-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VS6/lYWONMwQf1ztiXEZaHSkT46njGmrPr0XGcY7xK+kUb608aamI2r6ZPwfQ8HJ an+GUsXm8L76vteHxeZPcw== 0001140361-06-012457.txt : 20060823 0001140361-06-012457.hdr.sgml : 20060823 20060823181218 ACCESSION NUMBER: 0001140361-06-012457 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060818 FILED AS OF DATE: 20060823 DATE AS OF CHANGE: 20060823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOLOMON JEFFREY M CENTRAL INDEX KEY: 0001275922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03381 FILM NUMBER: 061051713 MAIL ADDRESS: STREET 1: 666 THIRD AVENUE 26TH FL CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEP BOYS MANNY MOE & JACK CENTRAL INDEX KEY: 0000077449 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 230962915 STATE OF INCORPORATION: PA FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 3111 W ALLEGHENY AVE CITY: PHILADELPHIA STATE: PA ZIP: 19132 BUSINESS PHONE: 2152299000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: C4S & CO LLC CENTRAL INDEX KEY: 0001267474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03381 FILM NUMBER: 061051716 BUSINESS ADDRESS: STREET 1: 666 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128457909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STARK MORGAN B CENTRAL INDEX KEY: 0001267535 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03381 FILM NUMBER: 061051714 BUSINESS ADDRESS: STREET 1: 666 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128457909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COHEN PETER A CENTRAL INDEX KEY: 0001042589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03381 FILM NUMBER: 061051715 BUSINESS ADDRESS: BUSINESS PHONE: 2128457909 MAIL ADDRESS: STREET 1: 666 THIRD AVE STREET 2: 26TH FL CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRAUSS THOMAS W CENTRAL INDEX KEY: 0001043935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03381 FILM NUMBER: 061051712 BUSINESS ADDRESS: BUSINESS PHONE: 2128457909 MAIL ADDRESS: STREET 1: 666 THIRD AVE STREET 2: 26TH FL CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAMIUS CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001050154 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03381 FILM NUMBER: 061051711 BUSINESS ADDRESS: STREET 1: 666 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128457900 MAIL ADDRESS: STREET 1: 666 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc1.xml FORM 4 X0202 4 2006-08-18 0 0000077449 PEP BOYS MANNY MOE & JACK PBY 0001050154 RAMIUS CAPITAL GROUP LLC 666 THIRD AVE 26TH FLOOR NEW YORK NY 10017 0 0 0 1 See Remarks 0001267474 C4S & CO LLC X1 0 0 0 1 See Remarks 0001042589 COHEN PETER A X1 0 0 0 1 See Remarks 0001267535 STARK MORGAN B X1 0 0 0 1 See Remarks 0001275922 SOLOMON JEFFREY M X1 0 0 0 1 See Remarks 0001043935 STRAUSS THOMAS W X1 0 0 0 1 See Remarks Common Stock 2006-08-18 4 P 0 5333 11.0000 A 377963 I By Parche, LLC Common Stock 2006-08-18 4 P 0 28000 11.0000 A 1042021 I By Starboard Value and Opportunity Master Fund Ltd. Common Stock 101312 I By RCG Ambrose Master Fund Ltd. Common Stock 107471 I By RCG Halifax Fund, Ltd. Common Stock 404276 I By Ramius Master Fund, Ltd. Common Stock 23285 I By Ramius Master Fund III, Ltd. Includes shares owned directly by Parche, LLC, Starboard Value and Opportunity Master Fund Ltd., RCG Ambrose Master Fund, Ltd., RCG Halifax Fund, Ltd., Ramius Master Fund, Ltd. and Ramius Master Fund III, Ltd. As the managing member of Parche, LLC and the investment manager of Starboard Value and Opportunity Master Fund Ltd., Admiral Advisors, LLC may be deemed to beneficially own the shares of Common Stock owned by Parche, LLC and Starboard Value and Opportunity Master Fund Ltd. As the investment manager of Ramius Master Fund, Ltd. and Ramius Fund III, Ltd, Ramius Advisors, LLC may be deemed to beneficially own the shares of Common Stock owned by Ramius Master Fund, Ltd. and Ramius Fund III, Ltd. (Continuation of Footnote 1) As the sole member of Admiral Advisors, LLC and Ramius Advisors, LLC and the investment manager of RCG Ambrose Master Fund, Ltd. and RCG Halifax Fund, Ltd., Ramius Capital Group, L.L.C. may be deemed to beneficially own the shares of Common Stock owned by Parche, LLC, Starboard Value and Opportunity Master Fund Ltd., RCG Ambrose Master Fund, Ltd., RCG Halifax Fund, Ltd., Ramius Master Fund, Ltd. and Ramius Fund III, Ltd. As the managing member of Ramius Capital Group, L.L.C., C4S & Co., L.L.C. may be deemed to beneficially own the shares of Common Stock owned by Parche, LLC, Starboard Value and Opportunity Master Fund Ltd., RCG Ambrose Master Fund, Ltd., RCG Halifax Fund, Ltd., Ramius Master Fund, Ltd. and Ramius Fund III, Ltd. (Continuation of Footnote 2) As the managing members of C4S & Co., L.L.C., each of Peter A. Cohen, Morgan B. Stark, Jeffrey M. Solomon and Thomas W. Strauss may be deemed to beneficially own the shares of Common Stock owned by Parche, LLC, Starboard Value and Opportunity Master Fund Ltd., RCG Ambrose Master Fund, Ltd., RCG Halifax Fund, Ltd., Ramius Master Fund, Ltd. and Ramius Fund III, Ltd. Messrs. Cohen, Stark, Solomon and Strauss disclaim beneficial ownership of such shares. Except for Messrs. Cohen, Stark, Solomon and Strauss who have disclaimed beneficial ownership above, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission?s electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports being filed with Ramius Capital Group, L.L.C. as the first named reporting person on each report with respect to itself and a total of 14 other Reporting Persons and relating to the same transactions. /s/ Morgan B. Stark, managing member of C4S & Co., L.L.C., its managing member 2006-08-23 EX-99.1 2 misc1.htm MISCELLEANOUS EXHIBITS Unassociated Document
 
