0000775368-16-000041.txt : 20160907 0000775368-16-000041.hdr.sgml : 20160907 20160907092923 ACCESSION NUMBER: 0000775368-16-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160903 FILED AS OF DATE: 20160907 DATE AS OF CHANGE: 20160907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 271354706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-508-8130 MAIL ADDRESS: STREET 1: 1411 BROADWAY STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brandon Joseph Patrick CENTRAL INDEX KEY: 0001544033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09371 FILM NUMBER: 161872432 MAIL ADDRESS: STREET 1: C/O ALLEGHANY CORPORATION STREET 2: 7 TIMES SQUARE TOWER, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-09-03 0000775368 ALLEGHANY CORP /DE Y 0001544033 Brandon Joseph Patrick ALLEGHANY CORPORATION 1411 BROADWAY, 34TH FLOOR NEW YORK NY 10018 0 1 0 0 Executive Vice President Common Stock 2016-09-03 4 M 0 1353 0 A 25355 D Common Stock 2016-09-03 4 D 0 1353 533.61 D 24002 D Restricted Stock Units 2016-09-03 4 M 0 1353 0 D Common Stock 1353 3611 D Each restricted stock unit represents a contingent right to receive one share of Common Stock or a payment in cash in respect of such restricted stock unit in an amount equal to the fair market value of one share of Common Stock on the applicable vesting date. 15% of the restricted stock units vest on each of the first six anniversaries of the date of grant and the remaining 10% of the restricted stock units vest on the seventh anniversary of the date of grant. If the reporting person's employment with the issuer terminates prior to vesting, any unvested restricted stock units will be forfeited. Settlement of 1,353 restricted stock units for $721,974.33 in cash. Stela Burghart, Attorney-in-Fact 2016-09-07