0001628280-24-008572.txt : 20240304 0001628280-24-008572.hdr.sgml : 20240304 20240304172053 ACCESSION NUMBER: 0001628280-24-008572 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240229 FILED AS OF DATE: 20240304 DATE AS OF CHANGE: 20240304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAKE FRED L CENTRAL INDEX KEY: 0001789530 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39085 FILM NUMBER: 24715793 MAIL ADDRESS: STREET 1: 401 N. HERSHEY ROAD CITY: BLOOMINGTON STATE: IL ZIP: 61702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEARTLAND BANCORP, INC. VOTING TRUST U/A/D 5/4/2016 CENTRAL INDEX KEY: 0001789912 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39085 FILM NUMBER: 24715792 BUSINESS ADDRESS: STREET 1: 401 N. HERSEY ROAD CITY: BLOOMINGTON STATE: IL ZIP: 61702 BUSINESS PHONE: (309) 662-4444 MAIL ADDRESS: STREET 1: 401 N. HERSEY ROAD CITY: BLOOMINGTON STATE: IL ZIP: 61702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HBT Financial, Inc. CENTRAL INDEX KEY: 0000775215 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 371117216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 N. HERSHEY ROAD CITY: BLOOMINGTON STATE: IL ZIP: 61702 BUSINESS PHONE: (309) 662-4444 MAIL ADDRESS: STREET 1: 401 N. HERSHEY ROAD CITY: BLOOMINGTON STATE: IL ZIP: 61702 FORMER COMPANY: FORMER CONFORMED NAME: HEARTLAND BANCORP, INC. DATE OF NAME CHANGE: 20190624 FORMER COMPANY: FORMER CONFORMED NAME: HEARTLAND BANCORP DATE OF NAME CHANGE: 19850822 4 1 wk-form4_1709590839.xml FORM 4 X0508 4 2024-02-29 0 0000775215 HBT Financial, Inc. HBT 0001789530 DRAKE FRED L C/O HBT FINANCIAL, INC. 401 N. HERSHEY ROAD BLOOMINGTON IL 61704 1 1 1 0 Executive Chairman 0001789912 HEARTLAND BANCORP, INC. VOTING TRUST U/A/D 5/4/2016 C/O HBT FINANCIAL, INC. 401 N. HERSHEY ROAD BLOOMINGTON IL 61704 0 0 1 0 0 Common Stock, $0.01 par value 2024-02-29 4 A 0 4671 0 A 34861 D Common Stock, $0.01 par value 2024-02-29 4 A 0 11142 0 A 46003 D Common Stock, $0.01 par value 93670 I By the Fred L. Drake Revocable Trust Common Stock, $0.01 par value 17210400 I See footnote The reporting person received 4,671 restricted stock units ("RSUs") under the HBT Financial, Inc. Omnibus Incentive Plan. The RSUs vest in three annual installments, with 33% vesting on February 28, 2025, 33% vesting on February 28, 2026, and 34% vesting on February 28, 2027. Shares of common stock acquired upon settlement of performance restricted stock unit award granted to the reporting person on February 19, 2021. Consists of shares of common stock held by the Heartland Bancorp, Inc. Voting Trust U/A/D May 4, 2016 (the "Voting Trust"). Mr. Drake is the trustee of the Voting Trust and exercises sole voting and investment control over the common stock held thereby. Mr. Drake may be deemed to be the beneficial owner of securities held by the Voting Trust to the extent that he or his immediate family members are beneficiaries of such trust. Mr. Drake disclaims beneficial ownership of the shares held by the Voting Trust except to the extent of his pecuniary interest therein. /s/ Andrea E. Zurkamer, Attorney-in-Fact for Heartland Bancorp, Inc. Voting Trust U/A/D 5/4/2016 2024-03-04 /s/ Andrea E. Zurkamer, Attorney-in-Fact for Fred L. Drake 2024-03-04