0001209191-16-117498.txt : 20160504 0001209191-16-117498.hdr.sgml : 20160504 20160504180712 ACCESSION NUMBER: 0001209191-16-117498 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160502 FILED AS OF DATE: 20160504 DATE AS OF CHANGE: 20160504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEPSICO INC CENTRAL INDEX KEY: 0000077476 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 131584302 STATE OF INCORPORATION: NC FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 700 ANDERSON HILL RD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142532000 MAIL ADDRESS: STREET 1: 700 ANDERSON HILL ROAD CITY: PURCHASE STATE: NY ZIP: 10577-1444 FORMER COMPANY: FORMER CONFORMED NAME: PEPSI COLA CO DATE OF NAME CHANGE: 19700903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOOYI INDRA K CENTRAL INDEX KEY: 0001183818 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01183 FILM NUMBER: 161620919 MAIL ADDRESS: STREET 1: 700 ANDERSON HILL RD CITY: PURCHASE STATE: NY ZIP: 10577 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-02 0 0000077476 PEPSICO INC PEP 0001183818 NOOYI INDRA K 700 ANDERSON HILL ROAD PURCHASE NY 10577 1 1 0 0 Chairman and CEO PepsiCo, Inc. Common Stock 2016-05-02 4 M 0 304220 65.00 A 649818 D PepsiCo, Inc. Common Stock 2016-05-02 4 S 0 304220 103.313 D 345598 D PepsiCo, Inc. Common Stock 7903.028 I by 401(k) PepsiCo, Inc. Common Stock 250000 I By GRAT I PepsiCo, Inc. Common Stock 200000 I By GRAT II Employee Stock Option (right to buy) 65.00 2016-05-02 4 M 0 304220 0.00 D 2010-02-01 2017-01-31 PepsiCo, Inc. Common Stock 304220 0 D The shares with respect to this transaction were sold at prices ranging from $102.74 and $103.84, a portion of which were sold to cover option costs, taxes and broker commissions. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. The options were initially granted in 2007, became fully vested on February 1, 2010 and have an expiration date within less than a year from the date of exercise. On April 20, 2016, the reporting person contributed 250,000 shares previously owned directly by her to a grantor retained annuity trust ("GRAT I"). On April 26, 2016, the reporting person contributed an additional 200,000 shares previously owned directly by her to a second grantor retained annuity trust ("GRAT II"). These shares are now being reported as indirectly held by the reporting person. Reflects the number of shares held under the reporting person's account in the PepsiCo Savings Plan as of May 2, 2016. /s/ Indra K. Nooyi 2016-05-04