0000775368-20-000003.txt : 20200103 0000775368-20-000003.hdr.sgml : 20200103 20200103112845 ACCESSION NUMBER: 0000775368-20-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200103 DATE AS OF CHANGE: 20200103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hicks Weston M CENTRAL INDEX KEY: 0001186549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09371 FILM NUMBER: 20503868 MAIL ADDRESS: STREET 1: C/O ALLEGHANY CORPORATION STREET 2: 1411 BROADWAY, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER NAME: FORMER CONFORMED NAME: HICKS WESTON M DATE OF NAME CHANGE: 20020905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 271354706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-508-8130 MAIL ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-12-31 0000775368 ALLEGHANY CORP /DE Y 0001186549 Hicks Weston M ALLEGHANY CORPORATION 1411 BROADWAY, 34TH FLOOR NEW YORK NY 10018 1 1 0 0 President and CEO Common Stock 46777 D Common Stock 9460 I Held by trust of which reporting person has voting and investment control Common Stock 9459 I Held by trust of which reporting person has voting and investment control Phantom Stock 2019-12-31 4 A 0 49.0608 802.375 A Common Stock 49.0608 1016.5558 D Phantom Stock 2020-01-02 4 I 0 220.5035 803.005 D Common Stock 220.5035 796.0523 D Each phantom stock unit is the economic equivalent of one share of the registrant's common stock. Phantom stock units are payable in cash on the date elected by the reporting person. The reporting person transferred the value of 220.5035 phantom stock units held under a multi-fund compensation plan into an account linked to the registrant's book value per share. /s/ Weston M. Hicks 2020-01-03