0000775368-21-000012.txt : 20210222 0000775368-21-000012.hdr.sgml : 20210222 20210222163107 ACCESSION NUMBER: 0000775368-21-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210221 FILED AS OF DATE: 20210222 DATE AS OF CHANGE: 20210222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shannon John F CENTRAL INDEX KEY: 0001801722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09371 FILM NUMBER: 21660754 MAIL ADDRESS: STREET 1: C/O ALLEGHANY CORPORATION STREET 2: 1411 BROADWAY, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 271354706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-508-8130 MAIL ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-02-21 0000775368 ALLEGHANY CORP /DE Y 0001801722 Shannon John F C/O ALLEGHANY CORPORATION 1411 BROADWAY, 34TH FLOOR NEW YORK NY 10018 0 1 0 0 SVP, chief investment officer Common Stock 2021-02-21 4 M 0 97 0 A 172 D Common Stock 2021-02-21 4 D 0 38 610.105 D 134 D Restricted Stock Units 2021-02-21 4 M 0 97 0 D Common Stock 97 0 D Settlement of 97 restricted stock units for shares of the registrant's common stock and $22,801.69 in cash representing withholding for tax obligations in connection with such settlement, and with share amounts adjusted due to payment in cash in lieu of the issuance of fractional shares. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the registrant's common stock or a payment in cash in respect of such restricted stock unit in an amount equal to the fair market value of one share of the registrant's common stock on the applicable vesting date. Each restricted stock unit vested on February 21, 2021. /s/ Antonio Celii, Attorney-in-Fact 2021-02-22