0000775368-14-000003.txt : 20140227 0000775368-14-000003.hdr.sgml : 20140227 20140227165737 ACCESSION NUMBER: 0000775368-14-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140115 FILED AS OF DATE: 20140227 DATE AS OF CHANGE: 20140227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 271354706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 TIMES SQUARE TOWER STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-752-1356 MAIL ADDRESS: STREET 1: 7 TIMES SQUARE TOWER STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Borrelli Jerry CENTRAL INDEX KEY: 0001359799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09371 FILM NUMBER: 14649903 MAIL ADDRESS: STREET 1: ALLEGHANY CORPORATION STREET 2: 7 TIMES SQUARE TOWER CITY: NEW YORK STATE: NY ZIP: 10036 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-01-15 0000775368 ALLEGHANY CORP /DE Y 0001359799 Borrelli Jerry ALLEGHANY CORPORATION 7 TIMES SQUARE TOWER, 17TH FLOOR NEW YORK NY 10036 0 1 0 0 Vice President Common Stock 2014-02-25 4 A 0 1239 379.13 A 2564 D Common Stock 2014-02-25 4 D 0 1239 379.13 D 1325 D Restricted Stock Units 2014-01-15 4 A 0 326 0 A Common Stock 326 326 D Settlement of 1,239 performance shares for $469,742.07 in cash, of which $220,637.85 represents withholding for tax obligations in connection with such settlement. Each restricted stock unit represents a contingent right to receive one share of of the registrant's common stock or a payment in cash in respect of such restricted stock unit in an amount equal to the fair market value of one share of the registrant's common stock on the applicable vesting date. The restricted stock units will vest on January 15, 2018, subject to the reporting person being employed by the registrant on such date. /s/ Jerry G. Borrelli 2014-02-27