-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G4FjKwQKtLFV2LfXHy033vVpUNQlYYjtm5ZLJQsGBpV5i0Nx4bo0p82PutPsCa43 jIAmzAZpv3/q96wyrW+otQ== 0001209191-06-031081.txt : 20060518 0001209191-06-031081.hdr.sgml : 20060518 20060518155746 ACCESSION NUMBER: 0001209191-06-031081 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060517 FILED AS OF DATE: 20060518 DATE AS OF CHANGE: 20060518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Darwin Professional Underwriters Inc CENTRAL INDEX KEY: 0001355795 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 030510450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 860-284-1300 MAIL ADDRESS: STREET 1: 9 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEGHANY INSURANCE HOLDINGS LLC CENTRAL INDEX KEY: 0001140138 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32883 FILM NUMBER: 06852175 BUSINESS ADDRESS: STREET 1: C/O ALLEGHANY CORP STREET 2: 375 PARK AVENUE SUITE 3201 CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 2127521356 MAIL ADDRESS: STREET 1: C/O ALLEGHANY CORP STREET 2: 375 PARK AVENUE SUITE 3201 CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32883 FILM NUMBER: 06852176 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3201 CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 2127521356 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3201 CITY: NEW YORK STATE: NY ZIP: 10152 FORMER NAME: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 3 1 bny21410_bny1all.xml MAIN DOCUMENT DESCRIPTION X0202 3 2006-05-17 0 0001355795 Darwin Professional Underwriters Inc DR 0000775368 ALLEGHANY CORP /DE 7 TIMES SQUARE TOWER 17TH FLOOR NEW YORK NY 10036 1 0 1 0 0001140138 ALLEGHANY INSURANCE HOLDINGS LLC 7 TIMES SQUARE TOWER 17TH FLOOR NEW YORK NY 10036 1 0 1 0 Series A Preferred Stock 114860 I See Footnote Series C Preferred Stock 2465 I See Footnote Series B Convertible Preferred Stock 219.0867 Common Stock 900000 I See Footnote The reported securities are owned directly by Alleghany Insurance Holdings LLC ("AIHL") and are beneficially owned indirectly by Alleghany Corporation ("Alleghany"), which is the sole stockholder of AIHL. This report if filed jointly by Alleghany and by AIHL, 7 Times Square Tower, New York, New York 10036. Because AIHL owns, and Alleghany beneficially owns, more than 90% of the issued and outstanding voting securities of Darwin Professional Underwriters, Inc. ("DR") and AIHL has elected three Alleghany officers to serve as its representatives on the Board of Directors of DR, each of AIHL and Alleghany may be deemed to be a director by deputization of DR. The shares of Series B Convertible Preferred Stock are convertible at any time, at the option of the holder, into shares of Common Stock. The shares of Series B Convertible Preferred Stock do not have an expiration date. /s/ Weston M. Hicks 2006-05-17 /s/ Weston M. Hicks 2006-05-17 -----END PRIVACY-ENHANCED MESSAGE-----