0000775368-19-000011.txt : 20190204 0000775368-19-000011.hdr.sgml : 20190204 20190204154122 ACCESSION NUMBER: 0000775368-19-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180323 FILED AS OF DATE: 20190204 DATE AS OF CHANGE: 20190204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dalrymple Christopher Kent CENTRAL INDEX KEY: 0001362434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09371 FILM NUMBER: 19563535 MAIL ADDRESS: STREET 1: C/O DARWIN PROFESSIONAL UNDERWRITERS INC STREET 2: 9 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 271354706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-508-8130 MAIL ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-03-23 0000775368 ALLEGHANY CORP /DE Y 0001362434 Dalrymple Christopher Kent ALLEGHANY CORPORATION 1411 BROADWAY, 34TH FLOOR NEW YORK NY 10018 0 1 0 0 SVP, General Counsel Common Stock 2018-03-14 5 G 0 30 0 D 5110 D Common Stock 2018-03-23 5 G 0 100 0 D 5010 D Common Stock 2019-02-03 4 M 0 708 0 A 5718 D Common Stock 2019-02-03 4 D 0 708 635.73 D 5010 D Restricted Stock Units 2019-02-03 4 M 0 708 0 D Common Stock 708 0 D Gift of shares of the registrant's common stock to a third party for no consideration. Settlement of 708 restricted stock units for $450,217.63 in cash, of which $190,692.40 represents withholding for tax obligations in connection with such settlement. Each restricted stock unit represents a contingent right to receive one share of of the registrant's common stock or a payment in cash in respect of such restricted stock unit in an amount equal to the fair market value of one share of the registrant's common stock on the applicable vesting date. Each restricted stock unit vested on February 3, 2019. Christopher K. Dalrymple 2019-02-04