-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, COaQQBSvspjDUJM7PDG3Oyi6wmUTVamnhQ3fj0sjJfshMvmsIV6pMVp3smHfHUGZ c5bHeJsRKTs0hnmMLesjwA== 0000950123-01-000984.txt : 20010209 0000950123-01-000984.hdr.sgml : 20010209 ACCESSION NUMBER: 0000950123-01-000984 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: TITLE INSURANCE [6361] IRS NUMBER: 510283071 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-01590 FILM NUMBER: 1528171 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3201 CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 2127521356 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3201 CITY: NEW YORK STATE: NY ZIP: 10152 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 13F-HR 1 y45217ce13f-hr.txt ALLEGHANY CORPORATION 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alleghany Corporation Address: 375 Park Avenue New York, NY 10152 Form 13F File Number: 28-1590 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter R. Sismondo Title: Vice President, Controller, Treasurer and Assistant Secretary Phone: 212-752-1356 Signature, Place, and Date of Signing: /s/Peter R. Sismondo New York, NY February 2, 2000 ---------------------------------------------------------------------- [Signature] [City, State] [Date] 2 The Chicago Trust Company ("TCTC") is a wholly owned subsidiary of Alleghany Asset Management, Inc. ("AAM"), and AAM, until February 1, 2001, was a wholly owned subsidiary of Alleghany Corporation ("Alleghany"). On February 1, 2001, AAM became a wholly owned subsidiary of ABN AMRO North America Holding Company. TCTC and AAM (each an "operating subsidiary") are or may be "institutional investment managers" for purposes of the reporting requirements under Section 13(f) of the Securities Exchange Act of 1934 (the "Act") and the rules promulgated thereunder. Alleghany itself does not in fact exercise, and therefore disclaims, investment discretion with respect to any Section 13(f) securities positions over which its operating subsidiaries in fact exercise investment discretion. AAM itself does not in fact exercise, and therefore disclaims, investment discretion with respect to any Section 13(f) securities positions over which TCTC in fact exercises investment discretion. To the extent, however, that the ownership interest of Alleghany or AAM in their operating subsidiaries may nevertheless give rise to a Form 13F filing obligation, the information required by Form 13F is reported herein by Alleghany on behalf of itself and each operating subsidiary. The securities positions of Montag & Caldwell, Inc. ("M&C"), a wholly owned subsidiary of TCTC which is an institutional investment manager subject to Section 13(f) of the Act, are not reported herein. The securities positions managed by M&C are reported in a Form 13F filed by M&C. TCTC owns a 40% interest in Veredus Asset Management LLC ("Veredus"), an institutional investment manager subject to Section 13(f) of the Act. The securities positions managed by Veredus are not reported herein, but are reported in a Form 13F filed by Veredus. Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ X ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name Montag & Caldwell, Inc. Veredus Asset Management LLC 3 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 564 Form 13F Information Table Value Total: $4,999,223 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1 28-7262 Alleghany Asset Management, Inc. 2 28-7258 The Chicago Trust Company 4 SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION PREPARED FOR THE CHICAGO TRUST COMPANY AS OF 12/31/2000
- ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT VOTING NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE (X 1000) (A) (B) (C) (A) (B) (C) AFLAC INC 001055102 31,055 430,201 SH X 02 X AES CORP 00130H105 37,420 675,757 SH X 02 X AIM EQUITY FDS CONSTELLATION FD CL A 001413202 7,536 260,492 SH X 02 X AIM HIGH YIELD FUND CL A 00142C706 73 13,456 SH X 02 X AMLI RESIDENTIAL PROPERTIES TRUST 001735109 7,040 285,196 SH X 02 X AMLI RESIDENTIAL PROPERTIES, L.P. 001735893 265 10,735 SH X 02 X A T & T CORPORATION 001957109 1,325 76,828 SH X 02 X AT&T CORP LIBERTY MEDIA CL A 001957208 279 20,576 SH X 02 X ABBOTT LABORATORIES 002824100 19,523 403,038 SH X 02 X ACNIELSON CORP. 004833109 1,269 35,000 SH X 02 X ADAMS EXPRESS CO 006212104 206 9,824 SH X 02 X AGILENT TECHNOLOGIES INC 00846U101 737 13,456 SH X 02 X AIM FDS GROUP VALUE FD CL A 008879306 587 46,898 SH X 02 X ALBANY MOLECULAR RESEARCH 012423109 3,698 60,000 SH X 02 X ALCATEL SPONSORED ADR 013904305 878 15,700 SH X 02 X ALLEGHANY CORP DEL 017175100 2,093 10,189 SH X 02 X ARCH COAL 039380100 13,656 966,800 SH X 01 X CHICAGO TRUST SMALLCAP VALUE FD #136 017216201 14,466 1,257,872 SH X 02 X ALLEGHANY VEREDUS AGGRESSIVE GROWTH 017216300 49,098 2,220,600 