0000775368-21-000004.txt : 20210105 0000775368-21-000004.hdr.sgml : 20210105 20210105170728 ACCESSION NUMBER: 0000775368-21-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jacobs Kerry J CENTRAL INDEX KEY: 0001782020 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09371 FILM NUMBER: 21506902 MAIL ADDRESS: STREET 1: C/O ALLEGHANY CORPORATION STREET 2: 1411 BROADWAY, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 271354706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-508-8130 MAIL ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-12-31 0000775368 ALLEGHANY CORP /DE Y 0001782020 Jacobs Kerry J C/O ALLEGHANY CORPORATION 1411 BROADWAY, 34TH FLOOR NEW YORK NY 10018 0 1 0 0 SVP, Chief Financial Officer Common Stock 949 D Phantom Stock 2020-12-31 4 A 0 37.3652 602.165 A Common Stock 37.3652 350.7632 D Phantom Stock 2021-01-04 4 I 0 343.179 602.15 A Common Stock 343.179 693.9422 D Each phantom stock unit is the economic equivalent of one share of the registrant's common stock. Phantom stock units are payable in cash on the date elected by the reporting person. Pursuant to a prior election by the reporting person under a multi fund deferred compensation plan, the reporting person transferred the value of $206,645 of her account balance into the form of phantom stock units. This value is based on the registrants best estimate and may be subject to adjustment following the finalization of the registrants financial results from Q4 2020. /s/ Christopher K. Dalrymple, Attorney-in-Fact 2021-01-05