-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EN5VI3XtWFFkY2C0zqWOZV10S5XTGo0Es8tGlCiXyNwNtOe3btesUVSiKpL61yfa B04lQgPRmEcoUm1wTnKWhg== 0001140361-06-012338.txt : 20060822 0001140361-06-012338.hdr.sgml : 20060822 20060822214225 ACCESSION NUMBER: 0001140361-06-012338 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060818 FILED AS OF DATE: 20060822 DATE AS OF CHANGE: 20060822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARINGTON CAPITAL GROUP L P CENTRAL INDEX KEY: 0000887762 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03381 FILM NUMBER: 061049760 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE 17TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129745400 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARINGTON COMPANIES EQUITY PARTNERS L P CENTRAL INDEX KEY: 0001107149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03381 FILM NUMBER: 061049759 BUSINESS ADDRESS: STREET 1: 888 7TH AVE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129745700 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEP BOYS MANNY MOE & JACK CENTRAL INDEX KEY: 0000077449 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 230962915 STATE OF INCORPORATION: PA FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 3111 W ALLEGHENY AVE CITY: PHILADELPHIA STATE: PA ZIP: 19132 BUSINESS PHONE: 2152299000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barington Companies Investors, LLC CENTRAL INDEX KEY: 0001324904 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03381 FILM NUMBER: 061049756 BUSINESS ADDRESS: STREET 1: C/O BARINGTON CAPITAL GROUP, L.P. STREET 2: 888 SEVENTH AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 974-5732 MAIL ADDRESS: STREET 1: C/O BARINGTON CAPITAL GROUP, L.P. STREET 2: 888 SEVENTH AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LNA Capital Corp. CENTRAL INDEX KEY: 0001324903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03381 FILM NUMBER: 061049761 BUSINESS ADDRESS: STREET 1: C/O BARINGTON CAPITAL GROUP, L.P. STREET 2: 888 SEVENTH AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 974-5732 MAIL ADDRESS: STREET 1: C/O BARINGTON CAPITAL GROUP, L.P. STREET 2: 888 SEVENTH AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barington Companies Offshore Fund, Ltd. (BVI) CENTRAL INDEX KEY: 0001324905 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03381 FILM NUMBER: 061049755 BUSINESS ADDRESS: STREET 1: C/O BISON FINANCIAL SERVICES LTD STREET 2: BISON COURT ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 BUSINESS PHONE: (212) 974-5732 MAIL ADDRESS: STREET 1: C/O BISON FINANCIAL SERVICES LTD STREET 2: BISON COURT ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barington Companies Advisors, LLC CENTRAL INDEX KEY: 0001324906 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03381 FILM NUMBER: 061049757 BUSINESS ADDRESS: STREET 1: C/O BARINGTON CAPITAL GROUP, L.P. STREET 2: 888 SEVENTH AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 974-5732 MAIL ADDRESS: STREET 1: C/O BARINGTON CAPITAL GROUP, L.P. STREET 2: 888 SEVENTH AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barington Investments LP CENTRAL INDEX KEY: 0001373188 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03381 FILM NUMBER: 061049758 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-974-5700 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barington Offshore Advisors LLC CENTRAL INDEX KEY: 0001373187 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03381 FILM NUMBER: 061049754 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-974-5700 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc1.xml FORM 4 X0202 4 2006-08-18 0 0000077449 PEP BOYS MANNY MOE & JACK PBY 0000887762 BARINGTON CAPITAL GROUP L P 888 SEVENTH AVENUE 17TH FLOOR NEW YORK NY 10019 0 0 0 1 See Remarks 0001107149 BARINGTON COMPANIES EQUITY PARTNERS L P X1 0 0 0 1 See Remarks 0001373188 Barington Investments LP X1 0 0 0 1 See Remarks 0001324906 Barington Companies Advisors, LLC X1 0 0 0 1 See Remarks 0001324904 Barington Companies Investors, LLC X1 0 0 0 1 See Remarks 0001324905 Barington Companies Offshore Fund, Ltd. (BVI) X1 0 0 0 1 See Remarks 0001373187 Barington Offshore Advisors LLC X1 0 0 0 1 See Remarks 0001324903 LNA Capital Corp. X1 0 0 0 1 See Remarks Common Stock 2006-08-18 4 P 0 22667 11.0000 A 960795 I By Barington Companies Equity Partners, L.P. Common Stock 2006-08-18 4 P 0 34667 11.0000 A 1276562 I By Barington Companies Offshore Fund, Ltd. Common Stock 2006-08-18 4 P 0 9333 11.0000 A 683631 I By Barington Investments, L.P. Includes shares owned directly by Barington Companies Equity Partners, L.P., Barington Companies Offshore Fund, Ltd. and Barington Investments, L.P. As the investment advisor to Barington Companies Equity Partners, L.P. and the investment advisor and general partner of Barington Investments, L.P., Barington Companies Advisors, LLC may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P. and Barington Investments, L.P. As the general partner of Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P. As the investment advisor to Barington Companies Offshore Fund, Ltd., Barington Offshore Advisors, LLC may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Offshore Fund, Ltd. (Continuation of Footnote 1) As the majority member of Barington Companies Advisors, LLC and Barington Companies Investors, LLC, Barington Capital Group, L.P. may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P. and Barington Investments, L.P. As the majority member of Barington Offshore Advisors, LLC, Barington Capital Group, L.P. may also be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Offshore Fund, Ltd. As the general partner of Barington Capital Group, L.P., LNA Capital Corp. may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P., Barington Investments, L.P. and Barington Companies Offshore Fund, Ltd. Each Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. /s/ James Mitarotonda, Pres. and CEO of LNA Capital Corp., its general partner 2006-08-22 EX-99.1 2 misc1.htm MISCELLEANOUS EXHIBITS Unassociated Document
 
