0001209191-16-105662.txt : 20160303 0001209191-16-105662.hdr.sgml : 20160303 20160303180507 ACCESSION NUMBER: 0001209191-16-105662 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160301 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEPSICO INC CENTRAL INDEX KEY: 0000077476 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 131584302 STATE OF INCORPORATION: NC FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 700 ANDERSON HILL RD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142532000 MAIL ADDRESS: STREET 1: 700 ANDERSON HILL ROAD CITY: PURCHASE STATE: NY ZIP: 10577-1444 FORMER COMPANY: FORMER CONFORMED NAME: PEPSI COLA CO DATE OF NAME CHANGE: 19700903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Laguarta Ramon CENTRAL INDEX KEY: 0001630253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01183 FILM NUMBER: 161482791 MAIL ADDRESS: STREET 1: PEPSICO, INC., 700 ANDERSON HILL ROAD CITY: PURCHASE STATE: NY ZIP: 10577 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-01 0 0000077476 PEPSICO INC PEP 0001630253 Laguarta Ramon 700 ANDERSON HILL ROAD PURCHASE NY 10577 0 1 0 0 CEO, ESSA PepsiCo, Inc. Common Stock 2016-03-01 4 A 0 22975 0.00 A 137994 D PepsiCo, Inc. Common Stock 2016-03-01 4 A 0 4901 0.00 A 142895 D PepsiCo, Inc. Common Stock 2016-03-01 4 F 0 6791 98.595 D 136104 D PepsiCo, Inc. Common Stock 2016-03-02 4 S 0 11000 98.159 D 125104 D This number represents the performance-based restricted stock units ("PSUs") granted as a portion of the reporting person's compensation from PepsiCo, Inc. These PSUs will become vested on March 1, 2019 contingent upon the achievement of pre-established performance targets over a three-year performance period and Compensation Committee approval. The reporting person may receive a number of shares of PepsiCo Common Stock from 0% to 175% of the PSUs granted, depending on the performance level achieved. This number represents the shares of PepsiCo Common Stock acquired upon vesting of additional PepsiCo Equity Performance Units ("PEPunits") granted in March 2013, as a result of exceeding pre-established performance targets. This number represents shares of PepsiCo Common Stock withheld to satisfy the tax withholding obligation due upon vesting of PepsiCo Equity Performance Units ("PEPunits"). The shares with respect to this transaction were sold at prices ranging from $98.1562 and $98.1900. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. /s/ Cynthia A. Nastanski, Atty-in-Fact 2016-03-03