-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PueaI7jzDWMaXAxsBBT/reC03g8iIHa8fga+yXXT3cDCqce7DW2JTZSW8QAxoMmJ rrO1YekW5P2Ko+VaIqJXzA== 0000912057-00-005424.txt : 20000214 0000912057-00-005424.hdr.sgml : 20000214 ACCESSION NUMBER: 0000912057-00-005424 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTEGRATED SYSTEMS INC CENTRAL INDEX KEY: 0000775163 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942658153 STATE OF INCORPORATION: CA FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-41291 FILM NUMBER: 533350 BUSINESS ADDRESS: STREET 1: 201 MOFFETT PARK DIRVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085421500 MAIL ADDRESS: STREET 1: 201 MOFFETT PARK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUPTA VINITA CENTRAL INDEX KEY: 0000900634 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O DIGITAL LINK CORP STREET 2: 217 HUMBOLDT CT CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4158511146 MAIL ADDRESS: STREET 1: C/O DIGITAL LINK CORP STREET 2: 217 HUMBOLDT CT CITY: SUNNYVALE STATE: CA ZIP: 94089 SC 13G/A 1 SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. Eight)* Integrated Systems, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 45812M104 ---------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement: [ ] . (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages Vinita Gupta CUSIP No. 45812M104 13G Page 2 of 4 Pages - ------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. Identification Nos. of above persons (entities only). Vinita Gupta ###-##-#### - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER (a) / / OF A GROUP* (b) /x/ - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION - ------------------------------------------------------------------------------- NUMBER OF SHARES (5) SOLE VOTING POWER BENEFICIALLY 0 OWNED BY -------------------------------------------------- EACH REPORTING (6) SHARED VOTING POWER PERSON WITH: 4,730,200 shares (beneficial ownership of 1,000,000 of these shares is disclaimed) -------------------------------------------------- (7) SOLE DISPOSITIVE POWER 0 -------------------------------------------------- (8) SHARED DISPOSITIVE POWER 4,730,200 shares (beneficial ownership of 1,000,000 of these shares is disclaimed) - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,790,200 shares (beneficial ownership of 1,000,000 of these shares is disclaimed) 60,000 of these shares are subject to options that are exercisable within 60 days of December 31, 1999. (OF WHICH, 8,336 SHARES ACCELERATED UNDER THE TERMS OF THE AGREEMENT AND PLAN OF MERGER AND REORGANIZATION, DATED OCTOBER 21, 1999.) - ------------------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES N/A - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 19.7% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 45812M104 13G Page 3 of 4 Pages ITEM 1. (a) Name of Issuer Integrated Systems, Inc. --------------------------------------------------------------------- (b) Address of Issuer's Principal Executive Offices 201 Moffett Park Drive, Sunnyvale CA 94089 --------------------------------------------------------------------- ITEM 2. (a) Name of Person Filing Vinita Gupta --------------------------------------------------------------------- (b) Address of Principal Business Office or, if none, Residence 1252 Canada Road, Woodside, California 94062 --------------------------------------------------------------------- (c) Citizenship U.S.A. --------------------------------------------------------------------- (d) Title of Class of Securities Common Stock --------------------------------------------------------------------- (e) CUSIP Number 45812M 10 4 --------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not applicable. ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) 4,790,200 shares* ** (b) 19.7% (c) (i) 0 shares* (ii) 4,730,000 shares* (iii) 0 shares* (iv) 4,730,000 shares* * Beneficial ownership of all or some of these shares is disclaimed as set forth on page 2 of this statement. ** 60,000 shares are subject to options that are exercisable within 60 days of December 31, 1999. (OF WHICH, 8,336 SHARES ACCELERATED UNDER THE TERMS OF THE AGREEMENT AND PLAN OF MERGER REORGANIZATION, DATED OCTOBER 21, 1999.) ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON (a) As of December 31, 1999, 3,730,200 of the shares were held in the joint names of the filing person and her spouse, Naren Gupta. (b) As of December 31, 1999, 1,000,000 of the shares were held in trust for the benefit of the filing person's children. The filing person, her spouse and a third party, Kalyan Dutta, are trustee of the trust. CUSIP No. 45812M104 13G Page 4 of 4 Pages ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2/10/00 ---------------------------------------- Date /s/ Vinita Gupta ---------------------------------------- Signature Vinta Gupta ---------------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----