0001181431-12-015834.txt : 20120308 0001181431-12-015834.hdr.sgml : 20120308 20120308203216 ACCESSION NUMBER: 0001181431-12-015834 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120306 FILED AS OF DATE: 20120308 DATE AS OF CHANGE: 20120308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chippendale Ian H CENTRAL INDEX KEY: 0001401851 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09371 FILM NUMBER: 12678756 MAIL ADDRESS: STREET 1: TRANSATLANTIC HOLDINGS, INC. STREET 2: 80 PINE ST CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 271354706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 TIMES SQUARE TOWER STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-752-1356 MAIL ADDRESS: STREET 1: 7 TIMES SQUARE TOWER STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 4 1 rrd337755.xml FORM 4 X0304 4 2012-03-06 0 0000775368 ALLEGHANY CORP /DE Y 0001401851 Chippendale Ian H C/O ALLEGHANY CORPORATION 7 TIMES SQUARE TOWER, 17TH FLOOR NEW YORK NY 10036 1 0 0 0 Phantom Units 2012-03-06 4 A 0 1707 A Common Stock 1707 1707 D The Phantom Units were awarded in exchange for the restricted stock units (RSUs) of Transatlantic Holdings, Inc. ("Transatlantic") held by the reporting person immediately prior to the effective time of the merger of Transatlantic with and into a wholly owned subsidiary of the Issuer. For purposes of determining the number of Phantom Units to be awarded in connection with the conversion, the price per Transatlantic RSU was assumed to be $61.142 per share and the price per Phantom Unit of the Issuer was assumed to be $322.50 (with the number of Phantom Units rounded up to the nearest whole unit). The Phantom Units are fully vested and settle in cash upon the reporting person's departure from the board of directors of the Issuer. Upon settlement, each Phantom Unit will be settled in cash payable to the reporting person in an amount determined based on the Issuer's per share closing price on the date of the reporting person's departure from the board of directors of the Issuer. /s/ Christopher K. Dalrymple, as attorney in fact 2012-03-08