-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MJGKfXPFMCg7LyuF83Vbq/K2/CzcpZouVZK+Qf7L557Q4foRJ6FVIswReYNheJyJ S985msgv2R3zJCotdRI2zg== 0000950005-97-000121.txt : 19970221 0000950005-97-000121.hdr.sgml : 19970221 ACCESSION NUMBER: 0000950005-97-000121 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970211 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTEGRATED SYSTEMS INC CENTRAL INDEX KEY: 0000775163 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942658153 STATE OF INCORPORATION: CA FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41291 FILM NUMBER: 97523873 BUSINESS ADDRESS: STREET 1: 3260 JAY ST CITY: SANTA CLARA STATE: CA ZIP: 95054-3309 BUSINESS PHONE: 4089801500 MAIL ADDRESS: STREET 1: 3260 JAY STREET CITY: SANTA CLARA STATE: CA ZIP: 95054-3309 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUPTA VINITA CENTRAL INDEX KEY: 0000900634 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O DIGITAL LINK CORP STREET 2: 217 HUMBOLDT CT CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4158511146 MAIL ADDRESS: STREET 1: C/O DIGITAL LINK CORP STREET 2: 217 HUMBOLDT CT CITY: SUNNYVALE STATE: CA ZIP: 94089 SC 13G/A 1 FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. Six)* Integrated Systems, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 45812M104 - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement: [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages Vinita Gupta CUSIP No. 45812M104 13G Page 2 of 4 Pages - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSON S.S. or I.R.S. Identification No. of Above Person Vinita Gupta ###-##-#### - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A - -------------------------------------------------------------------------------- (5) SOLE VOTING POWER 0 NUMBER OF ---------------------------------------------------------- SHARES (6) SHARED VOTING POWER BENEFICIALLY 4,720,200 shares OWNED BY (beneficial ownership of 1,000,000 of these shares EACH is disclaimed) REPORTING ---------------------------------------------------------- PERSON (7) SOLE DISPOSITIVE POWER WITH 0 ---------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 4,720,200 shares (beneficial ownership of 1,000,000 of these shares is disclaimed) - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,747,700* shares (beneficial ownership of 1,000,000 of these shares is disclaimed) 27,500 of these shares are subject to options that are exercisable within 60 days of December 31, 1996 - -------------------------------------------------------------------------------- (10) CHECK [ ] IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 20.6% - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILING OUT! CUSIP No. 45812M 10 4 13G Page 3 of 4 Pages ITEM 1. ISSUER'S NAME AND ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: (a) Integrated Systems, Inc. (b) 201 Moffett Park Drive, Sunnyvale, CA 94089 ITEM 2. INFORMATION CONCERNING PERSON FILING: (a) Vinita Gupta (b) 1252 Canada Road, Woodside, California 94062 (c) U.S.A. (d) Common Stock (e) 45812M 10 4 ITEM 3. STATUS OF PERSON FILING: Not applicable. ITEM 4. OWNERSHIP: (a) 4,747,700 shares* ** (b) 20.6% (c) (i) 0 shares* (ii) 4,720,200 shares* (iii) 0 shares* (iv) 4,720,200 shares* * Beneficial ownership of all or some of these shares is disclaimed as set forth on page 2 of this statement. ** 27,500 shares are subject to options that are exercisable within 60 days of December 31, 1996. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: (a) As of December 31, 1996, 3,720,200 of the shares were held in the joint names of the filing person and her spouse, Naren Gupta. (b) As of December 31, 1996, 1,000,000 of the shares were held in trust for the benefit of the filing person's children. The filing person, her spouse and a third party, Kalyan Dutta, are trustees of the trust. CUSIP No. 45812M 10 4 13G Page 4 of 4 Pages ITEM 7. IDENTIFICATION AND CLASSIFICATION OF SUBSIDIARY: Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF GROUP: Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not applicable. ITEM 10. CERTIFICATION: Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2/5/97 ------------------------- Date /s/ Vinita Gupta ------------------------- Signature Vinita Gupta ------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----