0000774973-18-000001.txt : 20180327 0000774973-18-000001.hdr.sgml : 20180327 20180327150433 ACCESSION NUMBER: 0000774973-18-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180327 DATE AS OF CHANGE: 20180327 EFFECTIVENESS DATE: 20180327 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000774973 IRS NUMBER: 463022406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-308671 FILM NUMBER: 18715163 BUSINESS ADDRESS: STREET 1: 6969 EAST SUNRISE DRIVE STREET 2: SUITE 100 CITY: TUCSON STATE: AZ ZIP: 85750 BUSINESS PHONE: 520-512-5299 MAIL ADDRESS: STREET 1: 6969 EAST SUNRISE DRIVE STREET 2: SUITE 100 CITY: TUCSON STATE: AZ ZIP: 85750 D 1 primary_doc.xml X0708 D LIVE 0000774973 TM TECHNOLOGIES INC 6969 EAST SUNRISE DRIVE SUITE 100 TUCSON AZ ARIZONA 85750 520-512-5299 DELAWARE None None Corporation true 2013 Daniel Hodges 6969 East Sunrise Drive Suite 100 Tucson AZ ARIZONA 83750 Executive Officer Chief Executive Officer and Chairman of the Board of the Directors Michael Powell 6969 East Sunrise Drive Suite 100 Tucson AZ ARIZONA 83750 Executive Officer Chief Operations Officer Albert White 6969 East Sunrise Drive Suite 100 Tucson AZ ARIZONA 83750 Director John Steinmetz 6969 East Sunrise Drive Suite 100 Tucson AZ ARIZONA 83750 Director Brent Davies 6969 East Sunrise Drive Suite 100 Tucson AZ ARIZONA 83750 Executive Officer Director Chief Financial Officer and Director Dr. Jodhvir Sarai 6969 East Sunrise Drive Suite 100 Tucson AZ ARIZONA 83750 Director Kevin Sherlock 6969 East Sunrise Drive Suite 100 Tucson AZ ARIZONA 83750 Director General Counsel and Director Other Technology Decline to Disclose 06b false 2018-03-08 false true true false 25000 TerraNova Capital Equities, Inc. 45097 None None 733 Third Avenue 15th Floor New York NY NEW YORK 10017 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN false 2000000 690000 1310000 Total offering amount includes option to sell an additional $500,000 of debt securities to cover over-subscriptions. false 11 200000 0 The max compensation consists of (i) a cash fee equal to 10% of the gross sales price of any securities sold, and (ii) 5-year warrants to purchase up to 10% of the number of shares of Common Stock underlying the securities sold at $5/share 0 false TM TECHNOLOGIES INC Daniel Hodges Daniel Hodges Chief Executive Officer and President 2018-03-27