0000775368-12-000038.txt : 20121010 0000775368-12-000038.hdr.sgml : 20121010 20121010161614 ACCESSION NUMBER: 0000775368-12-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121007 FILED AS OF DATE: 20121010 DATE AS OF CHANGE: 20121010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HICKS WESTON M CENTRAL INDEX KEY: 0001186549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09371 FILM NUMBER: 121137888 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHANY CORP /DE CENTRAL INDEX KEY: 0000775368 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 271354706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 TIMES SQUARE TOWER STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-752-1356 MAIL ADDRESS: STREET 1: 7 TIMES SQUARE TOWER STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP DATE OF NAME CHANGE: 19870115 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-10-07 0000775368 ALLEGHANY CORP /DE Y 0001186549 HICKS WESTON M ALLEGHANY CORPORATION 7 TIMES SQUARE TOWER, 17TH FLOOR NEW YORK NY 10036 1 1 0 0 President and CEO Common Stock 2012-10-07 4 M 0 23433 A 89071 D Common Stock 2012-10-07 4 F 0 11792 350.93 D 77279 D Phantom Stock 2012-10-07 4 M 0 23433 D 2012-10-07 2012-10-07 Common Stock 23433 0 D The phantom stock units were settled for 23,433 shares of Common Stock, of which 11,792 shares of Common Stock were wittheld in payment of applicable tax withholding obligations pursuant to the terms of the Company's 2002 Long-Term Incentive Plan. The phantom stock units convert to common stock on a one-for-one basis. Includes 3,433 phantom stock units reflecting dividends paid in respect of the Common Stock underlying the phantom stock units during the period between the date of grant and the excercise date. /s/ Weston M. Hicks 2012-10-10