0001415889-20-002288.txt : 20200911
0001415889-20-002288.hdr.sgml : 20200911
20200911161606
ACCESSION NUMBER: 0001415889-20-002288
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200909
FILED AS OF DATE: 20200911
DATE AS OF CHANGE: 20200911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DRAKE FRED L
CENTRAL INDEX KEY: 0001789530
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39085
FILM NUMBER: 201171109
MAIL ADDRESS:
STREET 1: 401 N. HERSHEY ROAD
CITY: BLOOMINGTON
STATE: IL
ZIP: 61702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEARTLAND BANCORP, INC. VOTING TRUST U/A/D 5/4/2016
CENTRAL INDEX KEY: 0001789912
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39085
FILM NUMBER: 201171110
BUSINESS ADDRESS:
STREET 1: 401 N. HERSEY ROAD
CITY: BLOOMINGTON
STATE: IL
ZIP: 61702
BUSINESS PHONE: (309) 662-4444
MAIL ADDRESS:
STREET 1: 401 N. HERSEY ROAD
CITY: BLOOMINGTON
STATE: IL
ZIP: 61702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HBT Financial, Inc.
CENTRAL INDEX KEY: 0000775215
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 371117216
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 N. HERSHEY ROAD
CITY: BLOOMINGTON
STATE: IL
ZIP: 61702
BUSINESS PHONE: (309) 662-4444
MAIL ADDRESS:
STREET 1: 401 N. HERSHEY ROAD
CITY: BLOOMINGTON
STATE: IL
ZIP: 61702
FORMER COMPANY:
FORMER CONFORMED NAME: HEARTLAND BANCORP, INC.
DATE OF NAME CHANGE: 20190624
FORMER COMPANY:
FORMER CONFORMED NAME: HEARTLAND BANCORP
DATE OF NAME CHANGE: 19850822
4
1
form4-09112020_010953.xml
X0306
4
2020-09-09
0000775215
HBT Financial, Inc.
HBT
0001789530
DRAKE FRED L
C/O HBT FINANCIAL, INC.
401 N. HERSHEY ROAD
BLOOMINGTON
IL
61704
true
true
true
false
CHAIRMAN AND CEO
0001789912
HEARTLAND BANCORP, INC. VOTING TRUST U/A/D 5/4/2016
C/O HBT FINANCIAL, INC.
401 N. HERSHEY ROAD
BLOOMINGTON
IL
61704
0
0
1
0
Common Stock, $0.01 par value
2020-09-09
4
P
0
10000
12.2054
A
60000
I
By the Fred L. Drake Revocable Trust
Common Stock, $0.01 par value
2020-09-10
4
P
0
10000
12.1002
A
70000
I
By the Fred L. Drake Revocable Trust
Common Stock, $0.01 par value
12000
D
Common Stock, $0.01 par value
17210400
I
See footnote
The price reported in column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $12.16 to $12.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (1) to this Form 4.
The price reported in column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $12.06 to $12.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (1) to this Form 4.
Consists of shares of common stock held by the Heartland Bancorp, Inc. Voting Trust U/A/D May 4, 2016 (the "Voting Trust"). Mr. Drake is the trustee of the Voting Trust and exercises sole voting and investment control over the common stock held thereby. Mr. Drake may be deemed to be the beneficial owner of securities held by the Voting Trust to the extent that he or his immediate family members are beneficiaries of such trust. Mr. Drake disclaims beneficial ownership of the shares held by the Voting Trust except to the extent of his pecuniary interest therein.
/s/ Matthew J. Doherty, attorney-in-fact for Fred L. Drake
2020-09-11
/s/ Matthew J. Doherty, attorney-in-fact for Heartland Bancorp, Inc. Voting Trust U/A/D 5/4/2016
2020-09-11