0001209191-17-046367.txt : 20170726 0001209191-17-046367.hdr.sgml : 20170726 20170726193037 ACCESSION NUMBER: 0001209191-17-046367 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170724 FILED AS OF DATE: 20170726 DATE AS OF CHANGE: 20170726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOOYI INDRA K CENTRAL INDEX KEY: 0001183818 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01183 FILM NUMBER: 17984080 MAIL ADDRESS: STREET 1: 700 ANDERSON HILL RD CITY: PURCHASE STATE: NY ZIP: 10577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEPSICO INC CENTRAL INDEX KEY: 0000077476 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 131584302 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 ANDERSON HILL RD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142532000 MAIL ADDRESS: STREET 1: 700 ANDERSON HILL ROAD CITY: PURCHASE STATE: NY ZIP: 10577-1444 FORMER COMPANY: FORMER CONFORMED NAME: PEPSI COLA CO DATE OF NAME CHANGE: 19700903 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-07-24 0 0000077476 PEPSICO INC PEP 0001183818 NOOYI INDRA K 700 ANDERSON HILL ROAD PURCHASE NY 10577 1 1 0 0 Chairman and CEO PepsiCo, Inc. Common Stock 2017-07-24 4 M 0 340449 53.00 A 733315 D PepsiCo, Inc. Common Stock 2017-07-24 4 S 0 340449 116.4232 D 392866 D PepsiCo, Inc. Common Stock 2017-07-25 4 M 0 112381 53.00 A 505247 D PepsiCo, Inc. Common Stock 2017-07-25 4 S 0 112381 116.4951 D 265099 D PepsiCo, Inc. Common Stock 8408.7918 I by 401(k) PepsiCo, Inc. Common Stock 149632 I By GRAT I PepsiCo, Inc. Common Stock 120175 I By GRAT II PepsiCo, Inc. Common Stock 307960 I by GRAT III Employee Stock Option (right to buy) 53.00 2017-07-24 4 M 0 340449 0.00 D 2012-02-01 2019-01-31 PepsiCo, Inc. Common Stock 340449 112381 D Employee Stock Option (right to buy) 53.00 2017-07-25 4 M 0 112381 0.00 D 2012-02-01 2019-01-31 PepsiCo, Inc. Common Stock 112381 0 D These transactions did not impact the reporting person's stock ownership for purposes of the Company's Stock Ownership Guidelines. Following the transactions, the reporting person continues to hold shares valued at over 41 times her annual base salary, significantly exceeding her stock ownership requirement of eight times annual base salary. The options subject to these transactions were initially granted in 2009, became fully vested on February 1, 2012 and have an approaching expiration date within less than two years from the date of exercise. The shares with respect to this transaction were sold at prices ranging from $116.30 and $116.67, a portion of which were sold to cover option costs, taxes and broker commissions. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. The shares with respect to this transaction were sold at prices ranging from $116.16 and $116.71, a portion of which were sold to cover option costs, taxes and broker commissions. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. On April 28, 2017, the reporting person received a distribution of 100,368 shares from a grantor retained annuity trust ("GRAT I") and a distribution of 79,825 shares from a second grantor retained annuity trust ("GRAT II"), each in accordance with the terms of the GRATs. Such shares became directly owned by the reporting person. In addition, on June 19, 2017, the reporting person contributed 307,960 shares previously owned directly by her to a grantor retained annuity trust ("GRAT III"). The shares contributed to GRAT III are now being reported as indirectly held by the reporting person. Reflects the number of shares held under the reporting person's account in the PepsiCo Savings Plan as of July 24, 2017. /s/ Cynthia A. Nastanski, Atty-in-Fact 2017-07-26