EXHIBIT 99
 
 
FORM 4 JOINT FILER INFORMATION
 

 
Name:                     Barington Companies Equity Partners, L.P.
 
Address:                   c/o Barington Capital Group, L.P.
                888 Seventh Avenue, 17th Floor
                New York, New York 10019
 
Designated Filer:              Barington Capital Group, L.P.
 
Issuer & Ticker Symbol:         Pep Boys - Manny, Moe & Jack (PBY)
 

Date of Event Requiring
Statement:                 8/17/06

        Signature:                      BARINGTON COMPANIES EQUITY PARTNERS, L.P.
                    By: Barington Companies Investors, LLC, its general partner
 
                            By: /s/ James A. Mitarotonda
                            Name: James A. Mitarotonda
                            Title:   Managing Member
 
Name:                         Barington Investments, L.P.
 
Address:                   c/o Barington Capital Group, L.P.
                        888 Seventh Avenue, 17th Floor
                            New York, New York 10019
 
Designated Filer:              Barington Capital Group, L.P.
 
Issuer & Ticker Symbol:         Pep Boys - Manny, Moe & Jack (PBY)

Date of Event Requiring
Statement:                 8/17/06

    Signature:                      BARINGTON INVESTMENTS, L.P.
                By: Barington Companies Advisors, LLC, its general partner
 
                By: /s/ James A. Mitarotonda
                Name: James A. Mitarotonda
                Title: Managing Member
 
 
 
 
Name:                         Barington Companies Advisors, LLC
 
Address:                   c/o Barington Capital Group, L.P.
                888 Seventh Avenue, 17th Floor
                            New York,  New York 10019
 
Designated Filer:              Barington Capital Group, L.P.
 
Issuer & Ticker Symbol:         Pep Boys - Manny, Moe & Jack (PBY)

Date of Event Requiring
Statement:                 8/17/06

Signature:                      BARINGTON COMPANIES ADVISORS, LLC
 
                By: /s/ James A. Mitarotonda
                Name: James A. Mitarotonda
                Title: Managing Member
 



 
Name:                         Barington Companies Investors, LLC
 
Address:                   c/o Barington Capital Group, L.P.
                888 Seventh Avenue, 17th Floor
                New York, New York 10019
 
Designated Filer:              Barington Capital Group, L.P.
 
Issuer & Ticker Symbol:         Pep Boys - Manny, Moe & Jack (PBY)

Date of Event Requiring
Statement:                         8/17/06

    Signature:                          BARINGTON COMPANIES INVESTORS, LLC
 
                By: /s/ James A. Mitarotonda
                Name: James A. Mitarotonda
                Title: Managing Member

 
Name:                         Barington Companies Offshore Fund, Ltd.
 
Address:                   c/o Bison Financial Services LTD
                Bison Court Road Town
                                    Tortola, British Virgin Islands
 
Designated Filer:              Barington Capital Group, L.P.
 
Issuer & Ticker Symbol:         Pep Boys - Manny, Moe & Jack (PBY)

Date of Event Requiring
Statement:                         8/17/06

Signature                   BARINGTON COMPANIES OFFSHORE FUND, LTD.
 
                By: /s/ James A. Mitarotonda
                Name: James A. Mitarotonda
                Title: President




 
Name:                                 Barington Offshore Advisors, LLC
 
Address:                   c/o Barington Capital Group, L.P.
                888 Seventh Avenue, 17th Floor
                New York, New York 10019
 
Designated Filer:              Barington Capital Group, L.P.
 
Issuer & Ticker Symbol:         Pep Boys - Manny, Moe & Jack (PBY)
 

Date of Event Requiring
    Statement:                 8/17/06

    Signature:                          BARINGTON OFFSHORE ADVISORS, LLC
 
                By: /s/ James A. Mitarotonda
                Name: James A. Mitarotonda
                Title: Authorized Signatory

 
Name:                         LNA Capital Corp.
 
Address:                   c/o Barington Capital Group, L.P.
                        888 Seventh Avenue, 17th Floor
                New York, New York 10019
 
Designated Filer:                      Barington Capital Group, L.P.
 
Issuer & Ticker Symbol:         Pep Boys - Manny, Moe & Jack (PBY)
 

Date of Event Requiring
Statement:                 8/17/06

    Signature:                      LNA CAPITAL CORP.
 
                By: /s/ James A. Mitarotonda
                Name: James A. Mitarotonda
                Title: President and CEO






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