0000775368-20-000032.txt : 20200226 0000775368-20-000032.hdr.sgml : 20200226 20200226163517 ACCESSION NUMBER: 0000775368-20-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200224 FILED AS OF DATE: 20200226 DATE AS OF CHANGE: 20200226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAVIN WILLIAM K CENTRAL INDEX KEY: 0001014163 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09371 FILM NUMBER: 20656288 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3201 CITY: NEW YORK STATE: NY ZIP: 10152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 271354706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-508-8130 MAIL ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-02-24 0000775368 ALLEGHANY CORP /DE Y 0001014163 LAVIN WILLIAM K 190 BEACH 137TH STREET BELLE HARBOR NY 11694 1 0 0 0 Common Stock 2020-02-24 4 M 0 508 324.26 A 2603 D Common Stock 2020-02-24 4 S 0 508 778.337 D 2095 D Common Stock 2020-02-24 4 M 0 508 336.45 A 2603 D Common Stock 2020-02-24 4 S 0 508 778.337 D 2095 D Option (right to buy) 324.26 2020-02-24 4 M 0 508 D 2021-05-01 Common Stock 508 0 D Option (right to buy) 336.45 2020-02-24 4 M 0 508 D 2022-04-29 Common Stock 508 0 D Reflects adjustments to the exercise price and the number of shares underlying the option as a result of stock dividends. One-third of such option became exercisable on each of the first, second and third anniversaries of the date of grant. The option was granted for no cash consideration. /s/ Stela Burghart, Attorney-in-fact 2020-02-26