0001181431-13-037508.txt : 20130701 0001181431-13-037508.hdr.sgml : 20130701 20130701164932 ACCESSION NUMBER: 0001181431-13-037508 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130701 FILED AS OF DATE: 20130701 DATE AS OF CHANGE: 20130701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEP BOYS MANNY MOE & JACK CENTRAL INDEX KEY: 0000077449 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 230962915 STATE OF INCORPORATION: PA FISCAL YEAR END: 0202 BUSINESS ADDRESS: STREET 1: 3111 W ALLEGHENY AVE CITY: PHILADELPHIA STATE: PA ZIP: 19132 BUSINESS PHONE: 2152299000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITAROTONDA JAMES A CENTRAL INDEX KEY: 0001254583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03381 FILM NUMBER: 13945265 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE 17TH FL CITY: NEW YORK STATE: NY ZIP: 10019 4 1 rrd384689.xml X0306 4 2013-07-01 0 0000077449 PEP BOYS MANNY MOE & JACK PBY 0001254583 MITAROTONDA JAMES A C/O THE PEP BOYS - MANNY, MOE & JACK 3111 WEST ALLEGHENY AVENUE PHILADELPHIA PA 19132 1 0 0 0 Common Stock 495705 I By Barington Companies Equity Partners, L.P. Common Stock 2013-07-01 4 X 0 522 9.875 A 30898 D Option (right to buy) 9.875 2013-07-01 4 X 0 522 D 2006-08-02 2013-08-02 Common Stock 522 0 D The Reporting Person is the the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P. The Reporting Person disclaims benefical ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Twenty percent of such options were exerciseable on the date of grant. An additional 20% became exercisable on each of the first four anniversaries of the date of grant. Not applicable. /s/ James A. Mitarotonda 2013-07-01