SH X 02 X ALLEGHANY FDS MNTG&CALD BAL I #230 017216409 11,562 629,737 SH X 02 X ALLEGHANY FDS EMERGING MKTS I #251 017216508 297 32,616 SH X 02 X ALLEGHANY/BLAIRLOGIE EMERGING MKTS N 017216607 1,243 136,406 SH X 02 X ALLEGHANY FDS INTL DEV FD I #250 017216706 731 100,544 SH X 02 X ALLEGHANY/BLAIRLOGIE INTL DEV CL N 017216805 3,017 417,264 SH X 02 X ALLEGHANY/TAMRO SMALL CAP FUND 017216821 1,831 201,383 SH X 01 X ALLEGHANY/TAMRO LARGE CAP FUND 017216839 1,064 97,438 SH X 01 X ALLEGHANY/VEREDUS SCHTECH FUND 017216854 2,091 195,772 SH X 01 X CHICAGO TRUST GROWTH & INCOME CL I 017216870 47,160 1,821,530 SH X 02 X ALLETE 018522102 656 26,468 SH X 02 X ALLIANCE GROWTH & INCOME FD CL A 018597104 877 230,812 SH X 02 X ALLIANCE PREMIER GROWTH CL B 01877C200 259 10,384 SH X 02 X ALLIANT TECHSYSTEMS INC. 018804104 601 9,000 SH X 02 X ALLOU HEALTH & BEAUTY INC CL A 019782101 107 33,500 SH X 02 X ALLSTATE CORP 020002101 2,296 52,706 SH X 02 X ALLTEL CORP 020039103 227 3,628 SH X 02 X AL PHARMA, INC. 020813101 430 9,800 SH X 02 X AMEREN CORP 023608102 778 16,805 SH X 02 X AMERICA ONLINE INC 02364J104 923 26,540 SH X 02 X AMERICAN BALANCED FD INC 024071102 2,834 183,216 SH X 02 X AMERICAN CENTY INTL GROWTH INV FUND 025086109 122 11,158 SH X 02 X AMERICAN ELECTRIC POWER CO INC 025537101 417 8,959 SH X 02 X AMERICAN EAGLE OUTFITTERS COM 02553E106 1,690 40,000 SH X 02 X AMERICAN EXPRESS CO 025816109 1,966 35,781 SH X 02 X AMERICAN GENERAL CORP 026351106 1,164 14,281 SH X 02 X AMERICAN HOME PRODUCTS CORP 026609107 8,522 134,091 SH X 02 X AMERICAN INTERNATIONAL GROUP INC 026874107 67,005 679,822 SH X 02 X AMERICAN POWER CONVERSION 029066107 2,107 170,300 SH X 02 X AMERICAN WATER WORKS INC 030411102 275 9,375 SH X 02 X AMETEK INC. NEW 031100100 957 36,900 SH X 02 X
1 5 SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION PREPARED FOR THE CHICAGO TRUST COMPANY AS OF 12/31/2000
- ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT VOTING NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE (X 1000) (A) (B) (C) (A) (B) (C) AMGEN INC 031162100 2,489 38,925 SH X 02 X ANADARKO PETROLEUM CORP 032511107 443 6,236 SH X 02 X ANALOG DEVICES INC 032654105 211 4,120 SH X 02 X ANDREW CORP COM 034425108 784 36,000 SH X 02 X ANHEUSER BUSCH COS INC 035229103 492 10,824 SH X 02 X AON CORP 037389103 2,049 59,834 SH X 02 X APOLLO GROUP INC CL A 037604105 1,722 35,000 SH X 02 X APOGENT TECHNOLOGIES INC 03760A101 2,331 113,724 SH X 02 X APPLE COMPUTER, INC. 037833100 653 44,000 SH X 02 X APPLEBEE'S INTERNATIONAL, INC. 037899101 846 26,900 SH X 02 X APPLERA CORP-APPLIED BIOSYS 038020103 616 6,550 SH X 02 X APTARGROUP INC 038336103 219 7,468 SH X 02 X ARCH CHEMICALS INC 03937R102 183 10,320 SH X 02 X ARIEL FD 040337206 513 15,776 SH X 02 X ARIEL PREMIER BD A #523 040337404 292 28,872 SH X 02 X ARKANSAS BEST CORP. 040790107 449 24,500 SH X 02 X ARBOR HOLDINGS INC. 042260109 858 49,200 SH X 02 X AUTOMATIC DATA PROCESSING INC 053015103 329 5,200 SH X 02 X AWARE INC MASS 05453N100 312 17,600 SH X 02 X BP AMOCO SPON ADR 055622104 14,400 300,790 SH X 02 X DEUTSCHE EQUITY 500 INDEX FD INVT 055847107 2,281 15,161 SH X 02 X DEUTSCHE INTERNATIONAL EQUITY FD 055922868 635 25,082 SH X 02 X BALDWIN & LYONS CL B 057755209 619 26,603 SH X 02 X BALL CORP. 058498106 995 21,600 SH X 02 X BANK OF AMERICA CORP 060505104 403 8,803 SH X 02 X BANK NEW YORK INC 064057102 268 4,856 SH X 02 X BANK ONE CORP 06423A103 2,028 55,387 SH X 02 X BARD,INC. C.R. 067383109 186 4,000 SH X 02 X BARON ASSET BEN INT FD #585 068278100 4,245 78,038 SH X 02 X BAXTER INTERNATIONAL INC 071813109 1,386 15,698 SH X 02 X BELLSOUTH CORP 079860102 3,966 96,896 SH X 02 X BELO A H CORP DEL COM SER A 080555105 880 55,000 SH X 02 X BERGER OMNI INVT FD TR 083902106 262 10,319 SH X 02 X BERGER OMNI SM CAP VALUE INS #403 083902205 5,971 234,435 SH X 02 X BERKSHIRE HATHAWAY INC DEL 084670108 284 4 SH X 02 X BERKSHIRE HATHAWAY INC DEL CL B 084670207 732 311 SH X 02 X BIOGEN INC 090597105 1,500 24,968 SH X 02 X BLACKROCK SMALL CAP GROWTH CL I #93 091928101 5,596 277,731 SH X 02 X WILLIAM BLAIR LEVERAGED CAPITAL 0929939A4 226 1,000,000 SH X 02 X BOEING CO 097023105 437 6,628 SH X 02 X BOND FUND OF AMERICA INC 097873103 4,718 368,881 SH X 02 X OPPENHEIMER CONV BOND SEC A #345 097877104 1,354 97,742 SH X 02 X BORDERS GROUP INC COM 099709107 678 58,000 SH X 02 X BOSTON SCIENTIFIC CORP. 101137107 698 51,000 SH X 02 X BRANDYWINE FUND INC 10532D107 9,575 325,780 SH X 02 X BRINSON FDS MULTI ASSET PORTFOLIO 10970C900 2,299 2,429 SH X 02 X BRISTOL MYERS SQUIBB CO 110122108 6,177 83,547 SH X 02 X BRUNSWICK CORP. 117043109 419 25,500 SH X 02 X BURLINGTON NORTHERN SANTA FE CORP 12189T104 508,188 17,949,242 SH X 01 X BURLINGTON NORTHERN SANTA FE CORP 12189T104 384 13,577 SH X 02 X
2 6 SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION PREPARED FOR THE CHICAGO TRUST COMPANY AS OF 12/31/2000
- ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT VOTING NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE (X 1000) (A) (B) (C) (A) (B) (C) CBL & ASSOC PPTYS INC COM 124830100 856 33,800 SH X 02 X CIGNA CORP 125509109 318 2,400 SH X 02 X CLECO CORP 12561W105 395 7,224 SH X 02 X CNF INC 12612W104 2,529 74,800 SH X 02 X CHICAGO TRUST GROWTH & INCOME CL N 126413103 353,293 13,661,740 SH X 02 X CHICAGO TRUST MUNICIPAL BOND FUND 126413301 14,648 1,448,803 SH X 02 X MONTAG & CALDWELL GROWTH FUND #134 126413509 258,410 9,285,297 SH X 02 X MONTAG & CALDWELL BALANCED FUND #130 126413608 92,585 5,042,743 SH X 02 X CHICAGO TRUST TALON FUND #132 126413707 2,341 145,941 SH X 02 X CHICAGO TRUST BALANCED FUND #131 126413806 263,867 20,744,273 SH X 02 X MONTAG & CALDWELL GROWTH FD INSTL 126413889 121,634 4,304,120 SH X 02 X CTS CORP. 126501105 583 16,000 SH X 02 X CVS CORP 126650100 271 4,510 SH X 02 X CALLON PETE CO 13123X102 437 26,200 SH X 02 X CALPINE CORPORATION 131347106 2,726 60,500 SH X 02 X CALVERT TAX-FREE RESERVES 131620205 134 12,560 SH X 02 X CANADIAN NATIONAL RAILWAY CO 136375102 1,271 42,800 SH X 02 X CARDINAL HEALTH INC 14149Y108 64,663 649,055 SH X 02 X CARNIVAL CORP 143658102 825 26,775 SH X 02 X CARTER WALLACE INC COM 146285101 935 28,000 SH X 02 X CASTLE (A M) & CO 148411101 731 73,110 SH X 02 X CATERPILLAR INC 149123101 557 11,766 SH X 02 X CENDANT CORP 151313103 190 19,684 SH X 02 X CHARTER ONE FINL INC COM 160903100 963 33,325 SH X 02 X CHASE MANHATTAN CORP NEW 16161A108 1,173 25,823 SH X 02 X CHESAPEAKE ENERGY 165167107 1,024 101,100 SH X 02 X CHEVRON CORP 166751107 1,651 19,555 SH X 02 X CHURCH & DWIGHT, INC. 171340102 812 36,500 SH X 02 X CIENA CORP 171779101 219 2,700 SH X 02 X CISCO SYSTEMS INC 17275R102 53,974 1,411,079 SH X 02 X CINTAS CORP 172908105 45,489 855,003 SH X 02 X CITIGROUP INC 172967101 29,337 574,530 SH X 02 X CITIZENS COMMUNICATIONS CO 17453B101 276 21,075 SH X 02 X COASTAL CARIBBEAN OILS & MINERALS 190432203 12 11,571 SH X 02 X COCA COLA CO 191216100 6,750 110,765 SH X 02 X COGNIZANT TECH SOLUTIONS CORP CL A 192446102 2,430 66,900 SH X 02 X COHEN & STEERS REALTY SHS INC #151 192476109 1,555 35,135 SH X 02 X COLGATE PALMOLIVE CO 194162103 2,191 33,942 SH X 02 X COMDISCO INC 200336105 1,757 153,674 SH X 02 X COMPAQ COMPUTER CORP 204493100 154 10,200 SH X 02 X COMPUTER ASSOCIATE INTL INC 204912109 247 12,672 SH X 02 X COMPUTER SCIENCES CORP 205363104 26,873 446,958 SH X 02 X CONCORD EFS INC 206197105 5,642 128,417 SH X 02 X CONNING MORTGAGE INVESTMENT TRUST 208216903 18 18,364 SH X 02 X BATTLE MOUNTAIN GOLD CO EURO 2084541 218 275,000 SH X 02 X CONSOLIDATED EDISON INC 209115104 1,277 33,159 SH X 02 X CONVERGYS CORP 212485106 312 6,900 SH X 02 X COOPER INDS INC 216669101 211 4,590 SH X 02 X COPPER MOUNTAIN NETWORKS INC 217510106 103 17,500 SH X 02 X COSTCO WHOLESALE CORP 22160K105 883 22,100 SH X 02 X
3 7 SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION PREPARED FOR THE CHICAGO TRUST COMPANY AS OF 12/31/2000
- ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT VOTING NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE (X 1000) (A) (B) (C) (A) (B) (C) COURT MIICRO INVESTORS LLC 222740904 50 50,000 SH X 02 X COUSINS PPTYS INC COM 222795106 853 30,550 SH X 02 X DAVIS N Y VENTURE FD INC 239080104 46,511 1,618,322 SH X 02 X DEAN FOODS CO 242361103 2,578 84,011 SH X 02 X DELAWARE TREND FUND 245905203 386 17,913 SH X 02 X DELL COMPUTER CORP 247025109 20,413 1,169,265 SH X 02 X DELUXE CORP 248019101 232 9,150 SH X 02 X DIEBOLD,INC. 253651103 868 26,000 SH X 02 X DISNEY WALT CO 254687106 2,946 101,787 SH X 02 X DODGE & COX BALANCED FUND #146 256201104 41,188 649,451 SH X 02 X DOW CHEMICAL CO 260543103 938 25,604 SH X 02 X DREYFUS GROWTH & VALUE 26200C882 734 19,135 SH X 02 X DU PONT E I DE NEMOURS & CO 263534109 1,506 31,183 SH X 02 X DUKE ENERGY CORP 264399106 377 4,422 SH X 02 X EMC CORPORATION 268648102 72,177 1,085,360 SH X 02 X EARTHGRAINS CO. 270319106 653 35,300 SH X 02 X EASTMAN KODAK CO 277461109 253 6,428 SH X 02 X ECOLAB INC 278865100 39,390 912,050 SH X 02 X EDWARDS LIFESCIENCES CORP. 28176E108 905 51,000 SH X 02 X EL PASO ELECTRIC CO. 283677854 771 58,400 SH X 02 X ELAN PLC ADR 284131208 3,588 76,640 SH X 02 X ELECTOGLAS INC. 285324109 1,135 73,800 SH X 02 X ELECTRONIC ARTS INC 285512109 371 8,700 SH X 02 X ELECTRONIC DATA SYS CORP NEW 285661104 41,170 712,904 SH X 02 X EMERSON ELECTRIC CO 291011104 1,614 20,475 SH X 02 X ENRON CORP 293561106 1,204 14,489 SH X 02 X ENTERPRISE SMALL CO PFT A #237 293720850 6,258 798,205 SH X 02 X ETHIKA CORP 297652109 1 40,000 SH X 02 X EUROPACIFIC GROWTH FUND SHARES OF 298706102 60,283 1,922,921 SH X 02 X EVERGREEN MUN TR TAX FREE FD A 300258746 96 13,485 SH X 02 X EXELON CORPORATION COM 30161N101 