0001181431-12-015834.txt : 20120308
0001181431-12-015834.hdr.sgml : 20120308
20120308203216
ACCESSION NUMBER: 0001181431-12-015834
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120306
FILED AS OF DATE: 20120308
DATE AS OF CHANGE: 20120308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chippendale Ian H
CENTRAL INDEX KEY: 0001401851
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09371
FILM NUMBER: 12678756
MAIL ADDRESS:
STREET 1: TRANSATLANTIC HOLDINGS, INC.
STREET 2: 80 PINE ST
CITY: NEW YORK
STATE: NY
ZIP: 10005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLEGHANY CORP /DE
CENTRAL INDEX KEY: 0000775368
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 271354706
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7 TIMES SQUARE TOWER
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-752-1356
MAIL ADDRESS:
STREET 1: 7 TIMES SQUARE TOWER
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP
DATE OF NAME CHANGE: 19870115
4
1
rrd337755.xml
FORM 4
X0304
4
2012-03-06
0
0000775368
ALLEGHANY CORP /DE
Y
0001401851
Chippendale Ian H
C/O ALLEGHANY CORPORATION
7 TIMES SQUARE TOWER, 17TH FLOOR
NEW YORK
NY
10036
1
0
0
0
Phantom Units
2012-03-06
4
A
0
1707
A
Common Stock
1707
1707
D
The Phantom Units were awarded in exchange for the restricted stock units (RSUs) of Transatlantic Holdings, Inc. ("Transatlantic") held by the reporting person immediately prior to the effective time of the merger of Transatlantic with and into a wholly owned subsidiary of the Issuer. For purposes of determining the number of Phantom Units to be awarded in connection with the conversion, the price per Transatlantic RSU was assumed to be $61.142 per share and the price per Phantom Unit of the Issuer was assumed to be $322.50 (with the number of Phantom Units rounded up to the nearest whole unit).
The Phantom Units are fully vested and settle in cash upon the reporting person's departure from the board of directors of the Issuer.
Upon settlement, each Phantom Unit will be settled in cash payable to the reporting person in an amount determined based on the Issuer's per share closing price on the date of the reporting person's departure from the board of directors of the Issuer.
/s/ Christopher K. Dalrymple, as attorney in fact
2012-03-08