EXHIBIT 99
 

 
FORM 4 JOINT FILER INFORMATION
 

 
Name:           Parche, LLC
 
Address:              666 Third Avenue, 26th Floor
 
                      New York, New York 10017
 
Designated Filer:   Ramius Capital Group, L.L.C.
 

 
Issuer & Ticker Symbol:    Pep Boys - Manny, Moe & Jack (PBY)
 

Date of Event Requiring
Statement:            8/17/06

    Signature:            PARCHE, LLC
                          By: Admiral Advisors, LLC, its managing member
                  By: /s/ Morgan B. Stark
                                  Name: Morgan B. Stark
                          Title: Authorized Signatory
 

 
Name            Starboard Value and Opportunity Master Fund Ltd.
 
Address:              666 Third Avenue, 26th Floor
 
                      New York, New York 10017
 
Designated Filer:   Ramius Capital Group, L.L.C.
 

 
Issuer & Ticker Symbol:    Pep Boys - Manny, Moe & Jack (PBY)
 

Date of Event Requiring
Statement:            8/17/06

    Signature:            STARBOARD VALUE AND OPPORTUNITY MASTER FUND LTD.
                          By: /s/ Morgan B. Stark
                      Name: Morgan B. Stark
                          Title: Authorized Signatory

 


 
 
 
     Name:                  RCG Ambrose Master Fund, Ltd.
 
Address:              666 Third Avenue, 26th Floor    
              
                      New York, New York 10017
 
Designated Filer:   Ramius Capital Group, L.L.C.
 

 
Issuer & Ticker Symbol:    Pep Boys - Manny, Moe & Jack (PBY)
 

Date of Event Requiring
Statement:                    8/17/06

     Signature:           RCG AMBROSE MASTER FUND, LTD.
 
                          By: Ramius Capital Group, L.L.C.,
                           its Investment Manager
 
                  By: C4S & Co., L.L.C.,
                               its Managing Member
 
                          By: /s/ Morgan B. Stark
                          Name: Morgan B. Stark
                          Title: Managing Member
 
Name:                   RCG Halifax Fund, Ltd.
 
Address:              666 Third Avenue, 26th Floor
                      New York, New York 10017
 
Designated Filer:   Ramius Capital Group, L.L.C.
 

 
Issuer & Ticker Symbol:    Pep Boys - Manny, Moe & Jack (PBY)
 

Date of Event Requiring
Statement:                    8/17/06

     Signature:                   RCG HALIFAX FUND, LTD.
 
  By: Ramius Capital Group, L.L.C.,
  its Investment Manager
 
  By: C4S & Co., L.L.C.,
  its Managing Member
 
  By: /s/ Morgan B. Stark
  Name: Morgan B. Stark
  Title: Managing Member

 

 
 
Name:                   Ramius Master Fund, Ltd
 
Address:    666 Third Avenue, 26th Floor
 
                      New York, New York 10017
 
Designated Filer:   Ramius Capital Group, L.L.C.
 