852 12,126 SH X 02 X EXPEDITORS INTL WASH INC 302130109 5,557 103,500 SH X 02 X EXXON MOBIL CORP 30231G102 22,493 258,725 SH X 02 X FPL GROUP INC 302571104 291 4,058 SH X 02 X FEDERAL HOME LOAN MORTGAGE CORP 313400301 53,618 778,483 SH X 02 X FEDERAL NATIONAL MORTGAGE ASSN 313586109 14,205 163,750 SH X 02 X FEDERAL SIGNAL CORP 313855108 4,330 220,618 SH X 02 X FIDELITY ADV EQUITY GROWTH T #286 315805200 5,423 91,030 SH X 02 X FIDELITY ADVISOR SER GROWTH OPPORT 315807206 10,618 310,908 SH X 02 X FIDELITY ADV HIGH YIELD CL T #165 315807305 1,530 165,064 SH X 02 X FIDELITY ADV HIGH YIELD INSTL #644 315807875 245 27,075 SH X 02 X FIDELITY UTILITY FUNDS #311 316128107 245 15,256 SH X 02 X FIDELITY MID-CAP STOCK FUND #337 316128404 399 15,293 SH X 02 X FIDELITY EQUITY INCOME FUND #23 316138106 1,093 20,462 SH X 02 X FIDELITY CONTRAFUND II #339 31617F205 287 24,998 SH X 02 X FIDELITY MAGELLAN FUND #21 316184100 1,790 15,001 SH X 02 X FIDELITY NATL CORP GA COM 316320100 588 118,300 SH X 02 X FIDELITY NATIONAL FINL INC 316326107 322 8,704 SH X 02 X FIDELITY BLUE CHIP GROWTH FUND #312 316389303 288 5,587 SH X 02 X FIFTH THIRD BANCORP 316773100 2,599 43,504 SH X 02 X
4 8 SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION PREPARED FOR THE CHICAGO TRUST COMPANY AS OF 12/31/2000
- ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT VOTING NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE (X 1000) (A) (B) (C) (A) (B) (C) FIRST DATA CORP 319963104 307 5,830 SH X 02 X FIRST FINL HLDGS INC COM 320239106 1,413 71,900 SH X 02 X FIRST NATL BANCORP INC ILL 320920101 485 7,344 SH X 02 X FIRST HEALTH GROUP CORP. 320960107 996 21,400 SH X 02 X FIRST UNION CORP 337358105 216 7,772 SH X 02 X FIRSTAR CORPORATION 33763V109 20,351 875,301 SH X 02 X FLAG INVS EQTY PRTNRS FD INC 33832P109 1,930 85,380 SH X 02 X FLAG INVS VALUE BLDR FD INC 33832R105 3,760 170,233 SH X 02 X FLEET BOSTON FINANCIAL CORP 339030108 253 6,732 SH X 02 X FORD MTR CO DEL PAR $0.01 345370860 558 23,827 SH X 02 X FORTUNE BRANDS INC 349631101 631 21,032 SH X 02 X 93.0269% INT FRALICK FAMILY LLC 351684915 482 1 SH X 02 X FRANKLIN BALANCE SHEET INVT I 352423107 7,702 215,926 SH X 02 X FRANKLIN CALIF GROWTH FD CL I 35251D103 6,053 146,323 SH X 02 X FRANKLIN INCOME FUND 353496300 62 26,284 SH X 02 X FRANKLIN FEDERAL TAX FREE INCOME FD 353519101 227 19,198 SH X 02 X FRANKLIN REAL ESTATE SECS TR 354602104 269 16,868 SH X 02 X FRANKLIN SMALL CAP GRWTH 354713109 43,100 1,095,843 SH X 02 X FRIENDS IVORY SIME SOCIAL AWARENESS 35851R205 621 72,704 SH X 02 X FRIENDS IVORY SIME EURO SOCIAL 35851R403 184 20,718 SH X 02 X FUNDAMENTAL INVESTORS 360802102 465 14,937 SH X 02 X GBC BANCORP CA 361475106 1,193 31,100 SH X 02 X GABELLI WESTWOOD SMALL CAP EQUITY 361979883 302 22,396 SH X 02 X GADZOOKS 362553109 714 48,400 SH X 02 X GALLAHER GROUP PLC SPONSORED ADR 363595109 266 10,782 SH X 02 X GAM INTERNATIONAL FUND 364590109 3,617 180,693 SH X 02 X GANNETT INC 364730101 589 9,350 SH X 02 X GENERAL DYNAMICS CORP 369550108 1,267 16,244 SH X 02 X GENERAL ELECTRIC CO 369604103 85,242 1,778,167 SH X 02 X GENERAL MILLS INC 370334104 202 4,542 SH X 02 X GENERAL MOTORS CORP 370442105 591 11,603 SH X 02 X GILLETTE CO 375766102 3,590 99,366 SH X 02 X GLATFELTER P.H. CO. 377316104 936 75,200 SH X 02 X SCUDDER GLOBAL INTERNATIONAL FD #07 378947204 640 23,960 SH X 02 X GOVERNMENT SECS INCOME FD FOR FIRST 383743333 1 22,695 SH X 02 X GOVERNMENT SECURITIES INCOME FUND 383743499 1 38,883 SH X 02 X GRAINGER W W INC 384802104 653 17,900 SH X 02 X GROWTH FD AMER INC 399874106 7,775 287,127 SH X 02 X GUIDANT CORP 401698105 768 14,236 SH X 02 X HARBOR CAPITAL APPRECIATION FUND #12 411511504 9,885 277,830 SH X 02 X HARLEY DAVIDSON INC 412822108 50,662 1,274,541 SH X 02 X HARRIS ASSOC INVT TR OAKMARK FUND 413838103 713 23,789 SH X 02 X OAKMARK INTERNATIONAL FUND HARRIS 413838202 280 18,153 SH X 02 X HARRIS CORP. 413875105 766 25,000 SH X 02 X HEALTH MANAGEMENT ASSOCIATES INC 421933102 4,175 201,195 SH X 02 X HEARTLAND VALUE FUND 422359109 203 6,152 SH X 02 X HEWLETT PACKARD CO 428236103 2,084 66,034 SH X 02 X HIBERNIA CORP. CLASS A 428656102 1,318 103,400 SH X 02 X HOME DEPOT INC 437076102 26,927 589,363 SH X 02 X HONEYWELL INTERNATIONAL INC 438516106 745 15,750 SH X 02 X
5 9 SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION PREPARED FOR THE CHICAGO TRUST COMPANY AS OF 12/31/2000
- ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT VOTING NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE (X 1000) (A) (B) (C) (A) (B) (C) HORACE MANN ED 440327104 1,030 48,200 SH X 02 X HOUGHTON MIFFLIN CO COM 441560109 2,101 45,300 SH X 02 X HOUSEHOLD INTERNATIONAL INC 441815107 3,203 58,237 SH X 02 X HUBBELL INC CL A 443510102 352 13,552 SH X 02 X HUBBELL INC CL B 443510201 254 9,588 SH X 02 X HUGHES SUPPLY INC 444482103 676 37,700 SH X 02 X HUNTINGTON BANCSHARES INC 446150104 237 14,645 SH X 02 X IMS HEALTH INC COM 449934108 837 31,000 SH X 02 X ILLINOIS TOOL WORKS INC 452308109 42,556 714,483 SH X 02 X IMPATH INC 45255G101 5,746 86,400 SH X 02 X INCOME FD AMER INC 453320103 949 59,558 SH X 02 X INFORMATICA CORP 45666Q102 1,385 35,000 SH X 02 X INFORMIX CORP 456779107 61 20,500 SH X 02 X INGRAM MICRO INC CL A 457153104 315 28,000 SH X 02 X INTEL CORP 458140100 29,871 993,624 SH X 02 X INTERMEDIATE BD FD AMER 458809100 1,867 139,243 SH X 02 X INTERNATIONAL BUSINESS MACHINES 459200101 4,445 52,288 SH X 02 X INTERPUBLIC GROUP OF COMPANIES INC 460690100 1,179 27,700 SH X 02 X INVESCO DYNAMICS FUND 46127G204 1,893 79,657 SH X 02 X INVESCO INCOME FDS INC SELECT 46128R100 1,408 237,478 SH X 02 X INVESTMENT CO OF AMERICA 461308108 13,695 440,922 SH X 02 X IPALCO ENTERPRISES INC 462613100 217 8,960 SH X 02 X IRWIN FINANCIAL CORP 464119106 815 38,480 SH X 02 X JDS UNIPHASE CORP 46612J101 444 10,650 SH X 02 X J P M INDUSTRIES INC CL A FORMERLY 46624D100 30 1,000,000 SH X 02 X JABIL CIRCUIT INC 466313103 944 37,200 SH X 02 X JANUS INVT FD G&I #40 471023200 3,194 90,359 SH X 02 X JANUS INVT FD WORLDWIDE FD #41 471023309 8,163 143,574 SH X 02 X JANUS OLYMPUS FUND #56 471023754 1,061 25,775 SH X 02 X JANUS ENTERPRISE FUND #50 471023804 1,298 24,369 SH X 02 X JANUS INVT OVERSEAS FD #54 471023846 1,559 58,745 SH X 02 X JANUS INVT FD MERCURY FD #48 471023853 1,284 43,267 SH X 02 X JANUS BALANCED FUND #51 471023879 321 15,118 SH X 02 X JANUS ADVISOR AGGRESSIVE GROWTH #502 47102R306 1,703 48,452 SH X 02 X JANUS ADVISOR WORLDWIDE FUND #503 47102R876 821 22,082 SH X 02 X JANUS ADVISOR INTERNATIONAL #507 47102R884 773 24,222 SH X 02 X JOHNSON & JOHNSON 478160104 6,008 57,192 SH X 02 X JOHNSON CONTROLS INC 478366107 27,412 527,158 SH X 02 X KEITHLEY INSTRUMENTS INC 487584104 1,356 31,500 SH X 02 X KELLOGG CO 487836108 238 9,046 SH X 02 X KEMPER INSD CORPORATE TR UNIT SER 8 487903262 174 174,242 SH X 02 X KEMPER DREMAN FUND INC 48840B504 2,590 70,116 SH X 02 X KEMPER-DREMAN SMALL CAP VALU A FD 48840B876 278 15,304 SH X 02 X KEMPER MUNICIPAL BOND FUND CL A 488419201 148 14,931 SH X 02 X KEMPER US GOVERNMENT SECURITIES 488438102 246 28,918 SH X 02 X KENT ELECTRONICS CORP. 490553104 777 47,100 SH X 02 X KERR MCGEE CORP SUB DEB CONV 492386AL1 565 578,000 SH X 02 X KIMBERLY CLARK CORP 494368103 2,028 28,688 SH X 02 X KOHLS CORP 500255104 44,217 724,856 SH X 02 X LEGATO SYS INC COM 524651106 710 95,000 SH X 02 X
6 10 SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION PREPARED FOR THE CHICAGO TRUST COMPANY AS OF 12/31/2000
- ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT VOTING NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE (X 1000) (A) (B) (C) (A) (B) (C) LEGG MASON VALUE TR INC 524659109 315 5,678 SH X 02 X LIBERTY ACORN FUND CL Z 53015P403 2,440 141,830 SH X 02 X LIBERTY ACORN INTERNATIONAL FD CL Z 53015P817 1,334 55,901 SH X 02 X LILLY ELI & CO 532457108 1,991 21,392 SH X 02 X LINCOLN NATIONAL CORP INDIANA 534187109 5,143 108,702 SH X 02 X LITTELFUSE INC 537008104 1,517 53,000 SH X 02 X LONGLEAF PARTNERS FUND SH BEN INT 543069108 2,178 95,926 SH X 02 X LORD ABBETT DEVELOPING GROWTH 544006109 1,572 96,234 SH X 02 X LORD ABBETT DEVELOPING GRWTH CL Y 544006505 3,347 202,875 SH X 02 X LUCENT TECHNOLOGIES INC 549463107 1,251 92,683 SH X 02 X MAF BANCORP INC. 55261R108 1,021 35,900 SH X 02 X MBNA CORP 55262L100 45,759 1,238,815 SH X 02 X MFS EMERGING GROWTH FUND CL A #7 552985103 13,561 302,825 SH X 02 X MFS SER TR VII CAP OPPTYS CL A #23 552988305 15,592 871,540 SH X 02 X MAGNA INTL INC CL A 559222401 839 20,000 SH X 02 X MANAGED MUN FD INC ISI MNGD SHS 561661109 218 20,300 SH X 02 X MANUFACTURED HOME CMNTYS INC 564682102 573 19,749 SH X 02 X MANULIFE MONEY MARKET FD 56501A921 340 20,003 SH X 02 X MANULIFE BALANCED FD 56501A947 443 26,974 SH X 02 X MANULIFE GROWTH FD 56501A954 496 30,698 SH X 02 X MANULIFE FINL CORP 56501R106 2,116 67,456 SH X 02 X MARSH & MCLENNAN COS INC 571748102 33,916 289,879 SH X 02 X MARRIOTT INTL INC NEW CL A 571903202 951 22,500 SH X 02 X MASSACHUSETTS INVESTORS GROWTH #13 575719109 4,414 257,478 SH X 02 X MASSACHUSETTS INVESTORS TRUST #12 575736103 11,751 586,990 SH X 02 X MATTEL,INC. 577081102 1,184 82,000 SH X 02 X MCDONALDS CORP 580135101 3,358 98,755 SH X 02 X MCKESSON CORP. 58155Q103 1,023 28,500 SH X 02 X MEDICAL CARE INTL INC SUB DEB CONV 584505AC5 1,884 1,950,000 SH X 02 X MEDTRONIC INC 585055106 4,766 78,940 SH X 02 X MEMORIAL CORPORATE BOND FUND 586015604 8,886 923,657 SH X 02 X MENTOR GRAPHICS CORP COM 587200106 822 30,000 SH X 02 X MERCK & CO INC 589331107 39,059 417,186 SH X 02 X MERRILL LYNCH & CO INC 590188108 1,789 26,232 SH X 02 X MERRILL LYNCH INSURED MUNICIPAL 590193108 206 26,804 SH X 02 X METRO GOLDWYN MAHER INC 