006-05-31 4 S 0 100 19.79 D 658773 D Common Stock 2006-05-31 4 S 0 100 19.78 D 658673 D Common Stock 2006-05-31 4 S 0 100 19.56 D 658573 D Common Stock 2006-05-31 4 S 0 100 19.77 D 658473 D Common Stock 2006-05-31 4 S 0 100 19.85 D 658373 D Common Stock 5170 I in 401k Plan Forward Sales Contract 0.00 2006-05-30 4 J 0 0 19.68 A 2006-05-30 2008-12-01 Common Stock 235850 0 D Employee Stock Option (Right to Buy) 6.75 2006-05-31 4 M 0 2000 0.00 D 2001-02-22 2007-02-22 Common Stock 2000 57686 D The shares are being sold pursuant to a written non-discretionary sales plan that complies with Rule 10b5-1(c) dated December 24, 2005. Mr. Geary transmitted a Form 144 to the Securities and Exchange Commission covering the sale of the shares reported on Table 1. The Company has disclosed Mr. Geary's sales plan on its website and in its Quarterly Report on Form 10Q for the quarter ended March 31, 2006. The shares are held in Mr. Geary's account in ResCare's 401k Plan for its employees and is based on the most recent information available. Mr. Geary has disposition but not voting control over the shares. On May 12, 2006, Ronald G. Geary entered into a 2-year pre-paid forward sale contract ("Contract") with Merrill Lynch. The final terms and conditions of the Contract were set as of May 30, 2006. Mr. Geary agreed to deliver shares of ResCare common stock to Merrill Lynch in equal installments on May 30, August 29, and December 1, 2008 ("payment dates"), up to a total of 235,850 ResCare shares. The percentage of the shares that Mr. Geary will deliver on each payment date will equal $19.68 per share plus the amount (if any) by which the closing price per ResCare share on the payment date exceeds $24.60 per share, divided by the closing price on the payment date. Mr. Geary may elect to settle in cash in lieu of delivering shares. Mr. Geary received a cash pre-payment of approximately $16.01 per ResCare share. /s/ Ronald G. Geary 2006-06-01 -----END PRIVACY-ENHANCED MESSAGE-----