-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CTaSA1UJLIVzsCa2hIdksBD1yHf2ZcXbOsUSsAvNnTP6W67qyeQEUHOC2ctvtJes h0QEyq8qypZ0bZ1MAFV97w== 0000077476-97-000013.txt : 19970520 0000077476-97-000013.hdr.sgml : 19970520 ACCESSION NUMBER: 0000077476-97-000013 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970516 SROS: CSX SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEPSICO INC CENTRAL INDEX KEY: 0000077476 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 131584302 STATE OF INCORPORATION: NC FISCAL YEAR END: 1227 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 033-54733 FILM NUMBER: 97610422 BUSINESS ADDRESS: STREET 1: 700 ANDERSON HILL RD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142532000 MAIL ADDRESS: STREET 1: 700 ANDERSON HILL ROAD CITY: PURCHASE STATE: NY ZIP: 10577-1444 FORMER COMPANY: FORMER CONFORMED NAME: PEPSI COLA CO DATE OF NAME CHANGE: 19700903 424B3 1 '97 AFFILIATES RESALE PROSPECTUS SUPPLEMENT May 16, 1997 File No. 33-54733 PROSPECTUS SUPPLEMENT NO. 3 Filed pursuant to (To Prospectus dated July 26, 1994) Rule 424(b)(3)and Rule 424(c) 13,200,367 Shares ------------------- PepsiCo, Inc. CAPITAL STOCK (Par Value 1-2/3 Cents per Share) Available to be Resold ------------------------------ The following information updates and supplements the prospectus dated July 26, 1994 (the "Prospectus") covering affiliate reoffers and resales of PepsiCo, Inc. Capital Stock, par value 1-2/3 cents per share, which were acquired under PepsiCo's 1969 or 1975 Stock Option Plans, 1972 Performance Share Plan, as amended, or 1979 Incentive Plan; or which were or are expected to be acquired under PepsiCo's 1987 Incentive Plan or 1994 Long-Term Incentive Plan. Such Prospectus was filed with the Securities and Exchange Commission as part of Registration No. 33-54733. The "Selling Stockholders" information is updated and restated in its entirety as follows: STOCKHOLDERS ELIGIBLE TO RESELL
Shares of Capital Stock Available to be Resold (whether Shares of Shares of or not there is a Capital Stock Capital Stock Subject Name and Material Relationships with PepsiCo present intent Beneficially to Right to Acquire Since May 1994 to do so) Owned Prior to May 9, 1998 - -------------------------------------------- ------------------ ------------- ---------------------- Brenda Barnes 76,279 884 76,279 President and Chief Executive Officer, Pepsi-Cola North America; Chief Operating Officer, Pepsi-Cola North America; Chief Operating Officer, Pepsi-Cola Company South/West May 16, 1997
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Shares of Capital Stock Available to be Resold (whether Shares of Shares of or not there is a Capital Stock Capital Stock Subject Name and Material Relationships with PepsiCo present intent Beneficially to Right to Acquire Since May 1994 to do so) Owned Prior to May 9, 1998 - -------------------------------------------- ------------------ ------------- ---------------------- Randall C. Barnes 30,862 19 30,862 Senior Vice President and Treasurer John T. Cahill 193,596 -0- 193,596 Senior Vice President and Treasurer; Chief Financial Officer, Pepsi-Cola North America; Sr. Vice President Finance/Chief Financial Officer, KFC Wayne Calloway 6,276,293 1,218,762 5,057,531 Director; Chairman of the Board and Chief Executive Officer Robert L. Carleton 322,170 68,000 254,204 Senior Vice President and Controller Robert G. Dettmer 872,445 28,936 843,509 Executive Vice President and Chief Financial Officer Roger A. Enrico 1,841,202 60,036 1,841,202 Director, Chairman of the Board and Chief Executive Officer; Vice Chairman of the Board and Chief Executive Officer; Chairman and Chief Executive Officer, PepsiCo Worldwide Restaurants Edward V. Lahey, Jr. 840,049 27,948 824,552 Senior Vice President, General Counsel and Secretary Indra K. Nooyi 177,680 -0- 177,680 Senior Vice President, Strategic Planning
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Shares of Capital Stock Available to be Resold (whether Shares of Shares of or not there is a Capital Stock Capital Stock Subject Name and Material Relationships with PepsiCo present intent Beneficially to Right to Acquire Since May 1994 to do so) Owned Prior to May 9, 1998 - -------------------------------------------- ------------------ ------------- ---------------------- Steven S Reinemund 694,184 9,535 689,922 Director; Chairman and Chief Executive Officer, Frito-Lay Company; President and Chief Executive Officer, Frito-Lay, Inc. Karl M. von der Heyden 200,000 20,000 200,000 Director, Vice Chairman of the Board and Chief Financial Officer Craig E. Weatherup 1,675,607 9,557 1,670,225 Director; President; President and Chief Executive Officer, Pepsi-Cola North America - ------------------------------------------------------------------------------------------------------------ The address for each Selling Stockholder is c/o PepsiCo, Inc., Anderson Hill Road, Purchase, New York 10577
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