0001209191-12-039729.txt : 20120731 0001209191-12-039729.hdr.sgml : 20120731 20120731181151 ACCESSION NUMBER: 0001209191-12-039729 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120727 FILED AS OF DATE: 20120731 DATE AS OF CHANGE: 20120731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOOYI INDRA K CENTRAL INDEX KEY: 0001183818 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01183 FILM NUMBER: 12997987 MAIL ADDRESS: STREET 1: 700 ANDERSON HILL RD CITY: PURCHASE STATE: NY ZIP: 10577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEPSICO INC CENTRAL INDEX KEY: 0000077476 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 131584302 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 ANDERSON HILL RD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142532000 MAIL ADDRESS: STREET 1: 700 ANDERSON HILL ROAD CITY: PURCHASE STATE: NY ZIP: 10577-1444 FORMER COMPANY: FORMER CONFORMED NAME: PEPSI COLA CO DATE OF NAME CHANGE: 19700903 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-07-27 0 0000077476 PEPSICO INC PEP 0001183818 NOOYI INDRA K 700 ANDERSON HILL ROAD PURCHASE NY 10577 1 1 0 0 Chairman and CEO PepsiCo, Inc. Common Stock 2012-07-27 4 M 0 188550 39.75 A 743211 D PepsiCo, Inc. Common Stock 2012-07-27 4 M 0 46829 39.75 A 790040 D PepsiCo, Inc. Common Stock 2012-07-27 4 S 0 235379 71.7123 D 554661 D PepsiCo, Inc. Common Stock 6092.5536 I by 401(k) Phantom Stock Units 2012-07-30 4 I 0 16012.7447 72.75 D PepsiCo, Inc. Common Stock 16012.7447 46342.4274 D Employee Stock Option (right to buy) 39.75 2012-07-27 4 M 0 188550 0.00 D 2006-02-01 2013-01-31 PepsiCo, Inc. Common Stock 188550 0 D Employee Stock Option (right to buy) 39.75 2012-07-27 4 M 0 46829 0.00 D 2003-02-01 2013-01-31 PepsiCo, Inc. Common Stock 46829 0 D The shares with respect to this transaction were sold at prices ranging from $71.25 and $71.88, a portion of which were sold to cover option costs, taxes and broker commissions. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. Reflects the number of shares held under the reporting person's account in the PepsiCo Savings Plan as of July 27, 2012. The PepsiCo Executive Income Deferral Program allows participants to change their investment allocations at any time, subject to the PepsiCo Insider Trading Policy. This transaction represents the reporting person's transfer of funds from the PepsiCo Common Stock Fund to another phantom investment offered under the program. This number includes 463.2820 phantom stock unit share equivalents credited to the reporting person's phantom stock account through reinvestment of dividends on June 29, 2012 at a price of $70.66. /s/ Cynthia A. Nastanski, Atty-in-Fact 2012-07-31