591610100 351 21,500 SH X 02 X MICROSOFT CORP 594918104 29,941 690,047 SH X 02 X MILACRON INC COM 598709103 1,105 68,800 SH X 02 X MILLENNIUM INCOME FD L L C 599909900 1,216 12,403 SH X 02 X MINNESOTA MINING & MANUFACTURING CO 604059105 2,140 17,766 SH X 02 X MOLEX INC 608554101 2,005 56,464 SH X 02 X MONTANA POWER CO 612085100 213 10,262 SH X 02 X MONTGOMERY US FDS II 613923671 1,409 155,484 SH X 02 X MORGAN J P & CO INC 616880100 2,400 14,502 SH X 02 X MORGAN STANLEY DEAN WITTER U S 616969200 357 39,836 SH X 02 X MORGAN STANLEY DEAN WITTER & COMPANY 617446448 3,010 37,986 SH X 02 X MOTOROLA INC 620076109 3,447 170,183 SH X 02 X MUNDER FDS INC NETNET #226 626124648 296 8,534 SH X 02 X MUNDER FDS TR INDEX 500 CL A 626129761 284 10,291 SH X 02 X MUNICIPAL INVT TR FD UNIT 201ST 62622B327 214 320 SH X 02 X
7 11 SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION PREPARED FOR THE CHICAGO TRUST COMPANY AS OF 12/31/2000
- ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT VOTING NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE (X 1000) (A) (B) (C) (A) (B) (C) MUTUAL BENEFIT LIFE INSURANCE 6279959A3 431 431,139 SH X 02 X NATIONAL CITY CORP 635405103 1,827 63,571 SH X 02 X NEW PERSPECTIVE FUND 648018109 7,464 310,335 SH X 02 X NEW SALEM FUND L P 64860A904 295 1 SH X 02 X NEW YORK TIMES CO CLASS A 650111107 721 18,000 SH X 02 X NEWELL RUBBERMAID INC 651229106 1,075 47,289 SH X 02 X NICHOLAS FUND 653735100 2,080 33,845 SH X 02 X NICOR INC 654086107 553 12,804 SH X 02 X NISOURCE INC 65473P105 235 7,661 SH X 02 X NOBLE AFFILIATES INC 654894104 552 12,000 SH X 02 X NOKIA CORP SPONSORED ADR 654902204 42,196 970,027 SH X 02 X NORFOLK SOUTHERN CORP 655844108 197 14,764 SH X 02 X NORTEL NETWORKS CORP NEW 656568102 248 7,725 SH X 02 X NORTHERN GROWTH EQUITY FD 665162103 478 25,512 SH X 02 X NORTHERN INSTL FDS 665278685 2,090 105,896 SH X 02 X NORTHERN TRUST CORP 665859104 7,822 95,903 SH X 02 X NUVEEN INSURED QUALITY MUNICIPAL FD 67062N103 167 12,150 SH X 02 X NUVEEN FLAGSHIP MUN TR MUN BD FD 67065Q400 108 11,590 SH X 02 X OAK ASSOCS FDS WHITE OAK GROWTH STK 671081107 4,700 74,525 SH X 02 X OHIO CASUALTY CORP 677240103 6,297 629,700 SH X 01 X OHIO CASUALTY CORP 677240103 5,737 573,700 SH X 02 X OLD KENT FINANCIAL CORP 679833103 2,593 59,281 SH X 02 X OLIN CORP. 680665205 1,128 51,000 SH X 02 X OMNICARE INC 681904108 4,379 202,500 SH X 02 X OMNICARE INC SUB DEB CONV 681904AD0 2,057 2,555,000 SH X 02 X OMNICOM GROUP 681919106 39,782 480,016 SH X 02 X OPPENHEIMER CAP APPREC FD 68379A107 1,582 33,250 SH X 02 X OPPENHEIMER QUEST OPPORTUNITY VALUE 68380E106 24,324 719,845 SH X 02 X OPPENHEIMER QUEST GLOBAL VALUE CL A 68380G101 567 32,659 SH X 02 X OPPENHEIMER QUEST VALUE CL A #225 68380H109 424 20,505 SH X 02 X OPPENHEIMER U S GOVERNMENT CL A #220 683810105 3,112 332,155 SH X 02 X ORACLE CORP 68389X105 18,580 639,303 SH X 02 X OPPENHEIMER GLOBAL CL A #330 683924104 2,120 40,015 SH X 02 X OPPENHEIMER GLBL GWTH & INCM CL A 683943104 3,010 111,307 SH X 02 X ORBITAL ENGINE CORP LTD SPON ADR NEW 685563306 173 25,000 SH X 02 X PIMCO FDS MULTI MANAGER SER 693389421 3,268 79,386 SH X 02 X PIMCO LOW DURATION FUND #36 693390304 2,347 237,054 SH X 02 X PIMCO FDS TOTAL RETURN FUND A 693390445 23,051 2,218,563 SH X 02 X PIMCO TOTAL RETURN FUND INSTL CL #35 693390700 7,840 754,596 SH X 02 X PALM INC 696642107 237 8,375 SH X 02 X PARK NATIONAL CORP 700658107 1,883 21,000 SH X 02 X PARKER DRILLING CO 701081AD3 200 239,000 SH X 02 X PARKER HANNIFIN CORP 701094104 381 8,630 SH X 02 X PAYCHEX INC 704326107 6,219 127,884 SH X 02 X PAYDEN & RYGEL INVT GROUP 704329101 1,497 146,655 SH X 02 X PEOPLES ENERGY CORP 711030106 2,011 44,918 SH X 02 X PEP BOYS MANNY MOE & JACK SUB 713278AJ8 242 420,000 SH X 02 X PEPSICO INC 713448108 2,288 46,170 SH X 02 X PFIZER INC 717081103 69,703 1,515,293 SH X 02 X PHARMACIA CORPORATION 71713U102 2,071 33,951 SH X 02 X
8 12 SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION PREPARED FOR THE CHICAGO TRUST COMPANY AS OF 12/31/2000
- ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT VOTING NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE (X 1000) (A) (B) (C) (A) (B) (C) PHILIP MORRIS COS INC 718154107 3,853 87,572 SH X 02 X PHOENIX EQUITY SER FD 718939507 8,240 557,138 SH X 02 X PIER 1 IMPORTS INC 720279108 1,309 126,900 SH X 02 X PIKE BANCORP 721462109 416 38 SH X 02 X PILGRIM INTL VALUE CL A 721462810 669 43,855 SH X 02 X PILGRIM MUT FDS SMALL CAP GRWTH A 72146E533 150 10,238 SH X 02 X PILGRIM MUT FDS EMERGING COUNTRIES A 72146E756 1,227 81,938 SH X 02 X PILGRIM INTL SMALL CAP GROWTH CL A 72146E889 386 12,380 SH X 02 X PIONEER NATURAL RESOUCES CO 723787107 788 40,000 SH X 02 X PITNEY BOWES INC 724479100 1,724 52,044 SH X 02 X PLUM CREEK TIMBER CO INC 729251108 316 12,148 SH X 02 X PRAXAIR INC 74005P104 17,411 392,365 SH X 