0000775368-18-000046.txt : 20180523 0000775368-18-000046.hdr.sgml : 20180523 20180523153456 ACCESSION NUMBER: 0000775368-18-000046 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180315 FILED AS OF DATE: 20180523 DATE AS OF CHANGE: 20180523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirby Jefferson CENTRAL INDEX KEY: 0001361747 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09371 FILM NUMBER: 18855016 MAIL ADDRESS: STREET 1: ALLEGHANY CORPORATION STREET 2: 7 TIMES SQUARE TOWER, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 271354706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-508-8130 MAIL ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2018-03-15 2018-05-01 0000775368 ALLEGHANY CORP /DE Y 0001361747 Kirby Jefferson C/O ALLEGHANY CORPORATION 1411 BROADWAY, 34TH FLOOR NEW YORK NY 10018 1 0 0 0 Common Stock 2018-03-15 4 A 0 12 A 59007 D Common Stock 2018-04-30 4 A 0 234 A 59241 D Common Stock 396112 I Held by trusts of which reporting person is co-trustee and beneficiary Common Stock 27586 I Held by trust of which reporting person is sole trustee and beneficiary Common Stock 19 I Held by reporting person's spouse Common Stock 364 I Held by reporting person's children sharing the same household Under the Alleghany Corporation 2005 Directors' Stock Plan, 2010 Directors' Stock Plan and 2015 Directors' Stock Plan, when the registrant pays a cash dividend on its common stock, each director holding restricted stock units ("RSUs") awarded under such plan(s) is credited with a corresponding dividend on his or her RSUs in the form of additional RSUs. These shares represent RSUs received as dividends in connection with a special cash dividend of $10.00 per share of common stock paid on March 15, 2018. These additional RSUs will vest on the same schedule as the unvested RSUs to which they relate. Grant of 234 shares of restricted stock for no cash consideration under the Alleghany Corporation 2015 Directors' Stock Plan, reflecting such number of restricted stock shares equal to $140,000 (as determined by the Board in accordance with the plan) divided by the average of the closing sales prices of the common stock on the 30 consecutive trading days preceding the grant date as reported by the NYSE. /s/ Stela Burghart, Attorney-in-Fact 2018-05-23