-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SAmx7fGxuIDjAUq5FFvPbsoONT2LMX/3Bw9AKgqsQ/NYtkJZIi4YbcHagURoJ6Fi mbA5fG3KVm7U3ZF9TndYOQ== 0001181431-06-045516.txt : 20060803 0001181431-06-045516.hdr.sgml : 20060803 20060803154022 ACCESSION NUMBER: 0001181431-06-045516 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060802 FILED AS OF DATE: 20060803 DATE AS OF CHANGE: 20060803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEP BOYS MANNY MOE & JACK CENTRAL INDEX KEY: 0000077449 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 230962915 STATE OF INCORPORATION: PA FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 3111 W ALLEGHENY AVE CITY: PHILADELPHIA STATE: PA ZIP: 19132 BUSINESS PHONE: 2152299000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITAROTONDA JAMES A CENTRAL INDEX KEY: 0001254583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03381 FILM NUMBER: 061001917 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE 17TH FL CITY: NEW YORK STATE: NY ZIP: 10019 4 1 rrd126204.xml X0202 4 2006-08-02 0 0000077449 PEP BOYS MANNY MOE & JACK PBY 0001254583 MITAROTONDA JAMES A C/O THE PEP BOYS - MANNY, MOE & JACK 3111 WEST ALLEGHENY AVENUE PHILADELPHIA PA 19132 1 0 0 0 Common Stock 2006-08-02 4 A 0 522 A 522 D Common Stock 907619 I By Barington Companies Equity Partners, L.P. Common Stock 661735 I By Barington Investments, L.P. Common Stock 1195234 I By Barington Companies Offshore Fund, Ltd. Option (right to buy) 9.875 2006-08-02 4 A 0 522 A 2006-08-02 2013-08-02 Common Stock 522 522 D Represents restricted stock units, which represent the right to receive an equal number of shares of common stock. Not applicable. The Reporting Person is the the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of each of Barington Companies Investors, LLC ("Barington Investors"), Barington Companies Advisors, LLC ("Barington Advisors") and Barington Offshore Advisors, LLC ("Barington Offshore"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P. ("Barington") and Barington Advisors is the investment advisor of Barington. Barington Advisors is also the general partner of Barington Investments, L.P. Barington Offshore is the investment advisor to Barington Companies Offshore Fund, Ltd. The Reporting Person disclaims benefical ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. 20% of such options were exerciseable on the date of grant. An additional 20% of such options will become exerciseable on each of the next four anniversaries of the date of grant. James A. Mitarotonda 2006-08-03 -----END PRIVACY-ENHANCED MESSAGE-----