-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OL9Ss4GLToE3ctcZ3DBx3DP/RDp7wuUpXCefvFazI45u8uABt+iOaRw0eu94hSOg rLdczEnf7UdU/sv6LLYdJQ== 0001295984-06-000240.txt : 20061207 0001295984-06-000240.hdr.sgml : 20061207 20061207170753 ACCESSION NUMBER: 0001295984-06-000240 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061205 FILED AS OF DATE: 20061207 DATE AS OF CHANGE: 20061207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEP BOYS MANNY MOE & JACK CENTRAL INDEX KEY: 0000077449 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 230962915 STATE OF INCORPORATION: PA FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 3111 W ALLEGHENY AVE CITY: PHILADELPHIA STATE: PA ZIP: 19132 BUSINESS PHONE: 2152299000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hudson Thomas R Jr CENTRAL INDEX KEY: 0001333606 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03381 FILM NUMBER: 061263330 BUSINESS ADDRESS: BUSINESS PHONE: 203-854-1100 MAIL ADDRESS: STREET 1: 200 CONNECTICUT AVE STREET 2: 4TH FLOOR CITY: NORWALK STATE: CT ZIP: 06854 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pirate Capital LLC CENTRAL INDEX KEY: 0001295984 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03381 FILM NUMBER: 061263331 BUSINESS ADDRESS: STREET 1: 200 CONNECTICUT AVENUE STREET 2: 4TH FLOOR CITY: NORWALK STATE: CT ZIP: 06854 BUSINESS PHONE: 203 854 1100 MAIL ADDRESS: STREET 1: 200 CONNECTICUT AVENUE STREET 2: 4TH FLOOR CITY: NORWALK STATE: CT ZIP: 06854 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-12-05 0000077449 PEP BOYS MANNY MOE & JACK PBY 0001295984 Pirate Capital LLC 200 CONNECTICUT AVENUE NORWALK CT 06854 0 0 1 0 0001333606 Hudson Thomas R Jr 200 CONNECTICUT AVENUE NORWALK CT 06854 1 0 1 0 common stock 2006-12-05 4 P 0 3700 13.60 A 6366300 I See footnote 1 common stock 2794 D common stock 2006-12-06 4 P 0 77717 13.79 A 6444017 I See footnote 1 common stock 2006-12-07 4 P 0 83000 13.81 A 6527017 I See footnote 1 Option (right to buy) 12.76 2006-08-30 2013-08-30 common stock 338 1 D Option (right to buy) 14.41 2006-10-19 2013-10-19 common stock 2456 1 D Option (right to buy) 10.00 2006-11-20 2008-01-19 common stock 250000 2500 I See footnote 1 Such securities beneficially owned by the Reporting Persons are held directly by Jolly Roger Fund LP, a limited partnership for which Pirate Capital LLC ("Pirate") serves as general partner, and in the case of non-derivative securities, Jolly Roger Offshore Fund LTD and Jolly Roger Activist Portfolio Company LTD, each an investment fund for which Pirate serves as investment advisor (collectively, the "Funds"). Pirate is deemed to be the indirect beneficial owner of such securities reported herein by reason of its position as general partner or investment advisor, as applicable, of the Funds, and may be deemed to hold a fractional pecuniary interest in such shares. Thomas R. Hudson Jr., as the sole managing member of Pirate, is also deemed to be the indirect beneficial owner of such securities. The Reporting Persons disclaim beneficial ownership of any and all such securities in excess of their actual pecuniary interest, if any. Represents restricted stock units, which represent the right to receive an equal number of shares of common stock. 20% of such options were exercisable on the date of grant. An additional 20% of such options will become exercisable on each of the next four anniversaries of the date of grant. /s/ Pirate Capital LLC, by Thomas R. Hudson Jr. its Portfolio Manager 2006-12-07 /s/ Thomas R. Hudson Jr. 2006-12-07 -----END PRIVACY-ENHANCED MESSAGE-----