0000775368-21-000005.txt : 20210105 0000775368-21-000005.hdr.sgml : 20210105 20210105171823 ACCESSION NUMBER: 0000775368-21-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hicks Weston M CENTRAL INDEX KEY: 0001186549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09371 FILM NUMBER: 21507125 MAIL ADDRESS: STREET 1: C/O ALLEGHANY CORPORATION STREET 2: 1411 BROADWAY, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER NAME: FORMER CONFORMED NAME: HICKS WESTON M DATE OF NAME CHANGE: 20020905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 271354706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-508-8130 MAIL ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-12-31 0000775368 ALLEGHANY CORP /DE Y 0001186549 Hicks Weston M ALLEGHANY CORPORATION 1411 BROADWAY, 34TH FLOOR NEW YORK NY 10018 1 1 0 0 President and CEO Common Stock 46777 D Common Stock 9460 I Held by trust of which reporting person has voting and investment control Common Stock 9459 I Held by trust of which reporting person has voting and investment control Phantom Stock 2020-12-31 4 A 0 70.0597 602.165 A Common Stock 70.0597 1130.9868 D Phantom Stock 2021-01-04 4 I 0 6561.6576 602.15 A Common Stock 6561.6576 7692.6444 D Each phantom stock unit is the economic equivalent of one share of the registrant's common stock. Phantom stock units are payable in cash on the date elected by the reporting person. Pursuant to a prior election by the reporting person under a multi fund deferred compensation plan, the reporting person transferred the value of $3,951,102 of his account balance into the form of phantom stock units. This value is based on the registrants best estimate and may be subject to adjustment following the finalization of the registrants financial results from Q4 2020. /s/ Christopher K. Dalrymple, Attorney-in-Fact 2021-01-05