 
Issuer & Ticker Symbol:    Pep Boys - Manny, Moe & Jack (PBY)
 

Date of Event Requiring
Statement:                    8/17/06

     Signature:                   RAMIUS MASTER FUND, LTD
 
                          By: Ramius Advisors, LLC
                                            its Investment Manager
 
                                          By: Ramius Capital Group, L.L.C.
    its sole member
 
  By: /s/ Morgan B. Stark
  Name: Morgan B. Stark
  Title: Managing Member
 
Name:           Ramius Fund III, Ltd
 
Address:    666 Third Avenue, 26th Floor
 
                      New York, New York 10017
 
Designated Filer:   Ramius Capital Group, L.L.C.
 

 
Issuer & Ticker Symbol:    Pep Boys - Manny, Moe & Jack (PBY)
 

Date of Event Requiring
Statement:                    8/17/06

     Signature:           RAMIUS FUND III, LTD

By: Ramius Advisors, LLC
its Investment Manager

By: Ramius Capital Group, L.L.C.
its sole member

By: /s/ Morgan B. Stark
                                Name: Morgan B. Stark
Title: Managing Member

 

 
 
Name:           Ramius Advisors, LLC
 
Address:    666 Third Avenue, 26th Floor
 
                  New York, New York 10017
 
Designated Filer:   Ramius Capital Group, L.L.C.
 

 
Issuer & Ticker Symbol:    Pep Boys - Manny, Moe & Jack (PBY)
 

Date of Event Requiring
Statement:            8/17/06
 
 
     Signature:           RAMIUS ADVISORS, LLC    
          By: Ramius Capital Group, L.L.C. its sole member
 
          By: /s/ Morgan B. Stark
  Name: Morgan B. Stark
          Title: Authorized Signatory
 

 
Name:                   Admiral Advisors, LLC
 
Address:    666 Third Avenue, 26th Floor
 
                      New York, New York 10017
 
Designated Filer:   Ramius Capital Group, L.L.C.
 

 
Issuer & Ticker Symbol:  Pep Boys - Manny, Moe & Jack (PBY)
 

Date of Event Requiring
Statement:            8/17/06

     Signature:           ADMIRAL ADVISORS, LLC
 
                          By: Ramius Capital Group, L.L.C., its
               sole member
 
                          By: /s/ Morgan B. Stark
                  Name: Morgan B. Stark    
                          Title: Authorized Signatory

 

 
     Name:           C4S & Co., L.L.C.
 
Address:    666 Third Avenue, 26th Floor
 
                      New York, New York 10017
 
Designated Filer:   Ramius Capital Group, L.L.C.
 

 
Issuer & Ticker Symbol:  Pep Boys - Manny, Moe & Jack (PBY)
 

Date of Event Requiring
Statement:                    8/17/06

    Signature:             C4S & CO., L.L.C.
 

  By: /s/ Morgan B. Stark  
  Name: Morgan B. Stark    
  Title: Managing Member
 
 
     Names:                Peter A. Cohen
 
Address:    666 Third Avenue, 26th Floor
 
                      New York, New York 10017
 
Designated Filer:   Ramius Capital Group, L.L.C.
 

 
Issuer & Ticker Symbol:    Pep Boys - Manny, Moe & Jack (PBY)
 

Date of Event Requiring
Statement:            8/17/06

 
         Signature:           /s/ Peter A. Cohen
                 Peter A. Cohen
 


 
 
     Names:                Morgan B. Stark
 
Address:    666 Third Avenue, 26th Floor
 
                      New York, New York 10017
 
Designated Filer:   Ramius Capital Group, L.L.C.
 

 
Issuer & Ticker Symbol:  Pep Boys - Manny, Moe & Jack (PBY)
 

Date of Event Requiring
Statement:            8/17/06

 
         Signature:           /s/ Morgan B. Stark
                                                      Morgan B. Stark                    
 
 
 
     Names:                Jeffrey M. Solomon
 
Address:    666 Third Avenue, 26th Floor    
 
                      New York, New York 10017
 
Designated Filer:   Ramius Capital Group, L.L.C.
 

 
Issuer & Ticker Symbol:  Pep Boys - Manny, Moe & Jack (PBY)
 

Date of Event Requiring
Statement:            8/17/06

 
        Signature:            /s/ Jeffrey M. Solomon
                              Jeffrey M. Solomon
 
 
     Names:                Thomas W. Strauss
 
Address:    666 Third Avenue, 26th Floor
 
                      New York, New York 10017
 
Designated Filer:   Ramius Capital Group, L.L.C.
 

 
Issuer & Ticker Symbol:  Pep Boys - Manny, Moe & Jack (PBY)
 

Date of Event Requiring
Statement:            8/17/06

 
         Signature:                   /s/ Thomas W. Strauss
                              Thomas W. Strauss
 
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