0001415889-20-002288.txt : 20200911 0001415889-20-002288.hdr.sgml : 20200911 20200911161606 ACCESSION NUMBER: 0001415889-20-002288 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200909 FILED AS OF DATE: 20200911 DATE AS OF CHANGE: 20200911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAKE FRED L CENTRAL INDEX KEY: 0001789530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39085 FILM NUMBER: 201171109 MAIL ADDRESS: STREET 1: 401 N. HERSHEY ROAD CITY: BLOOMINGTON STATE: IL ZIP: 61702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEARTLAND BANCORP, INC. VOTING TRUST U/A/D 5/4/2016 CENTRAL INDEX KEY: 0001789912 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39085 FILM NUMBER: 201171110 BUSINESS ADDRESS: STREET 1: 401 N. HERSEY ROAD CITY: BLOOMINGTON STATE: IL ZIP: 61702 BUSINESS PHONE: (309) 662-4444 MAIL ADDRESS: STREET 1: 401 N. HERSEY ROAD CITY: BLOOMINGTON STATE: IL ZIP: 61702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HBT Financial, Inc. CENTRAL INDEX KEY: 0000775215 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 371117216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 N. HERSHEY ROAD CITY: BLOOMINGTON STATE: IL ZIP: 61702 BUSINESS PHONE: (309) 662-4444 MAIL ADDRESS: STREET 1: 401 N. HERSHEY ROAD CITY: BLOOMINGTON STATE: IL ZIP: 61702 FORMER COMPANY: FORMER CONFORMED NAME: HEARTLAND BANCORP, INC. DATE OF NAME CHANGE: 20190624 FORMER COMPANY: FORMER CONFORMED NAME: HEARTLAND BANCORP DATE OF NAME CHANGE: 19850822 4 1 form4-09112020_010953.xml X0306 4 2020-09-09 0000775215 HBT Financial, Inc. HBT 0001789530 DRAKE FRED L C/O HBT FINANCIAL, INC. 401 N. HERSHEY ROAD BLOOMINGTON IL 61704 true true true false CHAIRMAN AND CEO 0001789912 HEARTLAND BANCORP, INC. VOTING TRUST U/A/D 5/4/2016 C/O HBT FINANCIAL, INC. 401 N. HERSHEY ROAD BLOOMINGTON IL 61704 0 0 1 0 Common Stock, $0.01 par value 2020-09-09 4 P 0 10000 12.2054 A 60000 I By the Fred L. Drake Revocable Trust Common Stock, $0.01 par value 2020-09-10 4 P 0 10000 12.1002 A 70000 I By the Fred L. Drake Revocable Trust Common Stock, $0.01 par value 12000 D Common Stock, $0.01 par value 17210400 I See footnote The price reported in column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $12.16 to $12.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (1) to this Form 4. The price reported in column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $12.06 to $12.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (1) to this Form 4. Consists of shares of common stock held by the Heartland Bancorp, Inc. Voting Trust U/A/D May 4, 2016 (the "Voting Trust"). Mr. Drake is the trustee of the Voting Trust and exercises sole voting and investment control over the common stock held thereby. Mr. Drake may be deemed to be the beneficial owner of securities held by the Voting Trust to the extent that he or his immediate family members are beneficiaries of such trust. Mr. Drake disclaims beneficial ownership of the shares held by the Voting Trust except to the extent of his pecuniary interest therein. /s/ Matthew J. Doherty, attorney-in-fact for Fred L. Drake 2020-09-11 /s/ Matthew J. Doherty, attorney-in-fact for Heartland Bancorp, Inc. Voting Trust U/A/D 5/4/2016 2020-09-11