02 X THE PRIVATE INVESTMENT LIMITED 742100XA3 142 200,000 SH X 02 X PROCTER & GAMBLE CO 742718109 12,285 156,619 SH X 02 X PROGRESS ENERGY INC 743263105 576 11,700 SH X 02 X PROSPERITY BANCSHARES INC 743606105 1,575 80,000 SH X 02 X PUTNAM AMERICAN GOVT INC FUND CL A 74644B102 159 18,194 SH X 02 X PUTNAM CONV INCOME GROWTH TR 746476100 707 43,445 SH X 02 X PUTNAM OTC EMERGING GRWTH FD 746847102 2,008 144,222 SH X 02 X PUTNAM U S GOVT INCOME TR 746885102 236 18,471 SH X 02 X PUTNAM INTL GROWTH FD 746932102 11,301 457,364 SH X 02 X PUTNAM VOYAGER FD INC 747012102 5,123 219,852 SH X 02 X QUAKER OATS CO 747402105 1,355 13,916 SH X 02 X QUALCOMM INC 747525103 343 4,175 SH X 02 X QWEST COMMUNICATIONS INTL INC 749121109 1,445 35,343 SH X 02 X RS EMERGING GROWTH FUND #252 74972H101 896 20,353 SH X 02 X RS INVT TR DIVERSIFIED GROWTH 74972H804 680 29,790 SH X 02 X R-2000 CORPORATION 749746103 20 20,000 SH X 02 X RAINIER INVT MGMT MUT FDS CORE EQ PTL 750869109 3,298 126,760 SH X 02 X RAINIER INVT MGMT MUT FDS SML MID/CAP EQ 750869208 2,499 104,472 SH X 02 X RALSTON-RALSTON PURINA GROUP 751277302 651 24,929 SH X 02 X RAYMOND JAMES FINANCIAL INC. 754730109 1,336 38,300 SH X 02 X REGENERX BIOPHARMACEUTICALS 75886X108 2 27,500 SH X 02 X REPUBLIC SECURITY FINL CORP 760758102 1,247 171,300 SH X 02 X RESCON TECHNOLOGY CORP 760844100 1 31,000 SH X 02 X REUTERS HLDGS PLC SPONS ADR COM 76132M102 614 6,240 SH X 02 X ROWE T PRICE EQUITY INC FD #71 779547108 1,631 66,108 SH X 02 X ROWE T PRICE MID-CAP GRW FD 64 779556109 10,612 266,704 SH X 02 X ROWE T PRICE SCIENCE & TECHNOLOGY 77957M102 1,668 46,897 SH X 02 X ROYAL DUTCH PETE CO N Y REGISTRY SH 780257804 16,032 264,727 SH X 02 X RUSSELL FRANK INVT CO EQUITY I FD 782493100 4,374 135,076 SH X 02 X RUSSELL FRANK INVT CO EQUITY II FD 782493209 2,749 83,151 SH X 02 X RUSSELL FRANK INVT CO FIXED INCOME I 782493407 2,964 140,152 SH X 02 X RUSSELL FRANK INVT CO SHORT 782493506 1,461 80,005 SH X 02 X RUSSELL FRANK INVT CO INTL FD 782493605 3,814 100,466 SH X 02 X RUSSELL FRANK INVT CO EMERGING MKTS S 782493746 237 27,437 SH X 02 X RUSSELL FRANK INVT CO EQUITY Q 782493811 7,817 215,759 SH X 02 X RYANS FAMILY STEAK HOUSE, INC. 783519101 528 55,900 SH X 02 X SBC COMMUNICATIONS INC 78387G103 8,081 169,248 SH X 02 X SDL INC 784076101 2,418 16,320 SH X 02 X
9 13 SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION PREPARED FOR THE CHICAGO TRUST COMPANY AS OF 12/31/2000
- ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT VOTING NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE (X 1000) (A) (B) (C) (A) (B) (C) SAKS INC 79377W108 1,000 100,000 SH X 02 X SANMINA CORP 800907107 2,252 29,400 SH X 02 X SARA LEE CORP 803111103 1,459 59,392 SH X 02 X SCHERING PLOUGH CORP 806605101 17,228 303,575 SH X 02 X SCHLUMBERGER LTD 806857108 35,331 441,991 SH X 02 X SCHOLASTIC CORP 807066105 221 2,500 SH X 02 X SCHRODER REAL ESTATE VALUE - 807999107 1,108 1,000,000 SH X 02 X SCHRODER INTERNATIONAL EQUITY FD#923 808088207 1,174 115,445 SH X 02 X CHARLES SCHWAB CORPORATION 808513105 38,016 1,339,786 SH X 02 X SEARS ROEBUCK & CO 812387108 812 23,353 SH X 02 X SELECTED AMERICAN FUND 816221105 4,414 124,937 SH X 02 X SENSORMATIC ELECTRONICS CORP 817265101 1,117 55,700 SH X 02 X SIGMA ALDRICH CORP 826552101 589 15,000 SH X 02 X SKYLINE FD 830833208 8,641 437,528 SH X 02 X AMERICAN FUNDS SMALLCAP WORLD 831681101 1,689 60,791 SH X 02 X SMITHKLINE BEECHAM PLC 832378301 680 10,940 SH X 02 X SNAP-ON INC 833034101 847 30,400 SH X 02 X SOLECTRON CORP 834182107 9,154 270,041 SH X 02 X SOUND SHORE FD INC #07 836083105 222 6,577 SH X 02 X SOUTHWEST AIRLINES CO. 844741108 972 29,000 SH X 02 X SPECTRA FD INC #30 847561107 281 33,266 SH X 02 X SPECTRX INC 847635109 181 24,500 SH X 02 X SPRINT CORP (FON GROUP) 852061100 542 26,722 SH X 02 X SPRINT CORP (PCS GROUP) 852061506 308 15,058 SH X 02 X STARBUCKS CORP 855244109 13,841 312,635 SH X 02 X STATE STR CORP 857477103 931 7,500 SH X 02 X STRONG CORPORATE BOND FUND 862912102 126 11,957 SH X 02 X STRONG OPPORTUNITY FUND #24 86335K100 2,351 55,503 SH X 02 X SUN LIFE FINANCIAL SVCS CANADA INC 866796105 1,339 50,274 SH X 02 X SUN MICROSYSTEMS INC 866810104 34,956 1,254,465 SH X 02 X SUNTRUST BANKS INC 867914103 252 4,000 SH X 02 X SWIFT ENERGY CO 870738101 239 6,342 SH X 02 X SYBRON DENTAL SPECIALTIES INC 871142105 639 37,867 SH X 02 X SYMBOL TECHNOLOGIES, INC. 871508107 684 19,000 SH X 02 X SYSCO CORP 871829107 80,108 2,670,256 SH X 02 X TCF FINL CORP 872275102 495 11,100 SH X 02 X TARGET CORP 87612E106 316 9,800 SH X 02 X TECH DATA CORP 878237106 216 8,000 SH X 02 X TECHNOLOGY RESEARCH CORP NEW 878727304 131 65,334 SH X 02 X TEKTRONIX INC 879131100 337 10,000 SH X 02 X TELLABS INC 879664100 11,060 195,750 SH X 02 X TEMPLETON DEVELOPING MKTS TR 88018W104 1,160 109,518 SH X 02 X TEMPLETON FOREIGN FUND 880196209 22,435 2,169,733 SH X 02 X TEMPLETON GROWTH FD INC 880199104 3,714 201,946 SH X 02 X TEMPLETON INSTL FDS INC 880210208 404 46,665 SH X 02 X TENET HEALTHCARE CORP SUB NT 88033GAD2 3,369 3,975,000 SH X 02 X TEXACO INC 881694103 947 15,242 SH X 02 X TEXAS INSTRUMENTS INC 882508104 20,164 425,611 SH X 02 X THOMAS & BETTS CORP. 884315102 437 27,000 SH X 02 X TORCHMARK CORP 891027104 450 11,696 SH X 02 X
