UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code:
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Sect ion 12(b) of the Act :
| Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered | ||
| Common Stock, $1.00 par value | Y | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
At the 2021 Annual Meeting of Stockholders of Alleghany Corporation (“Alleghany”) held on April 23, 2021: (i) two directors were elected to serve for three-year terms on the Board of Directors of Alleghany, (ii) an advisory, non-binding vote on Alleghany named executive officer compensation was approved, and (iii) the selection of Ernst & Young LLP as Alleghany’s independent registered public accounting firm for the 2021 fiscal year was ratified. Set forth below are the voting results for these proposals:
| For | Against | Abstain | Broker Non- Votes |
|||||||||||||
| (i) Election of Directors |
||||||||||||||||
| (a) Phillip M. Martineau |
11,790,807 | 616,108 | 5,783 | 478,464 | ||||||||||||
| (b) Raymond L.M. Wong |
11,891,642 | 516,414 | 4,642 | 478,464 | ||||||||||||
| (ii) Advisory Vote on Executive Compensation |
12,072,261 | 328,873 | 11,564 | 478,464 | ||||||||||||
| (iii) Ratification of Selection of Independent Registered Public Accounting Firm for Fiscal 2021 |
12,856,703 | 29,880 | 4,579 | N/A | ||||||||||||
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ALLEGHANY CORPORATION | ||||||
| Date: April 26, 2021 | By: | /s/ Kerry J. Jacobs | ||||
| Name: Kerry J. Jacobs | ||||||
| Title: Executive Vice President and Chief Financial Officer | ||||||
3
Document and Entity Information |
Apr. 23, 2021 |
|---|---|
| Cover [Abstract] | |
| Entity Registrant Name | ALLEGHANY CORP /DE |
| Amendment Flag | false |
| Entity Central Index Key | 0000775368 |
| Document Type | 8-K |
| Document Period End Date | Apr. 23, 2021 |
| Entity Incorporation State Country Code | DE |
| Entity File Number | 1-9371 |
| Entity Tax Identification Number | 51-0283071 |
| Entity Address, Address Line One | 1411 Broadway |
| Entity Address, Address Line Two | 34th Floor |
| Entity Address, City or Town | New York |
| Entity Address, State or Province | NY |
| Entity Address, Postal Zip Code | 10018 |
| City Area Code | (212) |
| Local Phone Number | 752-1356 |
| Written Communications | false |
| Soliciting Material | false |
| Pre Commencement Tender Offer | false |
| Pre Commencement Issuer Tender Offer | false |
| Entity Emerging Growth Company | false |