0000775368-19-000059.txt : 20190903 0000775368-19-000059.hdr.sgml : 20190903 20190903163828 ACCESSION NUMBER: 0000775368-19-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190903 FILED AS OF DATE: 20190903 DATE AS OF CHANGE: 20190903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brandon Joseph Patrick CENTRAL INDEX KEY: 0001544033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09371 FILM NUMBER: 191072473 MAIL ADDRESS: STREET 1: C/O ALLEGHANY CORPORATION STREET 2: 1411 BROADWAY, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 271354706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-508-8130 MAIL ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-09-03 0000775368 ALLEGHANY CORP /DE Y 0001544033 Brandon Joseph Patrick ALLEGHANY CORPORATION 1411 BROADWAY, 34TH FLOOR NEW YORK NY 10018 0 1 0 0 Executive Vice President Common Stock 2019-09-03 4 M 0 916 0 A 25245 D Common Stock 2019-09-03 4 D 0 916 748.315 D 24329 D Restricted Stock Units 2019-09-03 4 M 0 916 0 D Common Stock 916 0 D Each restricted stock unit represents a contingent right to receive one share of the registrant's Common Stock or a payment in cash in respect of such restricted stock unit in an amount equal to the fair market value of one share of the registrant's Common Stock on the applicable vesting date. Total ownership reflects an immaterial correction to the amount previously reported. Pursuant to the applicable agreement between the registrant and the reporting person, when the registrant pays a cash dividend on its Common Stock, the reporting person is credited with a corresponding dividend on his restricted stock units in the form of additional restricted stock units. As a result, this includes 14 restricted stock units received as dividends in connection with a special cash dividend of $10.00 per share of common stock paid on March 15, 2018. 15% of the restricted stock units vested on each of the first six anniversaries of the date of grant and the remaining 10% of the restricted stock units vested on the seventh anniversary of the date of grant. Settlement of 916 restricted stock units for $685,456.54 in cash. /s/ Joseph P. Brandon 2019-09-03