10 14 SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION PREPARED FOR THE CHICAGO TRUST COMPANY AS OF 12/31/2000
- ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT VOTING NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE (X 1000) (A) (B) (C) (A) (B) (C) TRANSPORT WORLD MUSIC CORP. 89336Q100 637 70,100 SH X 02 X TRIBUNE CO NEW 896047107 6,937 164,197 SH X 02 X TRUMP HOTEL & CASINO RESORTS INC 898168109 832 443,697 SH X 02 X TYCO INTL LTD 902124106 293 5,269 SH X 02 X UAM FDS INC 902555796 673 37,862 SH X 02 X UICI 902737105 224 37,659 SH X 02 X US BANCORP DEL 902973106 259 8,899 SH X 02 X USAA MUT FD INC 903288603 1,587 85,190 SH X 02 X USG CORP 903293405 2,250 100,000 SH X 01 X USA EDUCATION INC 90390U102 969 14,250 SH X 02 X UNILEVER N V - W/I COM 904784709 315 5,000 SH X 02 X UNION PACIFIC CORP 907818108 684 13,469 SH X 02 X UNISYS CORP 909214108 1,536 105,000 SH X 02 X UNITED TECHNOLOGIES CORP 913017109 1,662 21,137 SH X 02 X UNOCAL CORP 915289102 201 5,194 SH X 02 X SCUDDER EQUITY TR VALUE FD 920390101 628 24,645 SH X 02 X VALUE LINE AGGRESIVE INCOME 920394103 231 46,487 SH X 02 X VAN KAMPEN AGGRESSIVE GROWTH CL A 92113A843 986 44,357 SH X 02 X VAN KAMP CAP EMRGING GROWTH 92113B106 9,359 149,073 SH X 02 X VANGUARD SPECIALIZED PTFLS 921908703 138 11,917 SH X 02 X VANGUARD DEVELOPED MARKET INDEX #227 921909701 1,932 213,020 SH X 02 X VANGUARD WORLD INTL GROWTH #81 921910204 9,708 514,463 SH X 02 X VANGUARD GROWTH & INCOME FD #93 921913109 4,379 136,587 SH X 02 X VANGUARD BALANCED INDEX FUND #2 921931101 7,669 401,922 SH X 02 X VANGUARD WELLINGTON FUND INC #21 921935102 13,110 464,736 SH X 02 X VANGUARD / PRIMECAP FD INC 59 921936100 2,894 47,923 SH X 02 X VANGUARD BD INDEX TOTAL BD MKT #84 921937108 653 65,563 SH X 02 X VANGUARD INTER TERM BOND INDEX #314 921937306 118 11,816 SH X 02 X VANGUARD WELLESLEY INCOME FUND #27 921938106 13,114 644,721 SH X 02 X VANGUARD WINDSOR FUND INC 922018106 228 14,888 SH X 02 X VANGUARD WINDSOR II #73 922018205 4,522 166,235 SH X 02 X VANGUARD AIRLINES INC 92201B208 6 10,000 SH X 02 X VANGUARD FIXED INCOME HIGH YIELD #29 922031208 416 62,112 SH X 02 X VANGUARD FIXED INCOME GNMA #36 922031307 318 31,062 SH X 02 X VANGUARD INSTITUTIONAL INDEX #94 922040100 317,551 2,630,473 SH X 02 X VECTREN CORPORATION 92240G101 619 24,143 SH X 02 X VANGUARD MONEY MKT RESVS INC 922906300 3,856 3,855,787 SH X 02 X VANGUARD MUNICIPAL INTERMEDIATE 922907209 156 11,792 SH X 02 X VANGUARD INDEX TRUST 500 #40 922908108 14,773 121,231 SH X 02 X VANGUARD TOTAL STOCK INDEX FUND #85 922908306 4,694 160,422 SH X 02 X VANGUARD VALUE INDEX FUND #06 922908405 4,401 192,418 SH X 02 X VANGUARD INDEX SMALL CAPITALIZATION 922908702 476 24,460 SH X 02 X VANGUARD MID-CAP INDEX FUND #859 922908843 992 81,263 SH X 02 X VANGUARD EXTENDED MARKET INDEX #856 922908884 7,850 294,877 SH X 02 X VERIZON COMMUNICATIONS 92343V104 3,937 78,543 SH X 02 X VITESSE SEMICONDUCTOR CORP 928497106 4,445 80,350 SH X 02 X VODAFONE GROUP PLC-SP ADR 92857W100 997 27,835 SH X 02 X WMS INDUSTRIES, INC. 929297109 930 46,200 SH X 02 X WPG NETWORKING FUND LP 92930A919 250 250,000 SH X 02 X WPS RESOURCES CORP 92931B106 466 12,648 SH X 02 X
11 15 SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION PREPARED FOR THE CHICAGO TRUST COMPANY AS OF 12/31/2000
- ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT VOTING NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE (X 1000) (A) (B) (C) (A) (B) (C) WACHOVIA CORP NEW 929771103 262 4,508 SH X 02 X WAL MART STORES INC 931142103 1,116 21,004 SH X 02 X WALGREEN CO 931422109 100,047 2,392,722 SH X 02 X WALLACE COMPUTER SERVICES INC. 932270101 561 33,000 SH X 02 X WASHINGTON GROUP INC 938862109 340 41,500 SH X 02 X WASHINGTON MUTUAL INVESTORS FUND 939330106 32,372 1,115,116 SH X 02 X WASTE MGMT INC DEL SUB NT CONV 94106LAA7 1,959 2,025,000 SH X 02 X WELLS FARGO CO 949746101 25,965 466,259 SH X 02 X WESTERN RESOURCES 959425109 737 29,700 SH X 02 X WHITMAN CORP 96647R107 454 27,709 SH X 02 X WILMINGTON TRUST COMPANY DEL 971807102 1,434 23,100 SH X 02 X WISCONSIN ENERGY CORP 976657106 523 23,169 SH X 02 X WORLDCOM INC 98157D106 308 21,914 SH X 02 X XCEL ENERGY INC 98389B100 218 7,491 SH X 02 X TRANSOCEAN SEDCO FOREX INC ORD G90078109 2,294 49,871 SH X 02 X ORTHOFIX INTERNATIONAL N V N6748L102 1,704 89,100 SH X 02 X GRAND TOTAL 4,999,223 185,735,594
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